REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - ANHEUSER-BUSCH INBEV SA/NV <Origin Href="QuoteRef">ABI.BR</Origin> <Origin Href="QuoteRef">BARC.L</Origin>

Anheuser-Busch Inbev SAAnnouncement

05/10/2016 16:30

      Form 8.5 (EPT/NON-RI) - ANHEUSER-BUSCH INBEV SA/NV    
    
      FORM 8.5 (EPT/NON-RI)    
      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN    
      EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (RI) STATUS       (OR WHERE RI STATUS IS NOT APPLICABLE)    
      Rule 8.5 of the Takeover Code (the Code)    
      1. KEY INFORMATION    
      
        
          (a) Name of exempt principal trader:        
        
                  
        
          
            BARCLAYS CAPITAL SECURITIES LTD          
        
      
      
        
          (b) Name of offeror/offeree in relation to whose relevant securities           this form relates:          
            Use a separate form for each offeror/offeree          
        
        
                  
        
          
            ANHEUSER-BUSCH INBEV SA/NV          
        
      
      
        
          (c) Name of the party to the offer with which exempt principal           trader is connected:        
        
                  
        
          
            ANHEUSER-BUSCH INBEV SA/NV          
        
      
      
        
          (d) Date position held/dealing undertaken:          
            For an opening position disclosure, state the latest             practicable date prior to the disclosure          
        
        
                  
        
          
            4 Oct 2016          
        
      
      
        
          (e) In addition to the company in 1(b) above, is the exempt           principal trader making disclosures in respect of any other party to           the offer?          
            If it is a cash offer or possible cash offer, state N/A          
        
        
                  
        
          
            YES SABMILLER PLC          
        
      
    
      2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER    
      If there are positions or rights to subscribe to disclose in more       than one class of relevant securities of the offeror or offeree named in       1(b), copy table 2(a) or (b) (as appropriate) for each additional class       of relevant security.    
      (a) Interests and short positions in the relevant securities of the       offeror or offeree to which the disclosure relates following the dealing       (if any)    
      
        
          Class of relevant security:        
        
                  
        
                  
        
                  
        
          ORD        
        
                  
        
                  
        
                  
        
                  
        
                  
        
                  
        
        
      
      
        
        
        
        
        
        
        
        
        
          Interests        
        
        
        
                  
        
        
        
          Short Positions        
        
        
        
                  
        
        
      
      
        
                  
        
        
        
                  
        
        
        
          Number        
        
        
        
          (%)        
        
        
        
          Number        
        
        
        
          (%)        
        
        
      
      
        
          (1)        
        
        
        
          Relevant securities owned        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
      
      
        
        
        
        
        
          and/or controlled:        
        
        
        
          10,652,017        
        
        
        
          0.66%        
        
        
        
          10,102,912        
        
        
        
          0.63%        
        
        
      
      
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
      
      
        
          (2)        
        
        
        
          Cash-settled derivatives:        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
      
      
        
        
        
        
        
        
        
        
        
          5,093,887        
        
        
        
          0.32%        
        
        
        
          4,591,136        
        
        
        
          0.29%        
        
        
      
      
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
      
      
        
          (3)        
        
        
        
          Stock-settled derivatives (including options)        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
      
      
        
        
        
        
        
          and agreements to purchase/sell:        
        
        
        
          25,000        
        
        
        
          0.00%        
        
        
        
          0        
        
        
        
          0.00%        
        
        
      
      
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
      
      
        
          (4)        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
      
      
        
        
        
        
        
          TOTAL:        
        
        
        
          15,770,904        
        
        
        
          0.98%        
        
        
        
          14,694,048        
        
        
        
          0.91%        
        
        
      
    
      All interests and all short positions should be disclosed.    
      Details of any open stock-settled derivative positions (including       traded options), or agreements to purchase or sell relevant securities,       should be given on a Supplemental Form8 (Open Positions).    
      (b) Rights to subscribe for new securities (including directors and       other employee options)    
      
        
          Class of relevant security in relation to which subscription right           exists:        
        
                  
      
      
        
          Details, including nature of the rights concerned and relevant           percentages:        
        
                  
      
    
      3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER    
      Where there have been dealings in more than one class of relevant       securities of the offeror or offeree named in 1(b), copy table 3(a),       (b), (c) or (d) (as appropriate) for each additional class of relevant       security dealt in.    
      The currency of all prices and other monetary amounts should be       stated.    
      (a) Purchases and sales    
      
        
          Purchases and sales        
        
                  
        
                  
        
                  
        
                  
        
                  
        
                  
        
        
      
      
        
          Purchase/sale        
        
        
        
          Total number of        
        
        
        
          Highest price per unit        
        
        
        
