REG - BkofA Merrill Lynch Horizon Therapeutics - 20230824_HORIZON THERAPEUTICS PLC_38.5 (b)_BOFAS

AmgenAnnouncement

25/08/2023 12:00

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RNS Number : 4854K  Bank of America Merrill Lynch  25 August 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             BofA Securities, Inc.
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             24/08/2023

BofA Securities, Inc.

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

24/08/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long               Short
                                                Number     %       Number     %
 (1)  Relevant securities                        217,171   0.095%   115,083   0.050%
 (2)  Derivatives (other than options):          40,000    0.017%   29,500    0.013%
 (3)  Options and agreements to purchase/sell:   177,235   0.077%   71,336    0.031%
 Total                                           434,406   0.190%   215,919   0.094%

 217,171

0.095%

 115,083

0.050%

 (2)  Derivatives (other than options):

 40,000

0.017%

 29,500

0.013%

 (3)  Options and agreements to purchase/sell:

 177,235

0.077%

 71,336

0.031%

Total

 434,406

0.190%

 215,919

0.094%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase       2                              105.99 USD
 Purchase       49                             106.033 USD
 Purchase       200                            106.04 USD
 Purchase       52                             106.043 USD
 Purchase       671                            106.05 USD
 Purchase       67                             106.053 USD
 Purchase       302                            106.06 USD
 Purchase       68                             106.062 USD
 Purchase       60                             106.073 USD
 Purchase       600                            106.09 USD
 Purchase       2,004                          106.1 USD
 Purchase       92                             106.12 USD
 Purchase       54                             106.129 USD
 Purchase       100                            106.13 USD
 Purchase       518                            106.14 USD
 Purchase       20                             106.145 USD
 Purchase       716                            106.148 USD
 Purchase       130                            106.149 USD
 Purchase       3,296                          106.15 USD
 Purchase       1,397                          106.16 USD
 Purchase       600                            106.17 USD
 Purchase       121                            106.179 USD
 Purchase       300                            106.19 USD
 Purchase       98                             106.2 USD
 Purchase       200                            106.214 USD
 Purchase       30                             106.215 USD
 Purchase       300                            106.22 USD
 Purchase       50                             106.223 USD
 Purchase       993                            106.23 USD
 Purchase       121                            106.231 USD
 Purchase       224                            106.233 USD
 Purchase       16                             106.234 USD
 Purchase       90                             106.239 USD
 Purchase       300                            106.24 USD
 Purchase       221                            106.243 USD
 Purchase       300                            106.25 USD
 Purchase       201                            106.257 USD
 Purchase       600                            106.26 USD
 Purchase       1,727                          106.27 USD
 Purchase       27                             106.271 USD
 Purchase       200                            106.272 USD
 Purchase       396                            106.28 USD
 Purchase       29                             106.282 USD
 Purchase       100                            106.284 USD
 Purchase       776                            106.285 USD
 Purchase       40                             106.29 USD
 Purchase       541                            106.3 USD
 Purchase       200                            106.305 USD
 Purchase       100                            106.31 USD
 Purchase       100                            106.315 USD
 Purchase       200                            106.32 USD
 Purchase       100                            106.325 USD
 Purchase       900                            106.33 USD
 Purchase       422                            106.34 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale           1                              105.93 USD
 Sale           1                              105.97 USD
 Sale           1                              105.98 USD
 Sale           1                              106 USD
 Sale           1                              106.02 USD
 Sale           14,244                         106.34 USD
 Sale           19,000                         106.11 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction       Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                   (Note 6)
(Note 4)
 Swaps          Closing a Short Position    2,042                          106.34 USD
 Swaps          Increasing a long position  2,042                          106.34 USD
 Swaps          Increasing a long position  1                              106.019 USD
 Swaps          Opening a long position     10,160                         106.34 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            25/08/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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