REG - BkofA Merrill Lynch Horizon Therapeutics - 20230406_HORIZON THERAPEUTICS PLC_38.5 (b)_IE_BANA

AmgenAnnouncement

11/04/2023 08:30

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RNS Number : 7829V  Bank of America Merrill Lynch  11 April 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             Bank of America, N.A., Proprietary
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             06/04/2023

Bank of America, N.A., Proprietary

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

06/04/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long               Short
                                                Number     %       Number     %
 (1)  Relevant securities                       1,519,879  0.664%  282,829    0.124 %
 (2)  Derivatives (other than options):         401,253    0.175%  1,525,860  0.667%
 (3)  Options and agreements to purchase/sell:  0          0%      0          0%
 Total                                          1,921,132  0.839%  1,808,689  0.791%

1,519,879

0.664%

282,829

0.124 %

 (2)  Derivatives (other than options):

401,253

0.175%

1,525,860

0.667%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

1,921,132

0.839%

1,808,689

0.791%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase       200                            108.54 USD
 Purchase       300                            108.6 USD
 Purchase       400                            108.57 USD
 Purchase       200                            108.58 USD
 Purchase       300                            108.59 USD
 Purchase       900                            108.62 USD
 Purchase       1,025                          107.99 USD
 Purchase       7,101                          108.72 USD
 Purchase       100                            108.63 USD
 Purchase       1,304                          108.73 USD
 Purchase       27                             108.75 USD
 Purchase       3,900                          108.721 USD
 Purchase       200                            108.55 USD
 Purchase       300                            108.66 USD
 Purchase       100                            108.53 USD
 Purchase       100                            108.56 USD
 Purchase       200                            108.665 USD
 Purchase       332                            108.71 USD
 Purchase       99                             108.74 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale           10                             108.54 USD
 Sale           104                            108.8 USD
 Sale           38                             108.81 USD
 Sale           53                             108.805 USD
 Sale           41                             108.62 USD
 Sale           45                             108.61 USD
 Sale           1,025                          107.99 USD
 Sale           234                            108.72 USD
 Sale           78                             108.48 USD
 Sale           42                             108.49 USD
 Sale           69                             108.505 USD
 Sale           47                             108.52 USD
 Sale           42                             108.63 USD
 Sale           87                             108.68 USD
 Sale           43                             108.73 USD
 Sale           48                             108.75 USD
 Sale           70                             108.78 USD
 Sale           90                             108.86 USD
 Sale           46                             108.85 USD
 Sale           66                             108.92 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction        Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                    (Note 6)
(Note 4)
 Swaps          Increasing a Short Position  3,900                          108.726 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)
 N/A                    N/A      N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            07/04/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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