REG - BkofA Merrill Lynch Horizon Therapeutics - HORIZON THERAPEUTICS PLC_38.5 (b)_IE_BOFAS

AmgenAnnouncement

17/03/2023 12:15

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RNS Number : 3951T  Bank of America Merrill Lynch  17 March 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             BofA Securities, Inc.
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             16/03/2023

BofA Securities, Inc.

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

16/03/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long               Short
                                                Number     %       Number   %
 (1)  Relevant securities                       373,853    0.163%  120,606  0.053 %
 (2)  Derivatives (other than options):         664,381    0.290%  650,128  0.284%
 (3)  Options and agreements to purchase/sell:  0          0%      115,100  0.050%
 Total                                          1,038,234  0.454%  885,834  0.387%

373,853

0.163%

120,606

0.053 %

 (2)  Derivatives (other than options):

664,381

0.290%

650,128

0.284%

 (3)  Options and agreements to purchase/sell:

0

0%

115,100

0.050%

Total

1,038,234

0.454%

885,834

0.387%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase               200                    109.38 USD
 Purchase               701                    109.39 USD
 Purchase            1,300                     109.4 USD
 Purchase               301                    109.41 USD
 Purchase                   1                  109.46 USD
 Purchase                   1                  109.52 USD
 Purchase                 39                   109.57 USD
 Purchase            2,894                     109.58 USD
 Purchase           16,197                     109.4 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale                   300                    109.3 USD
 Sale                   100                    109.31 USD
 Sale               10,500                     109.319 USD
 Sale                   200                    109.32 USD
 Sale                   100                    109.325 USD
 Sale                2,400                     109.33 USD
 Sale                   100                    109.335 USD
 Sale                1,603                     109.34 USD
 Sale                1,606                     109.35 USD
 Sale                1,000                     109.36 USD
 Sale                   300                    109.365 USD
 Sale                   892                    109.37 USD
 Sale                   108                    109.375 USD
 Sale                1,377                     109.38 USD
 Sale                   210                    109.385 USD
 Sale                   501                    109.39 USD
 Sale                       1                  109.4 USD
 Sale                   501                    109.41 USD
 Sale                1,721                     109.42 USD
 Sale                   200                    109.425 USD
 Sale                2,438                     109.43 USD
 Sale                   410                    109.435 USD
 Sale                2,749                     109.44 USD
 Sale                   700                    109.45 USD
 Sale                   100                    109.455 USD
 Sale                   595                    109.46 USD
 Sale                       5                  109.47 USD
 Sale                       1                  109.48 USD
 Sale                1,725                     109.49 USD
 Sale                   300                    109.495 USD
 Sale                1,591                     109.5 USD
 Sale                     80                   109.505 USD
 Sale                   100                    109.51 USD
 Sale                1,000                     109.52 USD
 Sale                   595                    109.58 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction        Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                    (Note 6)
(Note 4)
 Swaps          Increasing a short position  4                              109.445 USD
 Swaps          Reducing a short position    6300                           109.299 USD
 Swaps          Reducing a short position    4200                           109.299 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)

 N/A                    N/A      N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            17/03/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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