REG - Morgan Stanley SecsCarillion PLCBalfour Beatty PLC - Form 8.5 (EPT/RI) - Balfour Beatty Plc <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>
RNS Number : 6491OMorgan Stanley Securities Limited08 August 2014FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
BALFOUR BEATTY PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
07 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
498,622
2.3900 GBP
2.3500 GBP
50P ORDINARY
SALES
488,974
2.3910 GBP
2.3500 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
5
2.3540 GBP
50P ORDINARY
CFD
LONG
1,524
2.3550 GBP
50P ORDINARY
CFD
LONG
3,620
2.3565 GBP
50P ORDINARY
CFD
LONG
6,857
2.3578 GBP
50P ORDINARY
CFD
LONG
22,830
2.3578 GBP
50P ORDINARY
CFD
LONG
18,572
2.3590 GBP
50P ORDINARY
CFD
LONG
3,508
2.3639 GBP
50P ORDINARY
CFD
LONG
55
2.3640 GBP
50P ORDINARY
CFD
LONG
235
2.3642 GBP
50P ORDINARY
CFD
LONG
409
2.3654 GBP
50P ORDINARY
CFD
LONG
762
2.3700 GBP
50P ORDINARY
CFD
LONG
15,659
2.3721 GBP
50P ORDINARY
CFD
LONG
238,979
2.3721 GBP
50P ORDINARY
CFD
LONG
91
2.3735 GBP
50P ORDINARY
CFD
LONG
2,457
2.3744 GBP
50P ORDINARY
CFD
LONG
228
2.3750 GBP
50P ORDINARY
CFD
SHORT
1,607
2.3550 GBP
50P ORDINARY
CFD
SHORT
336
2.3550 GBP
50P ORDINARY
CFD
SHORT
647
2.3550 GBP
50P ORDINARY
CFD
SHORT
750
2.3550 GBP
50P ORDINARY
CFD
SHORT
2,366
2.3576 GBP
50P ORDINARY
CFD
SHORT
289
2.3673 GBP
50P ORDINARY
CFD
SHORT
37,905
2.3675 GBP
50P ORDINARY
CFD
SHORT
23,584
2.3713 GBP
50P ORDINARY
CFD
SHORT
3,099
2.3713 GBP
50P ORDINARY
CFD
SHORT
1,701
2.3715 GBP
50P ORDINARY
CFD
SHORT
13,782
2.3715 GBP
50P ORDINARY
CFD
SHORT
238,979
2.3723 GBP
50P ORDINARY
CFD
SHORT
124
2.3723 GBP
50P ORDINARY
CFD
SHORT
904
2.3730 GBP
50P ORDINARY
CFD
SHORT
519
2.3730 GBP
50P ORDINARY
CFD
SHORT
50
2.3747 GBP
50P ORDINARY
CFD
SHORT
10,000
2.3756 GBP
50P ORDINARY
CFD
SHORT
6,500
2.3824 GBP
50P ORDINARY
CFD
SHORT
762
2.3860 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
08 AUGUST 2014
Contact name:
Darren Wickert
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNSThe company news service from the London Stock ExchangeENDFERFMGGRLRLGDZG
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