REG-Millennium Partners, L.P. Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)
29/09/2021 15:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210929:nBw2k755Da&default-theme=true
Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an
indirect wholly-owned subsidiary)
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect
relates: wholly-owned subsidiary)
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 28(th) September 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes, Gamesys Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.01 common (US05875B1061)
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 130,234 0.292% 6,167 0.014%
(2) Cash-settled derivatives: - - - -
(3) Stock-settled derivatives (including options) and agreements to 200,000 0.449% 65,300 0.146%
purchase/sell:
330,234 0.741% 71,467 0.160%
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit (USD)
US05875B1061 Purchase 25 53.61
US05875B1061 Purchase 194 54.13
US05875B1061 Purchase 24 53.89
US05875B1061 Purchase 65 54.05
US05875B1061 Purchase 34 53.92
US05875B1061 Sale 25 52.97
US05875B1061 Purchase 62 54.08
US05875B1061 Sale 40 53.24
US05875B1061 Sale 256 53.67
US05875B1061 Sale 84 53.47
US05875B1061 Purchase 39 52.86
US05875B1061 Purchase 31 54.19
US05875B1061 Purchase 61 53.84
US05875B1061 Sale 61 54.17
US05875B1061 Sale 102 53.99
US05875B1061 Sale 10 53.93
US05875B1061 Sale 229 53.92
US05875B1061 Sale 115 53.98
US05875B1061 Sale 89 54.02
US05875B1061 Purchase 922 52.97
US05875B1061 Sale 45 54.29
US05875B1061 Sale 16 52.56
US05875B1061 Sale 245 53.66
US05875B1061 Sale 55 52.75
US05875B1061 Sale 100 54.22
US05875B1061 Sale 14 54.18
US05875B1061 Sale 10 53.93
US05875B1061 Sale 100 53.73
US05875B1061 Sale 43 54.21
US05875B1061 Sale 106 54.01
US05875B1061 Sale 43 53.95
US05875B1061 Sale 7 53.98
US05875B1061 Sale 64 54.00
US05875B1061 Purchase 2 53.81
US05875B1061 Sale 13 53.56
US05875B1061 Purchase 200 52.97
US05875B1061 Sale 6 54.29
US05875B1061 Sale 6 53.65
US05875B1061 Purchase 220 53.36
US05875B1061 Purchase 13 54.08
US05875B1061 Sale 100 54.08
US05875B1061 Sale 96 53.58
US05875B1061 Purchase 100 53.03
US05875B1061 Purchase 155 52.84
US05875B1061 Sale 44 53.68
US05875B1061 Purchase 344 53.17
US05875B1061 Purchase 145 53.47
US05875B1061 Purchase 12 53.39
US05875B1061 Purchase 1 53.21
US05875B1061 Purchase 223 53.33
US05875B1061 Purchase 39 53.06
US05875B1061 Purchase 180 53.38
US05875B1061 Purchase 100 52.77
US05875B1061 Sale 13 53.88
US05875B1061 Purchase 1 53.27
US05875B1061 Sale 1 53.61
US05875B1061 Sale 1 53.99
US05875B1061 Sale 204 53.93
US05875B1061 Sale 8 54.11
US05875B1061 Sale 101 54.28
US05875B1061 Sale 1 54.01
US05875B1061 Sale 1 54.23
US05875B1061 Sale 21 54.07
US05875B1061 Sale 732 52.97
US05875B1061 Sale 4 53.62
US05875B1061 Purchase 100 53.00
US05875B1061 Sale 38 53.68
US05875B1061 Purchase 280 53.61
US05875B1061 Sale 203 53.61
US05875B1061 Sale 7 53.57
US05875B1061 Purchase 333 53.90
US05875B1061 Sale 227 53.90
US05875B1061 Purchase 10 53.99
US05875B1061 Purchase 168 53.93
US05875B1061 Purchase 183 53.73
US05875B1061 Sale 7 53.73
US05875B1061 Sale 28 54.11
US05875B1061 Purchase 183 53.63
US05875B1061 Sale 48 53.63
US05875B1061 Purchase 335 54.13
US05875B1061 Sale 4 53.89
US05875B1061 Purchase 32 53.77
US05875B1061 Purchase 251 54.05
US05875B1061 Purchase 40 54.21
US05875B1061 Sale 62 53.30
US05875B1061 Sale 101 53.94
