REG - Baker Steel Res Tst - Holding(s) in Company

Baker Steel Resources TrustAnnouncement

15/12/2020 08:05

RNS Number : 6863I
  
Baker Steel Resources Trust Ltd
  
15 December 2020
  
 

TR-1: Standard form for notification of major holdings
 




NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i




 




1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: 


Baker Steel Resources Trust Ltd.




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer


 




2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments


 




An event changing the breakdown of voting rights 


 




Other (please specify)iii:


 




3. Details of person subject to the notification obligationiv




Name


Overseas Asset Management (Cayman) Ltd




City and country of registered office (if applicable)


George Town, Cayman Islands




4. Full name of shareholder(s) (if different from 3.)v




Name


OAM European Value Fund




City and country of registered office (if applicable)


George Town, Cayman Islands




5. Date on which the threshold was crossed or reachedvi:


11/12/2020




6. Date on which issuer notified (DD/MM/YYYY):


14/12/2020




7. Total positions of person(s) subject to the notification obligation




 


% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


12.9%


 


12.9%


13,680,915




Position of previous notification (if 
applicable)


13.3%


 


 


 



 
 
 
 
 
 
 



 




8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




GG00B6686L20


 


13,680,915


 


12.9%




 


 


 


 


 




 


 


 


 


 




SUBTOTAL 8. A


13,680,915


12.9%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights




 


 


 


 


 




 


 


 


 


 




 


 


 


 


 




 


 


SUBTOTAL 8. B 1


 


 




 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash 
settlementxii


Number of voting rights 


% of voting rights




 


 


 


 


 


 




 


 


 


 


 


 




 


 


 


 


 


 




 


 


 


SUBTOTAL 8.B.2


 


 




 
 
 



 
 
 
 
 
 
 
 
 
 



 




9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


 




Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
Overseas Asset Management (Cayman) Ltd is the investment manager of OAM European Value Fund which holds its shares through Butterfield Jersey as custodian and Bank of New York (Nominees) Limited as sub custodian.


X




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




OAM European Value Fund


12.9%


 


12.9%




 


 


 


 




 


 


 


 




 


 


 


 




 


 


 


 




 




10. In case of proxy voting, please identify:




Name of the proxy holder


 




The number and % of voting rights held


 




The date until which the voting rights will be held


 




 




11. Additional informationxvi




 



 
 
 
 
 



 




Place of completion


George Town, Cayman Islands




Date of completion


14th December 2020




 
 
 
 
 
 
 
 

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