REG - BkofA Merrill Lynch Horizon Therapeutics - 20230310_HORIZON THERAPEUTICS PLC_38.5 (b)_IE_BANA

AmgenAnnouncement

13/03/2023 11:15

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20230313:nRSM7460Sa&default-theme=true

RNS Number : 7460S  Bank of America Merrill Lynch  13 March 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             Bank of America, N.A., Proprietary
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             10/03/2023

Bank of America, N.A., Proprietary

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

10/03/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long               Short
                                                Number     %       Number     %
 (1)  Relevant securities                       1,487,189  0.650%  7,551      0.003 %
 (2)  Derivatives (other than options):         58,372     0.026%  1,484,534  0.649%
 (3)  Options and agreements to purchase/sell:  0          0%      0          0%
 Total                                          1,545,561  0.676%  1,492,085  0.652%

1,487,189

0.650%

7,551

0.003 %

 (2)  Derivatives (other than options):

58,372

0.026%

1,484,534

0.649%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

1,545,561

0.676%

1,492,085

0.652%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase               300                    109.83 USD
 Purchase               201                    109.8 USD
 Purchase               200                    109.85 USD
 Purchase               547                    109.65 USD
 Purchase               100                    109.88 USD
 Purchase               100                    109.68 USD
 Purchase               300                    109.69 USD
 Purchase               101                    109.62 USD
 Purchase               200                    109.61 USD
 Purchase               100                    109.7 USD
 Purchase               100                    109.79 USD
 Purchase               600                    109.75 USD
 Purchase               200                    109.6 USD
 Purchase               200                    109.77 USD
 Purchase               100                    109.67 USD
 Purchase               400                    109.76 USD
 Purchase               100                    109.86 USD
 Purchase               100                    109.84 USD
 Purchase               900                    109.81 USD
 Purchase               200                    109.59 USD
 Purchase               100                    109.49 USD
 Purchase               300                    109.51 USD
 Purchase               100                    109.55 USD
 Purchase               164                    109.53 USD
 Purchase               200                    109.52 USD
 Purchase               100                    109.58 USD
 Purchase               200                    109.57 USD
 Purchase               190                    110.02 USD
 Purchase               321                    110.04 USD
 Purchase            5,300                     109.715 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale                     46                   109.8 USD
 Sale                     72                   109.82 USD
 Sale                   447                    109.65 USD
 Sale                     48                   109.68 USD
 Sale                     62                   109.61 USD
 Sale                     31                   109.778 USD
 Sale                     51                   109.7 USD
 Sale                   270                    109.63 USD
 Sale                   100                    109.585 USD
 Sale                       1                  109.77 USD
 Sale                     40                   109.84 USD
 Sale                   128                    109.81 USD
 Sale                   200                    109.51 USD
 Sale                   346                    109.55 USD
 Sale                   400                    109.53 USD
 Sale                   500                    109.52 USD
 Sale                     82                   109.57 USD
 Sale                     23                   110.04 USD
 Sale                     70                   109.89 USD
 Sale                     44                   109.78 USD
 Sale                     33                   109.738 USD
 Sale                     36                   109.73 USD
 Sale                     33                   109.71 USD
 Sale                   142                    109.545 USD
 Sale                   131                    109.54 USD
 Sale                   100                    109.515 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction        Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                    (Note 6)
(Note 4)
 Swaps          Increasing a Short Position  60                             109.601 USD
 Swaps          Opening a Short Position     40                             109.601 USD
 Swaps          Increasing a Short Position  5,300                          109.72 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)
 N/A                    N/A      N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            13/03/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  ISEEANDDFSKDEEA