REG-Millennium Partners, L.P. Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)
30/09/2021 15:30
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Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an
indirect wholly-owned subsidiary)
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect
relates: wholly-owned subsidiary)
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 29(th) September 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes, Gamesys Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.01 common (US05875B1061)
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 137,089 0.308% 3,388 0.08%
(2) Cash-settled derivatives: - - - -
(3) Stock-settled derivatives (including options) and agreements to 200,000 0.449% 65,300 0.146%
purchase/sell:
337,089 0.756% 68,688 0.154%
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit (USD)
US05875B1061 Purchase 1 51.94
US05875B1061 Purchase 39 52.77
US05875B1061 Purchase 35 52.91
US05875B1061 Purchase 35 52.37
US05875B1061 Purchase 40 52.11
US05875B1061 Purchase 100 52.02
US05875B1061 Purchase 8 51.74
US05875B1061 Purchase 11 51.68
US05875B1061 Purchase 78 51.75
US05875B1061 Purchase 15 51.76
US05875B1061 Purchase 29 51.83
US05875B1061 Purchase 10 52.78
US05875B1061 Purchase 25 52.27
US05875B1061 Purchase 32 52.47
US05875B1061 Purchase 5 51.97
US05875B1061 Purchase 15 52.45
US05875B1061 Purchase 10 52.98
US05875B1061 Purchase 10 52.52
US05875B1061 Purchase 35 52.06
US05875B1061 Sale 46 51.62
US05875B1061 Purchase 5 52.14
US05875B1061 Purchase 5 52.87
US05875B1061 Purchase 10 52.15
US05875B1061 Purchase 5 51.74
US05875B1061 Purchase 20 51.84
US05875B1061 Purchase 20 52.07
US05875B1061 Purchase 15 51.86
US05875B1061 Purchase 12 51.73
US05875B1061 Purchase 3 51.60
US05875B1061 Purchase 5 51.90
US05875B1061 Purchase 5 51.45
US05875B1061 Purchase 4 51.63
US05875B1061 Sale 155 52.00
US05875B1061 Sale 67 53.01
US05875B1061 Sale 3 52.78
US05875B1061 Sale 269 52.54
US05875B1061 Sale 200 52.26
US05875B1061 Sale 4 52.72
US05875B1061 Sale 31 51.94
US05875B1061 Sale 61 51.95
US05875B1061 Sale 200 51.96
US05875B1061 Sale 10 53.52
US05875B1061 Sale 398 52.58
US05875B1061 Sale 32 52.06
US05875B1061 Sale 36 51.79
US05875B1061 Sale 198 52.81
US05875B1061 Sale 200 51.50
US05875B1061 Sale 6 52.33
US05875B1061 Sale 200 51.54
US05875B1061 Sale 390 51.99
US05875B1061 Sale 500 51.80
US05875B1061 Sale 100 51.84
US05875B1061 Purchase 342 51.68
US05875B1061 Sale 51 52.07
US05875B1061 Sale 28 51.86
US05875B1061 Purchase 2 51.61
US05875B1061 Sale 89 51.78
US05875B1061 Sale 18 51.89
US05875B1061 Purchase 3 51.59
US05875B1061 Purchase 211 51.58
US05875B1061 Sale 1 52.84
US05875B1061 Sale 30 51.85
US05875B1061 Purchase 64 51.71
US05875B1061 Sale 49 52.04
US05875B1061 Purchase 100 52.00
US05875B1061 Purchase 72 52.99
US05875B1061 Purchase 200 52.03
US05875B1061 Purchase 171 52.08
US05875B1061 Purchase 69 52.67
US05875B1061 Purchase 708 51.62
US05875B1061 Purchase 100 52.18
US05875B1061 Purchase 100 51.82
US05875B1061 Purchase 246 51.92
US05875B1061 Purchase 100 52.14
US05875B1061 Purchase 100 52.15
US05875B1061 Purchase 139 51.93
US05875B1061 Purchase 73 52.79
US05875B1061 Purchase 56 51.64
US05875B1061 Purchase 100 51.49
US05875B1061 Purchase 163 51.75
US05875B1061 Purchase 61 51.59
US05875B1061 Purchase 1 52.05
US05875B1061 Purchase 100 52.09
US05875B1061 Purchase 100 52.41
US05875B1061 Purchase 2 52.00
US05875B1061 Purchase 2 52.27
US05875B1061 Purchase 300 52.42
US05875B1061 Purchase 2 51.94
US05875B1061 Purchase 100 51.97
US05875B1061 Purchase 35 51.95
US05875B1061 Purchase 64 52.98
US05875B1061 Purchase 3 52.06
US05875B1061 Purchase 100 53.05
US05875B1061 Purchase 291 52.32
US05875B1061 Purchase 186 51.62
US05875B1061 Sale 8,666 51.62
US05875B1061 Purchase 103 51.82
US05875B1061 Purchase 135 52.14
US05875B1061 Purchase 3 52.11
US05875B1061 Purchase 100 51.81
US05875B1061 Purchase 101 52.01
US05875B1061 Purchase 2,000 52.15
US05875B1061 Purchase 34 51.91
US05875B1061 Purchase 330 51.93
US05875B1061 Purchase 4 52.51
US05875B1061 Purchase 500 51.99
US05875B1061 Purchase 5 51.74
US05875B1061 Purchase 117 51.80
US05875B1061 Purchase 8 51.84
US05875B1061 Purchase 304 52.12
US05875B1061 Purchase 10 52.69
US05875B1061 Purchase 1 52.30
US05875B1061 Purchase 9 51.73
US05875B1061 Purchase 1,380 51.64
US05875B1061 Purchase 190 52.13
US05875B1061 Purchase 2,313 51.90
US05875B1061 Purchase 1 51.59
US05875B1061 Purchase 200 52.05
US05875B1061 Purchase 28 52.16
US05875B1061 Purchase 22 51.71
US05875B1061 Purchase 8,666 51.62
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
(USD)
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
(USD) e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 30(th) September 2021
Contact name: Milos Naumovic
Telephone number: +44 203 650 8203
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect
disclosure relates: wholly-owned subsidiary)
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
(USD) e.g. American, European etc.
US05875B1061 Call Option Sold 65,300 75 American 19/11/2021
US05875B1061 Call Option Purchased 100,000 50 American 19/11/2021
US05875B1061 Put Option Sold 100,000 35 American 19/11/2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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Millennium Partners, L.P.
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