REG - BkofA Merrill Lynch Horizon Therapeutics - 20230905_HORIZON THERAPEUTICS PLC_38.5 (b)_BOFAS

AmgenAnnouncement

06/09/2023 11:45

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RNS Number : 5639L  Bank of America Merrill Lynch  06 September 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             BofA Securities, Inc.
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             05/09/2023

BofA Securities, Inc.

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

05/09/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long             Short
                                                Number   %       Number   %
 (1)  Relevant securities                       274,747  0.120%  110,450  0.048%
 (2)  Derivatives (other than options):         167,407  0.073%  60,931   0.027%
 (3)  Options and agreements to purchase/sell:  50,000   0.022%  19,500   0.009%
 Total                                          492,154  0.215%  190,881  0.084%

274,747

0.120%

110,450

0.048%

 (2)  Derivatives (other than options):

167,407

0.073%

60,931

0.027%

 (3)  Options and agreements to purchase/sell:

50,000

0.022%

19,500

0.009%

Total

492,154

0.215%

190,881

0.084%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
  Purchase      2,406                          115.53 USD
  Purchase      858                            115.54 USD
  Purchase      300                            115.455 USD
  Purchase      4,705                          115.46 USD
  Purchase      4,007                          115.47 USD
  Purchase      1,000                          115.465 USD
  Purchase      4,422                          115.48 USD
  Purchase      600                            115.505 USD
  Purchase      7,901                          115.5 USD
  Purchase      8,302                          115.49 USD
  Purchase      2,274                          115.495 USD
  Purchase      1,400                          115.475 USD
  Purchase      10,733                         115.51 USD
  Purchase      4,095                          115.485 USD
  Purchase      1,908                          115.52 USD
  Purchase      300                            115.525 USD
  Purchase      5                              115.486 USD
  Purchase      100                            115.473 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale           6                              115.55 USD
  Sale          21                             115.46 USD
  Sale          134                            115.47 USD
  Sale          65                             115.48 USD
  Sale          46                             115.5 USD
  Sale          76                             115.49 USD
  Sale          46                             115.495 USD
  Sale          2                              115.475 USD
  Sale          9                              115.51 USD
  Sale          6                              115.485 USD
  Sale          2                              115.52 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction       Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                   (Note 6)
(Note 4)
 Swaps          Increasing a Long Position  1                              115.49 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details                 Price per unit
 (Note 7)
(if applicable) (Note 4)

 Borrow                 Borrow of 1,481 shares  N/A
 Loan                   Loan of 1,481 shares    N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            06/09/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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