          Lowest price per unit        
        
        
      
      
        
                  
        
        
        
          securities        
        
        
        
          paid/received        
        
        
        
          paid/received        
        
        
      
      
        
          Purchase        
        
        
        
          319,498        
        
        
        
          116.5000 EUR        
        
        
        
          115.6 EUR        
        
        
      
      
        
          Purchase        
        
        
        
          319,498        
        
        
        
          129.5696 USD        
        
        
        
          129.352 USD        
        
        
      
      
        
          Sale        
        
        
        
          865        
        
        
        
          115.8958 EUR        
        
        
        
          115.8958 EUR        
        
        
      
      
        
          Sale        
        
        
        
          960,924        
        
        
        
          116.4000 EUR        
        
        
        
          115 EUR        
        
        
      
      
        
          Sale        
        
        
        
          960,924        
        
        
        
          129.5696 USD        
        
        
        
          129.352 USD        
        
        
      
      
        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
                  
      
      
        
          Cash-settled derivative transactions        
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
      
      
        
          Product        
        
        
        
          Nature of dealing        
        
        
        
          Number of        
        
        
        
          Price per        
        
        
      
      
        
          description        
        
        
        
        
        
        
        
          reference        
        
        
        
          unit        
        
        
      
      
        
                  
        
        
        
                  
        
        
        
          securities        
        
        
        
                  
        
        
      
      
        
          CFD        
        
        
        
          Long        
        
        
        
          28        
        
        
        
          1,768.7721 ZAR        
        
        
      
      
        
          CFD        
        
        
        
          Long        
        
        
        
          100        
        
        
        
          115.8338 EUR        
        
        
      
      
        
          SWAP        
        
        
        
          Long        
        
        
        
          329        
        
        
        
          115.4128 EUR        
        
        
      
      
        
          CFD        
        
        
        
          Long        
        
        
        
          761        
        
        
        
          1,772.8058 ZAR        
        
        
      
      
        
          CFD        
        
        
        
          Long        
        
        
        
          5,493        
        
        
        
          1,769.2162 ZAR        
        
        
      
      
        
          CFD        
        
        
        
          Long        
        
        
        
          6,732        
        
        
        
          116.0767 EUR        
        
        
      
      
        
          CFD        
        
        
        
          Long        
        
        
        
          15,305        
        
        
        
          116.0837 EUR        
        
        
      
      
        
          CFD        
        
        
        
          Long        
        
        
        
          15,543        
        
        
        
          115.9361 EUR        
        
        
      
      
        
          SWAP        
        
        
        
          Short        
        
        
        
          52        
        
        
        
          115.5000 EUR        
        
        
      
      
        
          CFD        
        
        
        
          Short        
        
        
        
          183        
        
        
        
          116.1549 EUR        
        
        
      
      
        
          SWAP        
        
        
        
          Short        
        
        
        
          320        
        
        
        
          115.9011 EUR        
        
        
      
      
        
          CFD        
        
        
        
          Short        
        
        
        
          441        
        
        
        
          1,771.1660 ZAR        
        
        
      
      
        
          SWAP        
        
        
        
          Short        
        
        
        
          690        
        
        
        
          115.5992 EUR        
        
        
      
      
        
          CFD        
        
        
        
          Short        
        
        
        
          730        
        
        
        
          1,770.8934 ZAR        
        
        
      
      
        
          SWAP        
        
        
        
          Short        
        
        
        
          1,245        
        
        
        
          115.6767 EUR        
        
        
      
      
        
          SWAP        
        
        
        
          Short        
        
        
        
          2,657        
        
        
        
          116.1823 EUR        
        
        
      
      
        
          SWAP        
        
        
        
          Short        
        
        
        
          5,550        
        
        
        
          115.8329 EUR        
        
        
      
      
        
          CFD        
        
        
        
          Short        
        
        
        
          8,390        
        
        
        
          1,769.7781 ZAR        
        
        
      
      
        
          CFD        
        
        
        
          Short        
        
        
        
          9,652        
        
        
        
          116.2295 EUR        
        
        
      
      
        
          SWAP        
        
        
        
          Short        
        
        
        
          12,893        
        
        
        
          116.0325 EUR        
        
        
      
    
      (c) Stock-settled derivative transactions (including options)    
      (i) Writing, selling, purchasing or varying    
      
        
          Class of relevant security        
        
                  
        
          Product description e.g. call option        
        
                  
        
          Writing, purchasing, selling, varying etc.        
        
                  
        
          Number of securities to which option relates        
        
                  
        
          Exercise price per unit        
        
                  
        
          Type          
            e.g. American, European etc.          
        
