REG - BkofA Merrill Lynch - ISE Only - HORIZON PLC_38.5 (b)_IE_BANA

AmgenAnnouncement

30/03/2023 11:45

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RNS Number : 7847U  Bank of America Merrill Lynch  30 March 2023

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             Bank of America, N.A., Proprietary
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             29/03/2023

Bank of America, N.A., Proprietary

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

29/03/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long               Short
                                                Number     %       Number     %
 (1)  Relevant securities                       1,550,416  0.678%  282,829    0.124 %
 (2)  Derivatives (other than options):         401,253    0.175%  1,583,060  0.692%
 (3)  Options and agreements to purchase/sell:  0          0%      0          0%
 Total                                          1,951,669  0.853%  1,865,889  0.816%

1,550,416

0.678%

282,829

0.124 %

 (2)  Derivatives (other than options):

401,253

0.175%

1,583,060

0.692%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

1,951,669

0.853%

1,865,889

0.816%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase       100                            108.885 USD
 Purchase       7,159                          108.89 USD
 Purchase       1,378                          108.893 USD
 Purchase       200                            108.895 USD
 Purchase       1,505                          108.9 USD
 Purchase       167                            108.93 USD
 Purchase       72                             108.95 USD
 Purchase       100                            108.96 USD
 Purchase       400                            108.97 USD
 Purchase       401                            108.98 USD
 Purchase       200                            108.99 USD
 Purchase       200                            108.995 USD
 Purchase       719                            109 USD
 Purchase       1,003                          109.01 USD
 Purchase       1,491                          109.02 USD
 Purchase       200                            109.025 USD
 Purchase       1,063                          109.03 USD
 Purchase       400                            109.04 USD
 Purchase       100                            109.045 USD
 Purchase       600                            109.05 USD
 Purchase       4,400                          109.058 USD
 Purchase       100                            109.06 USD
 Purchase       100                            109.07 USD
 Purchase       300                            109.1 USD
 Purchase       318                            109.11 USD
 Purchase       600                            109.12 USD
 Purchase       598                            109.13 USD
 Purchase       632                            109.14 USD
 Purchase       200                            109.145 USD
 Purchase       727                            109.15 USD
 Purchase       10                             109.155 USD
 Purchase       18                             109.16 USD
 Purchase       221                            109.17 USD
 Purchase       24                             109.18 USD
 Purchase       100                            109.2 USD
 Purchase       100                            109.21 USD
 Sale           580                            109 USD
 Sale           43                             109.01 USD
 Sale           55                             109.02 USD
 Sale           86                             109.03 USD
 Sale           33                             109.04 USD
 Sale           32                             109.05 USD
 Sale           18                             109.06 USD
 Sale           15                             109.09 USD
 Sale           32                             109.1 USD
 Sale           3,230                          109.11 USD
 Sale           18                             109.12 USD
 Sale           70                             109.13 USD
 Sale           55                             109.14 USD
 Sale           70                             109.15 USD
 Sale           27                             109.16 USD
 Sale           18                             109.18 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction        Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                    (Note 6)
(Note 4)
 Swaps          Reducing a Short Position    3,200                          109.109 USD
 Swaps          Increasing a Short Position  4,400                          109.063 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)
 N/A                    N/A      N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            30/03/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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