Baillie GiffordJapan - Holding(s) in Company
25/09/2023 12:37
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RNS Number : 5560N Baillie Gifford Japan Trust PLC 25 September 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the underlying issuer of existing shares to Baillie Gifford Japan Trust PLC (BGFD)
which voting rights are attached(ii):
Legal Entity Identifier : 54930037AGTKN765Y741
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
UK
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(:) x
( )
The increase in shareholding outlined in this form has been driven by the
all-share combination of Rathbones Group Plc with Investec Wealth &
Investment Limited which completed on 21st September 2023.
3. Details of person subject to the notification obligation(iv)
Name Rathbones Investment Management Ltd
City and country of registered office (if applicable) London
UK
Name Investec Wealth & Investment (Channel Islands)
City and country of registered office (if applicable) St Peters Port
Guernsey
Name Investec Wealth & Investment Limited
City and country of registered office (if applicable) London
UK
Name Rathbone Unit Trust Management Limited
City and country of registered office (if applicable) London
UK
4. Full name of shareholder(s) (if different from 3.)(v)
Name Torch Nominees Limited
City and country of registered office (if applicable) St Peters Port
Guernsey
Name Hero Nominees Limited
City and country of registered office (if applicable) St Peters Port
Guernsey
Name Ferlim Nominees Limited
City and country of registered office (if applicable) London
UK
Name Natwest Trustees Limited
City and country of registered office (if applicable) London
UK
Name BNP Paribas Limited
City and country of registered office (if applicable) London
UK
Name Rathbone Nominees Limited
City and country of registered office (if applicable) London
UK
5. Date on which the threshold was crossed or reached(vi): 21-Sep-2023
6. Date on which issuer notified (DD/MM/YYYY): 22-Sep-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights of issuer(vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 10.354700 0.000000 10.354700 9621812
Position of previous notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0000485838 9621812 10.354700
SUBTOTAL 8. A 9621812 10.354700%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date(x)
Conversion Period(xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date(x)
Conversion Period (xi)
settlement(xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights and/or x
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional rows as
necessary)
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Rathbones Group Plc 6.067800 6.067800%
Rathbones Investment Management Limited
Rathbones Group Plc 0.151600 0.151600%
Rathbones Investment Management International Limited
Rathbones Group Plc 0.123800 0.123800 %
Rathbone Unit Trust Management Limited
Rathbones Group Plc 3.994600 3.994600 %
Investec Wealth & Investment Limited
Rathbones Group Plc 0.017000 0.017000 %
Investec Wealth & Investment (Channel Islands)
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
None
12. Date of Completion
22-Sep-2023
13. Place of Completion
Port of Liverpool Building, Liverpool L3 1NW
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