US05875B1061 Sale 19 53.54
US05875B1061 Purchase 150 54.01
US05875B1061 Sale 1 54.01
US05875B1061 Purchase 81 53.95
US05875B1061 Sale 15 53.95
US05875B1061 Purchase 30 53.98
US05875B1061 Purchase 23 54.02
US05875B1061 Purchase 1 53.70
US05875B1061 Sale 4 53.70
US05875B1061 Purchase 301 54.07
US05875B1061 Purchase 184 53.86
US05875B1061 Purchase 141 54.03
US05875B1061 Purchase 186 53.81
US05875B1061 Sale 20 53.81
US05875B1061 Purchase 2,400 52.97
US05875B1061 Purchase 168 53.87
US05875B1061 Purchase 310 53.65
US05875B1061 Purchase 20 53.05
US05875B1061 Purchase 400 53.79
US05875B1061 Sale 21 53.44
US05875B1061 Purchase 10 53.36
US05875B1061 Purchase 1 53.15
US05875B1061 Purchase 102 54.08
US05875B1061 Sale 2 53.13
US05875B1061 Purchase 82 53.76
US05875B1061 Purchase 20 53.02
US05875B1061 Purchase 20 54.15
US05875B1061 Sale 17 53.34
US05875B1061 Purchase 500 54.12
US05875B1061 Sale 59 53.66
US05875B1061 Sale 386 53.55
US05875B1061 Purchase 358 53.67
US05875B1061 Sale 31 53.97
US05875B1061 Purchase 49 53.03
US05875B1061 Sale 512 53.85
US05875B1061 Sale 7 53.18
US05875B1061 Purchase 200 53.28
US05875B1061 Purchase 20 52.54
US05875B1061 Purchase 277 53.68
US05875B1061 Purchase 170 53.74
US05875B1061 Purchase 337 53.59
US05875B1061 Purchase 11 53.01
US05875B1061 Purchase 290 53.83
US05875B1061 Purchase 303 53.91
US05875B1061 Purchase 10 53.32
US05875B1061 Purchase 300 53.07
US05875B1061 Purchase 100 53.08
US05875B1061 Purchase 230 53.96
US05875B1061 Purchase 29 54.06
US05875B1061 Sale 20 53.10
US05875B1061 Sale 45 53.42
US05875B1061 Purchase 126 53.88
US05875B1061 Purchase 160 53.27
US05875B1061 Purchase 114 53.80
US05875B1061 Sale 30 53.40
US05875B1061 Sale 30 53.26
US05875B1061 Purchase 25 54.24
US05875B1061 Purchase 300 53.14
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
(USD)
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
(USD) e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 29(th) September 2021
Contact name: Milos Naumovic
Telephone number: +44 203 650 8203
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52500530&newsitemid=20210929005480&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=d91f75cf1a66ac5ef34e1e5da6577485)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect
disclosure relates: wholly-owned subsidiary)
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
(USD) e.g. American, European etc.
US05875B1061 Call Option Sold 65,300 75 American 19/11/2021
US05875B1061 Call Option Purchased 100,000 50 American 19/11/2021
US05875B1061 Put Option Sold 100,000 35 American 19/11/2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52500530&newsitemid=20210929005480&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=a84594ef0a4624926c977d2a7a21cc0b)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210929005480/en/
(https://www.businesswire.com/news/home/20210929005480/en/)
Millennium Partners, L.P.
Copyright Business Wire 2021Recent news on Bally's
See all newsREG - Bally's Corporation - Confirmation of post-offer intention statements
AnnouncementREG - BlackRock Group Bally's Corporation - Form 8.3 - Bally’s Corporation
AnnouncementREG - BkofA Merrill Lynch Bally's Corporation - Form 8.3 - Bally's Corporation
AnnouncementREG - Takeover Panel - Disclosure Table (POTAM only)
AnnouncementREG - BlackRock Group Bally's Corporation - Form 8.3 - Bally’s Corporation
Announcement