REG - Barclays PLC Alfa Financial Soft - Form8.5(EPT/NON-RI)AlfaFinancialSoftwareHldgsAmend

Alfa Financial Software HoldingsAnnouncement

30/06/2023 16:45

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RNS Number : 6179E  Barclays PLC  30 June 2023

 FORM 8.5 (EPT/NON-RI) Amendment to Sale
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                 KEY INFORMATION
 (a)                Name of exempt principal trader:                                                 BARCLAYS CAPITAL SECURITIES LTD
 (b)                Name of offeror/offeree in relation to whose                                     ALFA FINANCIAL SOFTWARE HOLDINGS PLC

 relevant securities this form relates:
 (c)                Name of the party to the offer with which exempt                                 Alfa Financial Software Holdings plc

 principal trader is connected
 (d)                Date position held/dealing undertaken:                                           28 Jun 2023
 (e)                In addition to the company in 1(b) above, is the exempt principal                NO

 trader making disclosures in respect of any other party to the offer?
 2.                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree
                    to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                         0.1p ordinary
                                                                                                     Interests                 Short Positions
                    Number                     (%)                        Number                     (%)
 (1) Relevant securities owned and/or controlled:                                                    3,830,750    1.30%        87,985       0.03%
 (2) Cash-settled derivatives:                                                                       437,223      0.15%        3,803,618    1.29%
 (3) Stock-settled derivatives (including options) and agreements to                                 0            0.00%        0            0.00%
 purchase/sell:
                                                                                                     4,267,973    1.45%        3,891,603    1.32%

 TOTAL:

 

 (b)                Rights to subscribe for new securities (including directors and other
                    executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:

 

 3.                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchase and sales
 Class of relevant  Purchase/sale          Total number of                Highest price per unit  Lowest price per unit

 security
 securities
 paid/received
 paid/received
 0.1p ordinary      Sale                   146475                         1.9548  GBP             1.9473  GBP
 0.1p ordinary      Purchase               112593                         1.9531  GBP             1.9450  GBP

 (b)                Cash-settled derivative transactions
 Class of           Product  description   Nature of dealing              Number of               Price per

 relevant
 reference
 unit

 security
 securities
 0.1p ordinary      SWAP                   Decreasing Short               322                     1.9500  GBP
 0.1p ordinary      SWAP                   Decreasing Short               924                     1.9498  GBP
 0.1p ordinary      SWAP                   Decreasing Short               4,934                   1.9548  GBP
 0.1p ordinary      SWAP                   Decreasing Short               38,587                  1.9473  GBP
 0.1p ordinary      SWAP                   Decreasing Short               90,140                  1.9492  GBP
 0.1p ordinary      SWAP                   Increasing Short               266                     1.9492  GBP
 0.1p ordinary      SWAP                   Increasing Short               759                     1.9479  GBP
 0.1p ordinary      SWAP                   Increasing Short               100,000                 1.9509  GBP

 (c)                Stock-settled derivative transactions  (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                Writing,                       Number                  Exercise      Type          Expiry        Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)               Exercising
 Class of relevant  Product description    Exercising/ exercised against  Number of               Exercise price per

 security
 securities
 unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant  Nature of Dealings     Details                        Price per unit (if

 security
 applicable)

 4.                 OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the exempt principal trader making the disclosure and any other person
 relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                              NO
 Date of disclosure:                                                                              30 Jun 2023
 Contact name:                                                                                    Large Holdings Regulatory Operations
 Telephone number:                                                                                020 3134 7213

 

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