REG - BkofA Merrill Lynch Horizon Therapeutics - 20230828_HORIZON THERAPEUTICS PLC_38.5(b)_IE_BOFAS

AmgenAnnouncement

29/08/2023 12:00

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RNS Number : 6672K  Bank of America Merrill Lynch  29 August 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             BofA Securities, Inc.
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             28/08/2023

BofA Securities, Inc.

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

28/08/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long             Short
                                                Number   %       Number   %
 (1)  Relevant securities                       259,062  0.113%  110,094  0.048 %
 (2)  Derivatives (other than options):         167,283  0.073%  75,240   0.033%
 (3)  Options and agreements to purchase/sell:  40,000   0.017%  29,500   0.013%
 Total                                          466,345  0.203%  214,834  0.094%

259,062

0.113%

110,094

0.048 %

 (2)  Derivatives (other than options):

167,283

0.073%

75,240

0.033%

 (3)  Options and agreements to purchase/sell:

40,000

0.017%

29,500

0.013%

Total

466,345

0.203%

214,834

0.094%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase       5,000                          106.67 USD
 Purchase       2,500                          112.25 USD
 Purchase       2,200                          112.275 USD
 Purchase       8,904                          112.279 USD
 Purchase       4,800                          112.28 USD
 Purchase       44                             112.43 USD
 Purchase       2,456                          112.45 USD
 Purchase       378                            112.465 USD
 Purchase       4,675                          112.47 USD
 Purchase       300                            112.475 USD
 Purchase       7,477                          112.48 USD
 Purchase       2,005                          112.49 USD
 Purchase       2                              112.5 USD
 Purchase       3                              112.56 USD
 Purchase       1                              112.57 USD
 Purchase       1                              112.58 USD
 Purchase       1                              112.6 USD
 Purchase       2                              112.69 USD
 Purchase       1                              112.73 USD
 Purchase       20,000                         112.1 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale           5,000                          106.67 USD
 Sale           1                              112.66 USD
 Sale           2                              112.78 USD
 Sale           1                              112.86 USD
 Sale           5,000                          113 USD
 Sale           4,835                          112.47 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction     Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                 (Note 6)
(Note 4)
 Swaps          Closing a Short Position  5,000                          106.67 USD
 Swaps          Reducing a Long Position  5,000                          106.67 USD
 Swaps          Opening a Short Position  8,904                          112.28 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details                 Price per unit
 (Note 7)
(if applicable) (Note 4)

 Loan                   Loan of 4,952 shares    N/A
 Borrow                 Borrow of 4,952 shares  N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            29/08/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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