REG - BkofA Merrill Lynch Horizon Therapeutics - 20230301_HORIZON THERAPEUTICS PLC_38.5 (b)_IE_BANA

AmgenAnnouncement

02/03/2023 11:30

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RNS Number : 6836R  Bank of America Merrill Lynch  02 March 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             Bank of America, N.A., Proprietary
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             01/03/2023

Bank of America, N.A., Proprietary

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

01/03/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long               Short
                                                Number     %       Number     %
 (1)  Relevant securities                       1,148,420  0.502%  4,238      0.002 %
 (2)  Derivatives (other than options):         71,572     0.031%  1,148,721  0.502%
 (3)  Options and agreements to purchase/sell:  0          0%      0          0%
 Total                                          1,219,992  0.533%  1,152,959  0.504%

1,148,420

0.502%

4,238

0.002 %

 (2)  Derivatives (other than options):

71,572

0.031%

1,148,721

0.502%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

1,219,992

0.533%

1,152,959

0.504%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase                   3                  109.49 USD
 Purchase                   6                  109.58 USD
 Purchase                   3                  109.5 USD
 Purchase                   2                  109.34 USD
 Purchase                   2                  109.38 USD
 Purchase               256                    109.64 USD
 Purchase                   2                  109.73 USD
 Purchase                   2                  109.59 USD
 Purchase               162                    109.65 USD
 Purchase                   3                  109.625 USD
 Purchase                 83                   109.67 USD
 Purchase                   5                  109.7 USD
 Purchase            4,354                     110.34 USD
 Purchase                 43                   109.63 USD
 Purchase                 98                   109.643 USD
 Purchase                 49                   109.61 USD
 Purchase                 55                   109.635 USD
 Purchase                 18                   109.66 USD
 Purchase                 49                   109.71 USD
 Purchase                 57                   109.83 USD
 Purchase                 40                   109.75 USD
 Purchase                 98                   109.76 USD
 Purchase                 56                   109.79 USD
 Purchase                 39                   109.82 USD
 Purchase            5,600                     109.856 USD
 Purchase                 68                   109.739 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale                       3                  109.49 USD
 Sale                8,876                     110.34 USD
 Sale                7,125                     109.962 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction        Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                    (Note 6)
(Note 4)
 Swaps          Reducing a short position    3000                           109.962 USD
 Swaps          Reducing a short position    825                            109.962 USD
 Swaps          Increasing a short position  5600                           109.861 USD
 Swaps          Reducing a short position    100                            109.962 USD
 Swaps          Increasing a short position  68                             109.741 USD
 Swaps          Reducing a short position    1071                           109.962 USD
 Swaps          Reducing a short position    831                            109.962 USD
 Swaps          Reducing a short position    828                            109.962 USD
 Swaps          Closing a Short Position     470                            109.962 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)
 N/A                    N/A      N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            02/03/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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