        
                  
        
          Expiry date        
        
                  
        
          Option money paid/ received per unit        
      
    
      (ii) Exercise    
      
        
          Class of relevant security        
        
                  
        
          Product description          
            e.g. call option          
        
        
                  
        
          Exercising/ exercised against        
        
                  
        
          Number of securities        
        
                  
        
          Exercise price per unit        
      
    
      (d) Other dealings (including subscribing for new securities)    
      
        
          Class of relevant security        
        
                  
        
          Nature of dealing          
            e.g. subscription, conversion          
        
        
                  
        
          Details        
        
                  
        
          Price per unit (if applicable)        
      
    
      4. OTHER INFORMATION    
      (a) Indemnity and other dealing arrangements    
      
        
          Details of any indemnity or option arrangement, or any agreement or           understanding, formal or informal, relating to relevant securities           which may be an inducement to deal or refrain from dealing entered           into by the exempt principal trader making the disclosure and any           party to the offer or any person acting in concert with a party to           the offer:          
            Irrevocable commitments and letters of intent should not be             included. If there are no such agreements, arrangements or             understandings, state none          
        
      
      
        
          
            None          
        
      
    
      (b) Agreements, arrangements or understandings relating to options or       derivatives    
      
        
          Details of any agreement, arrangement or understanding, formal or           informal, between the exempt principal trader making the disclosure           and any other person relating to:          
            (i) the voting rights of any relevant securities under any option;             or          
          
            (ii) the voting rights or future acquisition or disposal of any             relevant securities to which any derivative is referenced:          
          
            If there are no such agreements, arrangements or             understandings, state none          
        
      
      
        
          
            None          
        
      
    
      (c) Attachments    
      
        
          Is a Supplemental Form 8 (Open Positions) attached?        
        
                  
        
          
            YES          
        
      
    
      
        
          Date of disclosure:        
        
          
            5 Oct 2016          
        
      
      
        
          Contact name:        
        
          
            Femi Badmos          
        
      
      
        
          Telephone number:        
        
          
            020 3555 1125          
        
      
    
      Public disclosures under Rule 8 of the Code must be made to a       Regulatory Information Service.    
      The Panels Market Surveillance Unit is available for consultation in       relation to the Codes disclosure requirements on +44 (0)20 7638 0129.    
      The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.    
      SUPPLEMENTAL FORM 8 (OPEN POSITIONS)    
      DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,       AGREEMENTS TO PURCHASE OR SELL ETC.    
      Note 5(i) on Rule 8 of the Takeover Code (the Code)    
      1. KEY INFORMATION    
      
        
          Full name of person making disclosure:        
        
          
            BARCLAYS CAPITAL SECURITIES LTD          
        
      
      
        
          Name of offeror/offeree in relation to whose relevant securities the           disclosure relates:        
        
          
            ANHEUSER-BUSCH INBEV          
        
      
    
      2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)    
      
        
          Class        
        
                  
        
          Product        
        
                  
        
          Writing,        
        
                  
        
          Number        
        
                  
        
          Exercise        
        
                  
        
          Type        
        
                  
        
          Expiry        
        
        
      
      
        
          of        
        
        
        
          description        
        
        
        
          purchasing,        
        
        
        
          of        
        
        
        
          price        
        
        
        
        
        
        
        
          date        
        
        
      
      
        
          relevant        
        
        
        
        
        
        
        
          selling,        
        
        
        
          securities        
        
        
        
          per unit        
        
        
        
        
        
        
        
        
        
        
      
      
        
          security        
        
        
        
        
        
        
        
          varying etc        
        
        
        
          to which        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
      
      
        
        
        
        
        
        
        
        
        
        
        
        
        
          option        
        
        
        
        
        
        
        
        
        
        
        
        
        
        
      
      
        
                  
        
        
        
                  
        
        
        
                  
        
        
        
          relates        
        
        
        
                  
        
        
        
                  
        
        
        
                  
        
        
      
      
        
          ORD        
        
        
        
          Put Options        
        
        
        
          Written        
        
        
        
          25,000        
        
        
        
          100.0000        
        
        
        
          American        
        
        
        
          16 Jun 2017        
        
        
      
    
      3. AGREEMENTS TO PURCHASE OR SELL ETC.    
      
        
          Full details should be given so that the nature of the interest or           position can be fully understood:        
      
    
      It is not necessary to provide details on a Supplemental Form (Open       Positions) with regard to cash-settled derivatives.    
      The currency of all prices and other monetary amounts should be       stated.    
      The Panels Market Surveillance Unit is available for consultation in       relation to the Codes disclosure requirements on +44 (0)20 7638 0129.    
      The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.    
    
View source version on businesswire.com: http://www.businesswire.com/news/home/20161005006035/en/
      BARCLAYS PLC