REG - BkofA Merrill Lynch Horizon Therapeutics - 20231003_HORIZON THERAPEUTICS PLC_38.5(b)_IE_BOFAS

AmgenAnnouncement

04/10/2023 12:15

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RNS Number : 6906O  Bank of America Merrill Lynch  04 October 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             BofA Securities, Inc.
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             03/10/2023

BofA Securities, Inc.

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

03/10/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long             Short
                                                Number   %       Number   %
 (1)  Relevant securities                       770,357  0.336%  83,225   0.036 %
 (2)  Derivatives (other than options):         95,622   0.042%  63,224   0.028%
 (3)  Options and agreements to purchase/sell:  0        0%      0        0%
 Total                                          865,979  0.378%  146,449  0.064%

770,357

0.336%

83,225

0.036 %

 (2)  Derivatives (other than options):

95,622

0.042%

63,224

0.028%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

865,979

0.378%

146,449

0.064%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)          Purchases and sales
     Purchase/sale     Number of relevant securities  Price per unit (Note 4)
     Purchase          12                             116.18 USD
     Purchase          1,491                          116.19 USD
     Purchase          24,732                         116.195 USD
     Purchase          55,718                         116.2 USD
     Purchase          11,721                         116.205 USD
     Purchase          3                              116.207 USD
     Purchase          2,017                          116.21 USD
     Purchase          178                            116.215 USD
     Purchase          5,142                          116.22 USD
     Purchase          14,544                         116.225 USD
     Purchase          4,700                          116.228 USD
     Purchase          30,506                         116.23 USD
     Purchase          5                              116.226 USD
     Purchase          50,000                         116.25 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale           30,066                         116.2 USD
 Sale           11,935                         116.21 USD
 Sale           9,181                          116.23 USD
 Sale           10,000                         116.25 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction      Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                  (Note 6)
(Note 4)
 Swaps          Reducing a Short Position  2                              116.22 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details                   Price per unit
 (Note 7)
(if applicable) (Note 4)

 Borrow                 Borrow of 139,700 shares  N/A
 Borrow                 Borrow of 1,557 shares    N/A
 Borrow                 Borrow of 139,700 shares  N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            04/10/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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