REG-Millennium Partners, L.P. Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)
23/09/2021 15:15
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Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an
indirect wholly-owned subsidiary)
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect
relates: wholly-owned subsidiary)
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 22(nd) September 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes, Gamesys Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.01 common (US05875B1061)
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 137,246 0.308% 11,983 0.027%
(2) Cash-settled derivatives: - - - -
(3) Stock-settled derivatives (including options) and agreements to 200,000 0.449% 65,300 0.154%
purchase/sell:
337,246 0.756% 77,283 0.173%
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit (USD)
US05875B1061 Purchase 25 44.99
US05875B1061 Sale 5 45.08
US05875B1061 Purchase 10 47.00
US05875B1061 Sale 200 45.99
US05875B1061 Sale 2 46.04
US05875B1061 Purchase 2 47.34
US05875B1061 Purchase 11 46.99
US05875B1061 Purchase 6 47.43
US05875B1061 Purchase 10 47.21
US05875B1061 Sale 52 47.35
US05875B1061 Purchase 156 47.28
US05875B1061 Purchase 10 47.12
US05875B1061 Sale 1,381 47.25
US05875B1061 Purchase 85 46.94
US05875B1061 Purchase 90 46.89
US05875B1061 Purchase 181 47.10
US05875B1061 Purchase 45 47.19
US05875B1061 Purchase 172 47.29
US05875B1061 Purchase 79 47.17
US05875B1061 Purchase 250 47.24
US05875B1061 Purchase 23 47.46
US05875B1061 Purchase 456 47.16
US05875B1061 Purchase 124 45.47
US05875B1061 Purchase 46 46.81
US05875B1061 Purchase 1 46.24
US05875B1061 Purchase 6 46.85
US05875B1061 Purchase 100 46.73
US05875B1061 Purchase 9 46.80
US05875B1061 Purchase 90 46.50
US05875B1061 Purchase 100 46.20
US05875B1061 Purchase 302 47.25
US05875B1061 Purchase 3 47.00
US05875B1061 Purchase 1 47.34
US05875B1061 Purchase 278 46.86
US05875B1061 Purchase 1,577 46.51
US05875B1061 Purchase 100 47.42
US05875B1061 Purchase 100 45.95
US05875B1061 Purchase 343 47.10
US05875B1061 Purchase 619 47.14
US05875B1061 Purchase 632 46.47
US05875B1061 Purchase 2,219 46.59
US05875B1061 Purchase 100 46.42
US05875B1061 Purchase 124 47.19
US05875B1061 Purchase 35 46.70
US05875B1061 Purchase 301 47.29
US05875B1061 Purchase 102 47.11
US05875B1061 Purchase 154 47.21
US05875B1061 Purchase 1,990 47.26
US05875B1061 Purchase 155 47.35
US05875B1061 Purchase 100 47.48
US05875B1061 Purchase 100 47.24
US05875B1061 Purchase 100 47.41
US05875B1061 Purchase 100 47.33
US05875B1061 Sale 900 46.81
US05875B1061 Sale 200 46.85
US05875B1061 Sale 10 45.88
US05875B1061 Purchase 30 45.54
US05875B1061 Sale 49 46.50
US05875B1061 Purchase 758 47.25
US05875B1061 Sale 264 47.25
US05875B1061 Purchase 49 47.00
US05875B1061 Purchase 10 46.90
US05875B1061 Sale 10 46.90
US05875B1061 Sale 300 46.77
US05875B1061 Purchase 33 47.42
US05875B1061 Purchase 100 45.92
US05875B1061 Purchase 20 47.10
US05875B1061 Sale 100 46.87
US05875B1061 Sale 1,000 47.19
US05875B1061 Sale 300 46.97
US05875B1061 Purchase 41 46.91
US05875B1061 Sale 1 47.29
US05875B1061 Purchase 10 47.43
US05875B1061 Sale 100 47.18
US05875B1061 Sale 10 46.95
US05875B1061 Sale 100 47.21
US05875B1061 Sale 300 47.07
US05875B1061 Sale 111 47.36
US05875B1061 Sale 86 47.17
US05875B1061 Sale 3 46.96
US05875B1061 Sale 2 47.32
US05875B1061 Purchase 27 47.59
US05875B1061 Purchase 10 47.46
US05875B1061 Sale 18 45.90
US05875B1061 Sale 3 44.99
US05875B1061 Purchase 300 47.50
US05875B1061 Purchase 400 46.85
US05875B1061 Sale 90 47.25
US05875B1061 Purchase 200 46.69
US05875B1061 Purchase 100 47.00
US05875B1061 Sale 35 46.07
US05875B1061 Purchase 110 47.38
US05875B1061 Sale 16 46.94
US05875B1061 Purchase 200 47.34
US05875B1061 Purchase 900 47.53
US05875B1061 Sale 64 46.86
US05875B1061 Purchase 100 46.79
US05875B1061 Purchase 200 47.42
US05875B1061 Sale 16 47.42
US05875B1061 Sale 36 46.89
US05875B1061 Purchase 100 47.10
US05875B1061 Sale 10 47.14
US05875B1061 Sale 37 45.75
US05875B1061 Purchase 100 46.70
US05875B1061 Sale 8 47.29
US05875B1061 Purchase 267 47.22
US05875B1061 Sale 38 46.84
US05875B1061 Sale 15 46.83
US05875B1061 Sale 9 46.55
US05875B1061 Sale 3 47.35
US05875B1061 Purchase 190 47.23
US05875B1061 Sale 15 47.23
US05875B1061 Purchase 100 47.15
US05875B1061 Purchase 54 47.13
US05875B1061 Sale 9 46.96
US05875B1061 Purchase 1 47.24
US05875B1061 Sale 15 47.27
US05875B1061 Sale 40 47.20
US05875B1061 Sale 8 47.30
US05875B1061 Sale 16 47.16
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
(USD)
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
(USD) e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23(rd) September 2021
Contact name: Milos Naumovic
Telephone number: +44 203 650 8203
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52496661&newsitemid=20210923005593&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=91329d509defb682974e58516e08a1d5)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect
disclosure relates: wholly-owned subsidiary)
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
(USD) e.g. American, European etc.
US05875B1061 Call Option Sold 65,300 75 American 19/11/2021
US05875B1061 Call Option Purchased 100,000 50 American 19/11/2021
US05875B1061 Put Option Sold 100,000 35 American 19/11/2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52496661&newsitemid=20210923005593&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=77b3f9c699d8e5317f462aa29e7c8874)
.
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(https://www.businesswire.com/news/home/20210923005593/en/)
Millennium Partners, L.P.
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