REG - BkofA Merrill Lynch Horizon Therapeutics - 20230324_HORIZON THERAPEUTICS PLC_38.5 (b)_IE_BANA

AmgenAnnouncement

27/03/2023 11:15

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RNS Number : 3191U  Bank of America Merrill Lynch  27 March 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             Bank of America, N.A., Proprietary
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             24/03/2023

Bank of America, N.A., Proprietary

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

24/03/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long               Short
                                                Number     %       Number     %
 (1)  Relevant securities                       1,532,260  0.670%  293,478    0.128 %
 (2)  Derivatives (other than options):         401,253    0.175%  1,573,260  0.688%
 (3)  Options and agreements to purchase/sell:  0          0%      0          0%
 Total                                          1,933,513  0.845%  1,866,738  0.816%

1,532,260

0.670%

293,478

0.128 %

 (2)  Derivatives (other than options):

401,253

0.175%

1,573,260

0.688%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

1,933,513

0.845%

1,866,738

0.816%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

        (a)    Purchases and sales
 Purchase/sale          Number of relevant securities  Price per unit (Note 4)
 Purchase                         19                   107.76 USD
 Purchase                       306                    107.8 USD
 Purchase                           1                  107.74 USD
 Purchase                         21                   107.82 USD
 Purchase                         18                   107.61 USD
 Purchase                         20                   107.5 USD
 Purchase                         20                   107.55 USD
 Purchase                         36                   107.64 USD
 Purchase                         20                   107.66 USD
 Purchase                         22                   107.63 USD
 Purchase                         81                   107.72 USD
 Purchase                       166                    108.52 USD
 Purchase                       200                    108.45 USD
 Purchase                       400                    108.48 USD
 Purchase                       100                    108.46 USD
 Purchase                       336                    108.54 USD
 Purchase                       400                    108.47 USD
 Purchase                    3,800                     108.052 USD
 Purchase                       100                    108.525 USD
 Purchase                       500                    108.53 USD
 Purchase                       687                    108.49 USD
 Purchase                    2,114                     108.55 USD
 Purchase                       200                    108.57 USD
 Purchase                       800                    108.56 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale                       8                  108.05 USD
 Sale                     31                   108.06 USD
 Sale                     26                   108.09 USD
 Sale                     25                   108.12 USD
 Sale                       4                  108.03 USD
 Sale                     11                   108.01 USD
 Sale                       8                  108 USD
 Sale                     21                   107.79 USD
 Sale                       3                  107.88 USD
 Sale                       8                  107.91 USD
 Sale                       8                  107.92 USD
 Sale                       5                  108.07 USD
 Sale                     21                   108.02 USD
 Sale                     42                   107.83 USD
 Sale                   300                    107.8 USD
 Sale                     26                   107.9 USD
 Sale                     30                   107.97 USD
 Sale                     34                   107.96 USD
 Sale                       9                  108.19 USD
 Sale                       5                  108.18 USD
 Sale                     21                   107.82 USD
 Sale                   420                    107.61 USD
 Sale                     32                   107.64 USD
 Sale                   739                    108.52 USD
 Sale                   210                    107.62 USD
 Sale                   100                    107.625 USD
 Sale                     29                   107.93 USD
 Sale                     32                   107.98 USD
 Sale                     21                   108.1 USD
 Sale                     34                   107.99 USD
 Sale                     37                   107.95 USD
 Sale                       1                  107.915 USD
 Sale                     18                   108.04 USD
 Sale                       5                  108.14 USD
 Sale                     13                   108.16 USD
 Sale                       5                  108.15 USD
 Sale                       9                  108.24 USD
 Sale                       5                  108.25 USD
 Sale                       8                  108.34 USD
 Sale                     12                   108.43 USD
 Sale                     17                   108.45 USD
 Sale                       5                  108.35 USD
 Sale                       3                  108.36 USD
 Sale                     12                   108.39 USD
 Sale                       5                  108.38 USD
 Sale                       9                  108.42 USD
 Sale                       9                  108.48 USD
 Sale                       5                  108.44 USD
 Sale                       9                  108.46 USD
 Sale                       9                  108.59 USD
 Sale                       5                  108.63 USD
 Sale                       9                  108.6 USD
 Sale                     18                   108.67 USD
 Sale                     18                   108.76 USD
 Sale                       9                  108.85 USD
 Sale                       9                  108.83 USD
 Sale                       4                  108.62 USD
 Sale                       9                  108.54 USD
 Sale                       3                  108.47 USD
 Sale                   505                    107.928 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction        Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                    (Note 6)
(Note 4)
 Swaps          Closing a Short Position     14                             107.926 USD
 Swaps          Reducing a Short Position    491                            107.926 USD
 Swaps          Increasing a Short Position  3,800                          108.057 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)
 N/A                    N/A      N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            27/03/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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