REG - JPMorgan Sec.Plc Auction Technology - Form 8.5 (EPT/RI)-Auction Technology Group plc

Auction TechnologyAnnouncement

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RNS Number : 9916P  JPMorgan Securities Plc  22 January 2026

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            J.P. Morgan Securities Plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Auction Technology Group plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Corporate Broker to Auction Technology Group plc
 connected:
 (d) Date dealing undertaken:                                                    21 January 2026
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 0.01p ordinary              Purchase          74,219                      3.3955 GBP                            3.3250 GBP
                             Sale              259,146                     3.4000 GBP                            3.3250 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 0.01p ordinary              Equity Swap          Decrease Long                                                                  97                              3.3426 GBP
                                                                                                                                 2,637                           3.3444 GBP
                                                                                                                                 386                             3.3451 GBP
                                                                                                                                 2,140                           3.3457 GBP
                                                                                                                                 2,785                           3.3877 GBP
                                                                                                                                 9,241                           3.3951 GBP
                                                                                                                                 266                             3.3953 GBP
                                                  Decrease Short                                                                 1,154                           3.3401 GBP
                                                                                                                                 6,306                           3.3451 GBP
                                                                                                                                 27,914                          3.3555 GBP
                                                                                                                                 16,774                          3.3858 GBP
                                                                                                                                 3,443                           3.3948 GBP
                                                                                                                                 62,604                          3.3950 GBP
                                                  Increase Long                                                                  72                              3.3300 GBP
                                                                                                                                 655                             3.3350 GBP
                                                                                                                                 5,218                           3.3431 GBP
                                                                                                                                 1,398                           3.3432 GBP
                                                                                                                                 4,200                           3.3456 GBP
                                                                                                                                 21,605                          3.3457 GBP
                                                                                                                                 4                               3.3597 GBP
                                                                                                                                 1,615                           3.3614 GBP
                                                                                                                                 12,672                          3.3624 GBP
                                                                                                                                 300                             3.3649 GBP
                                                                                                                                 18,529                          3.3752 GBP
                                                                                                                                 599                             3.3775 GBP
                                                                                                                                 656                             3.3919 GBP
                                                                                                                                 238                             3.3920 GBP
                                                                                                                                 15,548                          3.3948 GBP
                                                                                                                                 3,223                           3.3950 GBP
                                                                                                                                 3,682                           3.3951 GBP
                                                                                                                                 1                               3.4597 GBP
                                                  Increase Short                                                                 6,038                           3.3950 GBP
                                                  Opening a long position                                                        389                             3.3349 GBP
                                                                                                                                 959                             3.3470 GBP
                                                  Opening a short position                                                       200                             3.3550 GBP
                                                                                                                                 450                             3.3713 GBP
                                                                                                                                 898                             3.3950 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

 

 Date of disclosure:  22 January 2026
 Contact name:        Hetvi Shah
 Telephone number:    44 2034 936359

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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