REG - FIL LimitedShire plcBalfour Beatty PLC - Form 8.3 - ABBVIE PLC <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">SHP.L</Origin>
RNS Number : 0830OFIL Limited01 August 2014FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed
FMR LLC and/or one or more of its direct or indirect subsidiaries
And
FIL Limited and/or one or more of its direct and indirect subsidiaries
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
ABBVIE INC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree
(e) Date position held/dealing undertaken
31-July-14
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
YES
If YES, specify which:
Shire Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Ordinary Shares
Interests
Short positions
Number
(%)
Number
(%)
(1) Relevant securities owned and/or controlled:
72,914,460
4.57%
2) Derivatives (other than options):
76,450
0.00%
(3) Options and agreements to purchase/sell
2,500
0.00%
TOTAL
72,990,910
4.57%
2,500
0.00%
Please note that the above positions include a net transition into our accounts for 163 shares.
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit
Ordinary shares
Buy
20,000
52.3750 USD/ Share
Ordinary shares
Buy
163,500
52.8706 USD/ Share
Ordinary shares
Buy
198,600
52.9759 USD/ Share
Ordinary shares
Buy
18,050
52.7233 USD/ Share
Ordinary shares
Buy
25,100
53.2976 USD/ Share
Ordinary shares
Buy
3
52.3400 USD/ Share
Ordinary shares
Buy
9
53.8000 USD/ Share
Ordinary shares
Buy
4
53.5800 USD/ Share
Ordinary shares
Buy
67
53.3500 USD/ Share
Ordinary shares
Buy
2
53.7300 USD/ Share
Ordinary shares
Buy
6
53.6100 USD/ Share
Ordinary shares
Sale
172
53.7900 USD/ Share
Ordinary shares
Sale
20
53.6000 USD/ Share
Ordinary shares
Sale
69
53.7200 USD/ Share
Ordinary shares
Sale
35
53.3400 USD/ Share
(b) Derivatives transactions (other than options)
Class of relevant security
Product description
e.g. CFD
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercising
Class of relevant security
Product description
e.g. call option
Number of securities
Exercise price per unit
(d) Other dealings (including new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
Yes
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
ABBVIE INC
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Shire PLC
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
CS
Call Option
Written
1,000
USD 57.50
American
16 Aug 2014
CS
Call Option
Written
500
USD 60.00
American
16 Aug 2014
CS
Call Option
Written
500
USD 57.50
American
20 Sep 2014
CS
Call Option
Written
500
USD 62.50
American
22 Nov 2014
Date of disclosure
01-August-14
Contact name
Nevelina Rousseva
Telephone number
01737 837216
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNSThe company news service from the London Stock ExchangeENDRETQKDDNQBKDDFK
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