REG - BkofA Merrill LynchBalfour Beatty PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin>

Balfour BeattyAnnouncement

07/09/2014 24:22

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RNS Number : 8856N
Bank of America Merrill Lynch
31 July 2014 
 
FORM 8.5 (EPT/RI) 
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code") 
 
 1.  KEY INFORMATION  
 
 
 (a)  Name of exempt principal trader:                                                                                          Bank of America Merrill Lynch  
 (b)  Name of offeror/offeree in relation to whose                                                                              Balfour Beatty PLC             
 relevant securities this form relates:                                                                                                                        
 Use a separate form for each offeror/offeree                                                                                                                  
 (c)  Name of the party to the offer with which exempt principal trader is connected:                                           Balfour Beatty PLC             
 (d)  Date dealing undertaken:                                                                                                  30/07/2014                     
 (e)  Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?  Yes                            
 
 
(c) 
 
Name of the party to the offer with which exempt principal trader is
connected: 
 
Balfour Beatty PLC 
 
 (d)  Date dealing undertaken:  
 
 
30/07/2014 
 
 (e)  Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?  
 
 
Yes 
 
 2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER  
 
 
 (a)  Purchases and sales  
 
 
 Class of relevant security  Purchases/  Total number of securities  Highest price   Lowest price    
                             sales                                   per unit        per unit        
                                                                     paid/received   paid/received   
 Common - ISIN GB0000961622  Purchase    262,151                     2.535 GBP       2.492 GBP       
 Common - ISIN GB0000961622  Sale        210,732                     2.539 GBP       2.494 GBP       
 
 
 (b)  Derivatives transactions (other than options)  
 
 
 Class of                    Product description  Nature of dealing                             Number of reference securities  Price per unit  
 relevant security           e.g. CFD             e.g. opening/closing a                                                                        
                                                  long/short position, increasing/reducing a                                                    
                                                  long/short position                                                                           
 Common - ISIN GB0000961622  Swaps                Long                                          1                               2.519 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          200                             2.522 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         2,737                           2.518 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          362                             2.52 GBP        
 Common - ISIN GB0000961622  Swaps                Long                                          871                             2.521 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         3,231                           2.506 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         3,602                           2.518 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          456                             2.521 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          1,367                           2.529 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         3,251                           2.516 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          2,076                           2.521 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          2,349                           2.521 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          6,605                           2.521 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          6,369                           2.522 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          3,231                           2.521 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          2,880                           2.521 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          392                             2.52 GBP        
 Common - ISIN GB0000961622  Swaps                Long                                          998                             2.52 GBP        
 Common - ISIN GB0000961622  Swaps                Long                                          65                              2.52 GBP        
 Common - ISIN GB0000961622  Swaps                Long                                          10,228                          2.52 GBP        
 Common - ISIN GB0000961622  Swaps                Long                                          479                             2.521 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          831                             2.522 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          2,534                           2.53 GBP        
 Common - ISIN GB0000961622  Swaps                Long                                          2,252                           2.525 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          10                              2.532 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          143                             2.532 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          5,316                           2.528 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          26,373                          2.529 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         53                              2.517 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         25                              2.526 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         1,077                           2.526 GBP       
 Common - ISIN GB0000961622  Swaps                Long                                          2,118                           2.527 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         3,420                           2.497 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         160                             2.517 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         68                              2.516 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         23,340                          2.527 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         76,984                          2.527 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         1,858                           2.528 GBP       
 Common - ISIN GB0000961622  Swaps                Short                                         7,433                           2.528 GBP       
 
 
 (c)  Options transactions in respect of existing securities  
 
 
 (i)  Writing, selling, purchasing or varying  
 
 
 Class               Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number                               Exercise   Type                           Expiry date  Option money paid/ received per unit  
 of                                                                                                    of                                   price      e.g. American, European etc.                                                      
 relevant security                                                                                     securities to which option relates   per unit                                                                                     
 N/A                 N/A                                   N/A                                         N/A                                  N/A        N/A                            N/A          N/A                                   
 
 
 (ii)  Exercising  
 
 
 Class of relevant security  Product description  Number of    Exercise Price per   
                             e.g. call option     securities   unit                 
 N/A                         N/A                  N/A          N/A                  
 
 
 (d)  Other dealings (including subscribing for new securities)  
 
 
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)  
                             e.g. subscription, conversion                                            
 N/A                         N/A                             N/A      N/A                             
 
 
The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class
of relevant security dealt in. 
 
 3.  OTHER INFORMATION  
 
 
 (a)  Indemnity and other dealing arrangements  
 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal          
 or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:    
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                      
 None                                                                                                                                                                               
 
 
 (b)  Agreements, arrangements or understandings relating to options or derivatives  
 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                                
 If there are no such agreements, arrangements or understandings, state "none"                                                                                             
 None                                                                                                                                                                      
 
 
 Date of disclosure:  31/07/2014     
 Contact name:        Stacy Otieno   
 Telephone number:    0207 995 1335  
 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
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The company news service from the London Stock Exchange