REG - BkofA Merrill Lynch Horizon Therapeutics - 20230209_HORIZON THERAPEUTICS PLC_38.5 (b)_BOFAS

AmgenAnnouncement

10/02/2023 12:45

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RNS Number : 6100P  Bank of America Merrill Lynch  10 February 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             BofA Securities, Inc.
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             09/02/2023

BofA Securities, Inc.

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

09/02/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long             Short
                                                Number   %       Number   %
 (1)  Relevant securities                       361,213  0.158%  29,044   0.013 %
 (2)  Derivatives (other than options):         260,381  0.114%  314,100  0.137%
 (3)  Options and agreements to purchase/sell:  0        0%      37,600   0.016%
 Total                                          621,594  0.272%  380,744  0.166%

361,213

0.158%

29,044

0.013 %

 (2)  Derivatives (other than options):

260,381

0.114%

314,100

0.137%

 (3)  Options and agreements to purchase/sell:

0

0%

37,600

0.016%

Total

621,594

0.272%

380,744

0.166%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase       800                            109.66 USD
 Purchase       1,200                          109.635 USD
 Purchase       1,100                          109.55 USD
 Purchase       300                            109.195 USD
 Purchase       2,200                          109.2 USD
 Purchase       100                            109.33 USD
 Purchase       700                            109.31 USD
 Purchase       1,000                          109.32 USD
 Purchase       700                            109.35 USD
 Purchase       2,500                          109.425 USD
 Purchase       47,000                         109.577 USD
 Purchase       400                            109.53 USD
 Purchase       1,000                          109.545 USD
 Purchase       464                            109.15 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale           13                             109.75 USD
 Sale           800                            109.82 USD
 Sale           800                            109.825 USD
 Sale           100                            109.835 USD
 Sale           300                            109.845 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction        Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                    (Note 6)
(Note 4)
 Swaps          Increasing a short position  14,000                         109.631 USD
 Swaps          Opening a Short position     33,000                         109.631 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            10/02/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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