REG - BkofA Merrill Lynch Horizon Therapeutics - HORIZON THERAPEUTICS PLC_38.5 (b)_IE_BOFAS

AmgenAnnouncement

14/03/2023 11:30

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RNS Number : 9159S  Bank of America Merrill Lynch  14 March 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             BofA Securities, Inc.
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             13/03/2023

BofA Securities, Inc.

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

13/03/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long               Short
                                                Number     %       Number   %
 (1)  Relevant securities                       394,675    0.173%  99,464   0.043 %
 (2)  Derivatives (other than options):         664,381    0.290%  660,624  0.289%
 (3)  Options and agreements to purchase/sell:  0          0%      115,100  0.050%
 Total                                          1,059,056  0.463%  875,188  0.383%

394,675

0.173%

99,464

0.043 %

 (2)  Derivatives (other than options):

664,381

0.290%

660,624

0.289%

 (3)  Options and agreements to purchase/sell:

0

0%

115,100

0.050%

Total

1,059,056

0.463%

875,188

0.383%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase               100                    109.41 USD
 Purchase                   2                  109.42 USD
 Purchase               750                    109.423 USD
 Purchase                   2                  109.43 USD
 Purchase            1,840                     109.435 USD
 Purchase               500                    109.44 USD
 Purchase               200                    109.445 USD
 Purchase               134                    109.45 USD
 Purchase                   4                  109.5 USD
 Purchase                   2                  109.57 USD
 Purchase            3,100                     109.595 USD
 Purchase            1,900                     109.6 USD
 Purchase            4,902                     109.62 USD
 Purchase               102                    109.65 USD
 Purchase                   2                  109.66 USD
 Purchase                   4                  109.67 USD
 Purchase                   6                  109.68 USD
 Purchase                   2                  109.69 USD
 Purchase                   6                  109.7 USD
 Purchase                   6                  109.72 USD
 Purchase                   6                  109.73 USD
 Purchase                   6                  109.74 USD
 Purchase                   3                  109.75 USD
 Purchase                   7                  109.76 USD
 Purchase                   4                  109.77 USD
 Purchase                   1                  109.78 USD
 Purchase                   8                  109.79 USD
 Purchase                   6                  109.8 USD
 Purchase                   2                  109.81 USD
 Purchase                   1                  109.82 USD
 Purchase                   6                  109.83 USD
 Purchase                   1                  109.84 USD
 Purchase                   1                  110 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale                     12                   109.45 USD
 Sale                   300                    109.755 USD
 Sale                   400                    109.83 USD
 Sale                3,900                     109.89 USD
 Sale                   100                    109.895 USD
 Sale                3,966                     109.9 USD
 Sale                   800                    109.905 USD
 Sale                   200                    109.91 USD
 Sale                1,700                     109.915 USD
 Sale                4,400                     109.92 USD
 Sale                   900                    109.925 USD
 Sale                1,804                     109.93 USD
 Sale                   100                    109.945 USD
 Sale                   100                    109.95 USD
 Sale                   100                    109.955 USD
 Sale                1,400                     109.96 USD
 Sale                   530                    109.965 USD
 Sale                5,200                     110.035 USD
 Sale                4,800                     110.05 USD
 Sale                3,013                     109.45 USD
 Sale                4,300                     109.83 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction        Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                    (Note 6)
(Note 4)
 Swaps          Increasing a short position  109                            109.451 USD
 Swaps          Reducing a short position    12                             109.45 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)

 N/A                    N/A      N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            14/03/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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