REG - Auction Technology - TR-1: Notification of major holdings
RNS Number : 1054LAuction Technology Group PLC08 September 2021
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:
Auction Technology Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name
ECI 11 LP (acting by its manager ECI Management Limited)
City and country of registered office (if applicable)
London, United Kingdom
4. Full name of shareholder(s) (if different from 3.) v
Numis Nominees (Client) Limited
City and country of registered office (if applicable)
London, United Kingdom
5. Date on which the threshold was crossed or reached vi:
6 September 2021
6. Date on which issuer notified (DD/MM/YYYY):
7 September 2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached
5.40
-
5.40
5.40
Position of previous notification (if
applicable)
7.84
-
7.84
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rights ix
% of voting rights
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
GB00BMVQDZ64
-
6,488,517
-
5.40
SUBTOTAL 8. A
6,488,517
5.40
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration
date xExercise/
Conversion Period xiNumber of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
None
SUBTOTAL 8. B 1
None
None
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument
Expiration
date xExercise/
Conversion Period xiPhysical or cash
Settlement xii
Number of voting rights
% of voting rights
None
SUBTOTAL 8.B.2
None
None
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv
Name xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional information xvi
The legal title to the shares are held through a depositary arrangement by Numis Nominees (Client) Limited who acts as custodian to ECI 11 LP (acting by its manager ECI Management Limited).
Place of completion
London, United Kingdom
Date of completion
6 September 2021
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