REG - BkofA Merrill LynchBalfour Beatty PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin>
06/09/2014 22:25
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RNS Number : 4879N
Bank of America Merrill Lynch
28 July 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Balfour Beatty PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is connected: Balfour Beatty PLC
(d) Date dealing undertaken: 25/07/2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes
(c)
Name of the party to the offer with which exempt principal trader is
connected:
Balfour Beatty PLC
(d) Date dealing undertaken:
25/07/2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB0000961622 Purchase 2,037,717 2.628 GBP 2.48 GBP
Common - ISIN GB0000961622 Sale 1,194,306 2.628 GBP 2.48 GBP
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference securities Price per unit
relevant security e.g. CFD e.g. opening/closing a
long/short position, increasing/reducing a
long/short position
Common - ISIN GB0000961622 Swaps Short 3,302 2.533 GBP
Common - ISIN GB0000961622 Swaps Short 30,732 2.532 GBP
Common - ISIN GB0000961622 Swaps Short 605 2.538 GBP
Common - ISIN GB0000961622 Swaps Long 10,000 2.532 GBP
Common - ISIN GB0000961622 Swaps Long 5,000 2.532 GBP
Common - ISIN GB0000961622 Swaps Long 5,000 2.532 GBP
Common - ISIN GB0000961622 Swaps Long 2,034 2.535 GBP
Common - ISIN GB0000961622 Swaps Short 41,497 2.547 GBP
Common - ISIN GB0000961622 Swaps Short 900 2.529 GBP
Common - ISIN GB0000961622 Swaps Short 2,700 2.529 GBP
Common - ISIN GB0000961622 Swaps Short 446 2.488 GBP
Common - ISIN GB0000961622 Swaps Short 44 2.488 GBP
Common - ISIN GB0000961622 Swaps Short 1,530 2.488 GBP
Common - ISIN GB0000961622 Swaps Short 38,573 2.488 GBP
Common - ISIN GB0000961622 Swaps Long 669 2.508 GBP
Common - ISIN GB0000961622 Swaps Long 44 2.515 GBP
Common - ISIN GB0000961622 Swaps Short 2,755 2.488 GBP
Common - ISIN GB0000961622 Swaps Short 4,711 2.488 GBP
Common - ISIN GB0000961622 Swaps Short 1,829 2.503 GBP
Common - ISIN GB0000961622 Swaps Long 2,651 2.516 GBP
Common - ISIN GB0000961622 Swaps Short 669 2.488 GBP
Common - ISIN GB0000961622 Swaps Long 14,914 2.509 GBP
Common - ISIN GB0000961622 Swaps Short 899 2.488 GBP
Common - ISIN GB0000961622 Swaps Short 902 2.499 GBP
Common - ISIN GB0000961622 Swaps Short 1,025 2.488 GBP
Common - ISIN GB0000961622 Swaps Short 2,910 2.488 GBP
Common - ISIN GB0000961622 Swaps Short 14,914 2.488 GBP
Common - ISIN GB0000961622 Swaps Short 480 2.48 GBP
Common - ISIN GB0000961622 Swaps Short 1,256 2.519 GBP
Common - ISIN GB0000961622 Swaps Long 2,333 2.55 GBP
Common - ISIN GB0000961622 Swaps Long 12 2.548 GBP
Common - ISIN GB0000961622 Swaps Short 25 2.526 GBP
Common - ISIN GB0000961622 Swaps Short 45 2.529 GBP
Common - ISIN GB0000961622 Swaps Long 26 2.535 GBP
Common - ISIN GB0000961622 Swaps Long 67 2.535 GBP
Common - ISIN GB0000961622 Swaps Short 21 2.526 GBP
Common - ISIN GB0000961622 Swaps Short 10 2.528 GBP
Common - ISIN GB0000961622 Swaps Short 22 2.528 GBP
Common - ISIN GB0000961622 Swaps Short 5 2.529 GBP
Common - ISIN GB0000961622 Swaps Short 143 2.53 GBP
Common - ISIN GB0000961622 Swaps Long 25 2.542 GBP
Common - ISIN GB0000961622 Swaps Short 12 2.528 GBP
Common - ISIN GB0000961622 Swaps Short 10,823 2.562 GBP
Common - ISIN GB0000961622 Swaps Short 65,885 2.562 GBP
Common - ISIN GB0000961622 Swaps Short 32,233 2.562 GBP
Common - ISIN GB0000961622 Swaps Short 28,713 2.562 GBP
Common - ISIN GB0000961622 Swaps Long 38,483 2.567 GBP
Common - ISIN GB0000961622 Swaps Short 44,985 2.562 GBP
Common - ISIN GB0000961622 Swaps Short 2,539 2.562 GBP
Common - ISIN GB0000961622 Swaps Long 3,664 2.531 GBP
Common - ISIN GB0000961622 Swaps Long 1,130 2.578 GBP
Common - ISIN GB0000961622 Swaps Short 600 2.519 GBP
Common - ISIN GB0000961622 Swaps Short 1,302 2.521 GBP
Common - ISIN GB0000961622 Swaps Long 8,106 2.531 GBP
Common - ISIN GB0000961622 Swaps Long 3,789 2.531 GBP
Common - ISIN GB0000961622 Swaps Short 50,000 2.55 GBP
Common - ISIN GB0000961622 Swaps Short 1,131 2.503 GBP
Common - ISIN GB0000961622 Swaps Short 1,412 2.503 GBP
Common - ISIN GB0000961622 Swaps Short 1,659 2.503 GBP
Common - ISIN GB0000961622 Swaps Short 3,808 2.503 GBP
Common - ISIN GB0000961622 Swaps Short 449 2.529 GBP
Common - ISIN GB0000961622 Swaps Short 5,744 2.531 GBP
Common - ISIN GB0000961622 Swaps Short 10,198 2.531 GBP
Common - ISIN GB0000961622 Swaps Short 4,596 2.503 GBP
Common - ISIN GB0000961622 Swaps Short 3,439 2.529 GBP
Common - ISIN GB0000961622 Swaps Short 6,180 2.529 GBP
Common - ISIN GB0000961622 Swaps Long 2,858 2.531 GBP
Common - ISIN GB0000961622 Swaps Short 6,938 2.529 GBP
Common - ISIN GB0000961622 Swaps Short 6,691 2.531 GBP
Common - ISIN GB0000961622 Swaps Short 3,525 2.503 GBP
Common - ISIN GB0000961622 Swaps Long 195 2.525 GBP
Common - ISIN GB0000961622 Swaps Short 639 2.529 GBP
Common - ISIN GB0000961622 Swaps Short 1,412 2.531 GBP
Common - ISIN GB0000961622 Swaps Short 500,000 2.544 GBP
Common - ISIN GB0000961622 Swaps Long 353 2.521 GBP
Common - ISIN GB0000961622 Swaps Long 3,099 2.51 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product description e.g. call option Writing, purchasing, selling, varying etc. Number Exercise Type Expiry date Option money paid/ received per unit
of of price e.g. American, European etc.
relevant security securities to which option relates per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 28/07/2014
Contact name: Stacy Otieno
Telephone number: 0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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