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RNS Number : 8202G Bank of America Merrill Lynch 21 July 2023
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader BofA Securities, Inc.
Company dealt in HORIZON THERAPEUTICS PLC
Class of relevant security to which the Common - IE00BQPVQZ61
dealings being disclosed relate(Note 1)
Date of dealing 20/07/2023
BofA Securities, Inc.
Company dealt in
HORIZON THERAPEUTICS PLC
Class of relevant security to which the
dealings being disclosed relate(Note 1)
Common - IE00BQPVQZ61
Date of dealing
20/07/2023
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant
security
dealt in (Note 2)
Class of relevant security: Common IE00BQPVQZ61
Long Short
Number % Number %
(1) Relevant securities 366,203 0.160% 561,732 0.245%
(2) Derivatives (other than options): 801,021 0.350% 382,598 0.167%
(3) Options and agreements to purchase/sell: 0 0% 60,000 0.026%
Total 1,167,224 0.511% 1,004,330 0.439%
366,203
0.160%
561,732
0.245%
(2) Derivatives (other than options):
801,021
0.350%
382,598
0.167%
(3) Options and agreements to purchase/sell:
0
0%
60,000
0.026%
Total
1,167,224
0.511%
1,004,330
0.439%
(b) Interests and short positions in relevant securities of the company, other
than the
class dealt in (Note 2)
Class of relevant security:
Long Short
Number % Number %
(1) Relevant securities 0 0% 0 0%
(2) Derivatives (other than options): 0 0% 0 0%
(3) Options and agreements to purchase/sell: 0 0% 0 0%
Total 0 0% 0 0%
0
0%
0
0%
(2) Derivatives (other than options):
0
0%
0
0%
(3) Options and agreements to purchase/sell:
0
0%
0
0%
Total
0
0%
0
0%
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 4)
Purchase 100 101.99 USD
Purchase 2,400 102 USD
Purchase 1,800 102.38 USD
Purchase 700 102.4 USD
Purchase 200 102.715 USD
Purchase 300 102.8 USD
Purchase 165 102.87 USD
Purchase 200 102.9 USD
Purchase 200 102.905 USD
Purchase 200 102.925 USD
Purchase 200 102.945 USD
Purchase 500 102.95 USD
Purchase 35 102.97 USD
Purchase 200 102.99 USD
Purchase 100 102.995 USD
Purchase 200 103 USD
Purchase 100 103.46 USD
Purchase 300 103.47 USD
Purchase 100 103.475 USD
Purchase 100 103.48 USD
Purchase 300 103.485 USD
Purchase 1,600 103.5 USD
Purchase 2,500 103.62 USD
Purchase 2,500 103.695 USD
Purchase 2 103.7 USD
Purchase 4 103.71 USD
Purchase 2 103.72 USD
Purchase 3 103.77 USD
Purchase 3 103.81 USD
Purchase 2 103.87 USD
Purchase 4 103.9 USD
Purchase 10,000 101.3 USD
Purchase/sale Number of relevant securities Price per unit (Note 4)
Sale 2,200 101.5 USD
Sale 300 101.52 USD
Sale 3,930 101.988 USD
Sale 3,710 102.526 USD
Sale 2,300 102.63 USD
Sale 100 102.635 USD
Sale 100 102.64 USD
Sale 700 103.8 USD
Sale 500 103.805 USD
Sale 700 103.81 USD
Sale 100 103.815 USD
Sale 100 103.82 USD
Sale 200 103.83 USD
Sale 100 103.835 USD
Sale 100 103.84 USD
Sale 10,000 101.3 USD
(b) Derivatives transactions (other than options transactions)
Product name, Nature of transaction Number of relevant securities Price per unit
e.g. CFD
(Note 5) (Note 6)
(Note 4)
Swaps Opening a Long Position 3,930 101.98 USD
Swaps Closing a Short Position 3,710 102.506 USD
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 7) Exercise price Type, e.g. American, European etc Expiry date Option money paid/ received per unit (Note 4)
N/A N/A N/A N/A N/A N/A N/A
(ii) Exercising
Product name, Number of securities Exercise price per
e.g. call option
unit (Note 4)
N/A N/A N/A
(d) Other dealings (including transactions in respect of new securities) (Note 3)
Nature or transaction Details Price per unit
(Note 7)
(if applicable) (Note 4)
Borrow Borrow of 1,702 shares N/A
Loan Loan of 1,702 shares N/A
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights
or future acquisition or disposal of any relevant securities to which any
derivative
referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 38.5(b) attached? (Note 8) No
Date of disclosure 21/07/2023
Contact name Frank Lui
Telephone number +44207 996 6418
Name of offeree/offeror with which connected AMGEN INC
Nature of connection (Note 9) Advisor to - AMGEN INC
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