REG - BkofA Merrill Lynch Horizon Therapeutics - 20230830_HORIZON THERAPEUTICS PLC_38.5(b)_IE_BOFAS

AmgenAnnouncement

31/08/2023 12:15

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RNS Number : 9717K  Bank of America Merrill Lynch  31 August 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             BofA Securities, Inc.
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             30/08/2023

BofA Securities, Inc.

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

30/08/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long             Short
                                                Number   %       Number   %
 (1)  Relevant securities                       327,562  0.143%  113,256  0.049%
 (2)  Derivatives (other than options):         170,344  0.074%  75,240   0.033%
 (3)  Options and agreements to purchase/sell:  50,000   0.022%  19,500   0.009%
 Total                                          547,906  0.239%  207,996  0.091%

327,562

0.143%

113,256

0.049%

 (2)  Derivatives (other than options):

170,344

0.074%

75,240

0.033%

 (3)  Options and agreements to purchase/sell:

50,000

0.022%

19,500

0.009%

Total

547,906

0.239%

207,996

0.091%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)          Purchases and sales
     Purchase/sale     Number of relevant securities  Price per unit (Note 4)
     Purchase          8,487                          112.82 USD
     Purchase          2,600                          113 USD
     Purchase          8,500                          113.02 USD
     Purchase          500                            113.03 USD
     Purchase          100                            113.035 USD
     Purchase          4,400                          113.04 USD
     Purchase          100                            113.088 USD
     Purchase          1,100                          113.09 USD
     Purchase          700                            113.095 USD
     Purchase          3,100                          113.1 USD
     Purchase          7                              113.105 USD
     Purchase          2,393                          113.11 USD
     Purchase          45                             112.82 USD
     Purchase          45,000                         112.9 USD
     Purchase          45,000                         113.125 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale           1,358                          112.79 USD
 Sale           400                            112.793 USD
 Sale           100                            112.795 USD
 Sale           10,794                         112.8 USD
 Sale           25                             112.804 USD
 Sale           443                            112.805 USD
 Sale           25                             112.806 USD
 Sale           40                             112.808 USD
 Sale           48                             112.809 USD
 Sale           4,566                          112.81 USD
 Sale           42                             112.811 USD
 Sale           43                             112.812 USD
 Sale           244                            112.813 USD
 Sale           23                             112.814 USD
 Sale           700                            112.815 USD
 Sale           45                             112.816 USD
 Sale           30                             112.817 USD
 Sale           2,877                          112.82 USD
 Sale           22                             112.823 USD
 Sale           121                            112.825 USD
 Sale           23                             112.827 USD
 Sale           22                             112.828 USD
 Sale           3,035                          112.83 USD
 Sale           24                             112.831 USD
 Sale           43                             112.833 USD
 Sale           23                             112.834 USD
 Sale           400                            112.835 USD
 Sale           7,889                          112.84 USD
 Sale           25                             112.843 USD
 Sale           20                             112.844 USD
 Sale           300                            112.845 USD
 Sale           84                             112.846 USD
 Sale           44                             112.847 USD
 Sale           79                             112.849 USD
 Sale           1,745                          112.85 USD
 Sale           22                             112.852 USD
 Sale           48                             112.853 USD
 Sale           200                            112.855 USD
 Sale           66                             112.856 USD
 Sale           44                             112.858 USD
 Sale           3,550                          112.86 USD
 Sale           23                             112.861 USD
 Sale           59                             112.862 USD
 Sale           656                            112.87 USD
 Sale           25                             112.871 USD
 Sale           20                             112.872 USD
 Sale           39                             112.875 USD
 Sale           20                             112.877 USD
 Sale           400                            112.88 USD
 Sale           24                             112.882 USD
 Sale           27                             112.884 USD
 Sale           23                             112.889 USD
 Sale           1,744                          112.89 USD
 Sale           80                             112.891 USD
 Sale           33                             112.892 USD
 Sale           41                             112.893 USD
 Sale           20                             112.894 USD
 Sale           318                            112.895 USD
 Sale           22                             112.896 USD
 Sale           1,777                          112.9 USD
 Sale           144                            112.91 USD
 Sale           3                              112.92 USD
 Sale           3                              112.97 USD
 Sale           4,594                          113 USD
 Sale           6                              113.01 USD
 Sale           300                            113.025 USD
 Sale           100                            113.043 USD
 Sale           3                              113.05 USD
 Sale           3                              113.06 USD
 Sale           6                              113.17 USD

 

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction     Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                 (Note 6)
(Note 4)
 Swaps          Reducing a long position  2,042                          112.82 USD
 Swaps          Reducing a long position  6,237                          112.82 USD
 Swaps          Reducing a long position  208                            112.82 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)

 N/A                    N/A      N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            31/08/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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