REG - Circassia Pharma Plc AstraZeneca PLC - Notification of Major Interest in Shares <Origin Href="QuoteRef">AZN.L</Origin> <Origin Href="QuoteRef">CIRCI.L</Origin>
RNS Number : 3813CCircassia Pharmaceuticals Plc12 April 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:iiCircassia Pharmaceuticals plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation:iiiAstraZeneca PLC
4. Full name of shareholder(s)
(if different from 3.):ivAstraZeneca UK Limited
5. Date of the transaction and date on
which the threshold is crossed or
reached:v12 April 2017
6. Date on which issuer notified:
12 April 2017
7. Threshold(s) that is/are crossed or
reached: vi, vii3% through to 14% (inclusive)
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
Ordinary shares of 0.08 pence
0
0
47,355,417
0
47,355,417
0
14.25%
GB00BJVD3B28
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rightsN/A
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
N/A
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
47,355,417
14.25%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxiAstraZeneca PLC (parent Company)
AstraZeneca Intermediate Holdings Limited (wholly owned subsidiary of AstraZeneca PLC)
AstraZeneca UK Limited (99.994% owned by AstraZeneca Intermediate Holdings Limited and 0.006% owned by AstraZeneca PLC) - holder of 47,355,417 Ordinary Shares in Circassia Pharmaceuticals plc
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease
to hold:N/A
12. Date on which proxy holder will cease to hold
voting rights:N/A
13. Additional information:
14. Contact name:
Julien Cotta
15. Contact telephone number:
01865 405560
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLITMFTMBTBBLR
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