REG - Ajax Resources PLC - Director Dealing, TR-1, and change of Auditors

Ajax ResourcesAnnouncement

16/01/2023 10:15

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RNS Number : 8308M  Ajax Resources PLC  16 January 2023

16 January 2023

AJAX RESOURCES PLC

("Ajax" or the "Company")

 

Director Dealing, Holdings in Company, and

Change of Auditors

 

Director Dealing & Holding in the Company

 

Ajax [LSE: AJAX], the UK listed special purpose acquisition company with a
focus on natural resources, is pleased to announce that its Chief Executive
Officer, Ippolito Cattaneo, has purchased a further 125,000 ordinary shares of
1 pence each in the capital of the Company ("Ordinary Shares"). Following this
purchase, Mr. Cattaneo holds a total of 9,050,000 Ordinary Shares, equivalent
to 19.31% of the issued Ordinary Shares.

 

Change of Auditors

 

The Company is also pleased to announce the appointment of Shipleys LLP as
auditors. The Company's former auditors, Jeffreys Henry LLP, have ceased to
act as auditors for "Public Interest Entities" (a definition that includes all
companies on the UK Official List) and have confirmed that they have no
matters which they consider should be brought to the attention of the
company's members or creditors in accordance with Section 519 of the Companies
Act 2006.

 

-  ENDS -

Further Information:

 Ajax Resources Plc                           Tel: + 44 (0) 208 146 6345

 Ippolito Cattaneo, Chief Executive Officer   info@ajaxresources.com
 Clear Capital Markets (Corporate Broker)     Tel:  +44 (0)20 3869 6080

 Jonathan Critchley/ Keith Swann              keithswann@clear-cm.co.uk; jonathancritchley@clear-cm.co.uk
 Allenby Capital Limited (Financial Adviser)  Tel:  + 44 (0) 203 328 5656

 Nick Harriss                                 n.harriss@allenbycapital.com

 

 

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Ippolito Cattaneo

 2    Reason for the notification

 a)   Position/status                                               PDMR (CEO)

 b)   Initial notification /Amendment                              Initial notification

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Ajax Resources PLC

 b)   LEI                                                          213800JBHG3W43VMYU13

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted
 a)   Description of the financial instrument, type of instrument   Ordinary shares of 1p

      Identification code

                                                                   GB00BLNBD412
 b)   Nature of the transaction                                    Purchase of ordinary shares

 c)   Price(s) and volume(s)                                       Price(s)  Volume(s)

                                                                   9.5p      125,000

 d)   Aggregated information

      - Aggregated volume

      - Price                                                      n/a (single transaction)

 e)   Date of the transaction                                      16 January 2023

 f)   Place of the transaction                                     Off Market

d)

 

Aggregated information

- Aggregated volume

- Price

 

 

 

n/a (single transaction)

e)

 

Date of the transaction

 

16 January 2023

f)

 

Place of the transaction

 

Off Market

 

 

 

 

 

 

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

 GB00BLNBD412

Issuer Name

Ajax Resources PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Ippolito Cattaneo

City of registered office (if applicable)

N/A

Country of registered office (if applicable)

N/A

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above

 

City of registered office (if applicable)

 

Country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached

16-Jan-2023

6. Date on which Issuer notified

16-Jan-2023

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  19.31                                                 0.000000                                                                   19.31                           9,050,000
 Position of previous notification (if applicable)                          19.05                                                 0.000000                                                                   19.05

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00BN6JG812                                 9,050,000                                                                             19.31%
 Sub Total 8.A                                9,050,000                                                                             19.31%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted

 Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights

 Sub Total 8.B2

9. Information in relation to the person subject to the notification
obligation

1. Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other undertaking(s)
holding directly or indirectly an interest in the (underlying) issuer.

 Ultimate controlling person  Name of controlled undertaking  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                          than the notifiable threshold

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

16 January 2023

13. Place Of Completion

London

 

 

 

 

 

 

 

 

 

 

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