REG - Citigroup Global Mkt Aviva PLC - Form 8.5 (EPT/RI)

AvivaAnnouncement

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RNS Number : 6160L  Citigroup Global Markets Limited  05 June 2025

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aviva plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Aviva plc
 connected:
 (d) Date dealing undertaken:                                                    04 June 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    Direct Line Insurance Group plc
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 32 17/19p ordinary          Purchase          941,943                     GBP 6.1800                            GBP 6.0880
 32 17/19p ordinary          Sale              1,459,904                   GBP 6.1640                            GBP 6.0840

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 32 17/19p ordinary          TRS                  Increasing Short Position                                                        44                              GBP 6.1000
 32 17/19p ordinary          TRS                  Reducing Short Position                                                          6,808                           GBP 6.1000
 32 17/19p ordinary          TRS                  Reducing Short Position                                                          1,383                           GBP 6.0991
 32 17/19p ordinary          TRS                  Increasing Short Position                                                        2                               GBP 6.1000
 32 17/19p ordinary          TRS                  Increasing Short Position                                                        64,420                          GBP 6.0976
 32 17/19p ordinary          TRS                  Increasing Short Position                                                        305,235                         GBP 6.0996
 32 17/19p ordinary          TRS                  Increasing Short Position                                                        1,819                           GBP 6.1002
 32 17/19p ordinary          TRS                  Increasing Short Position                                                        166,352                         GBP 6.1002
 32 17/19p ordinary          TRS                  Increasing Short Position                                                        53,233                          GBP 6.1070
 32 17/19p ordinary          TRS                  Reducing Short Position                                                          349,528                         GBP 6.0998
 32 17/19p ordinary          TRS                  Reducing Short Position                                                          87,382                          GBP 6.0998
 32 17/19p ordinary          TRS                  Reducing Short Position                                                          108,588                         GBP 6.1001
 32 17/19p ordinary          TRS                  Reducing Short Position                                                          69,928                          GBP 6.1017
 32 17/19p ordinary          TRS                  Reducing Short Position                                                          7,065                           GBP 6.1049
 32 17/19p ordinary          TRS                  Reducing Short Position                                                          134,460                         GBP 6.1131
 32 17/19p ordinary          TRS                  Reducing Short Position                                                          59,505                          GBP 6.1151
 32 17/19p ordinary          TRS                  Increasing Long Position                                                         200                             GBP 6.1154

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          05 June 2025
 Contact name:                                                                Craig Watson
 Telephone number:                                                            02890 409 605

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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