Brief: Six Exchange Regulation AG (SER) Concludes Investigation Into Asmallworld AG
28/07/2020 05:32
July 28 (Reuters) - SIX EXCHANGE REGULATION AG (SER):
* SIX EXCHANGE REGULATION AG (SER) - CONCLUDES INVESTIGATION
INTO
ASMALLWORLD AG
* SIX EXCHANGE REGULATION AG (SER) - SER HAS IMPOSED A FINE
OF CHF
20,000 FOR VIOLATIONS OF THE RULES CONCERNING THE DISCLOSURE OF
MANAGEMENT TRANSACTIONS
* SIX EXCHANGE REGULATION AG (SER) - SER HAS SANCTIONED
ASMALLWORLD AG WITH A FINE OF CHF 20,000
* SIX EXCHANGE REGULATION AG (SER) - ASMALLWORLD AG
RECOGNISES ITS
TRANSGRESSIONS AND WAS WILLING TO COOPERATE AFTER THE VIOLATIONS
HAD BEEN COMMITTED, THE COMPANY’S CONDUCT WAS CONSIDERED TO BE A
MITIGATING FACTOR
* SIX EXCHANGE REGULATION AG (SER) - THE SANCTION NOTICE IS
LEGALLY BINDING
Further company coverage: ASWN.S
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