REG-BARCLAYS PLC Form 8 (DD) - VANTIV INC <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">VNTV.N</Origin>
. Form 8 (DD) - VANTIV INC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | VANTIV INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO OFFEREE | |||
| (e) | Date position held/dealing undertaken: | 21 November 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.00001 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,102 | 0.01% | 320 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 3,200 | 0.00% | 45,700 | 0.03% | |||||||
| TOTAL: | 16,302 | 0.01% | 46,020 | 0.03% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.00001 Class A common | Purchase | 5 | 71.3300 USD | ||||
| USD 0.00001 Class A common | Purchase | 13 | 71.0300 USD | ||||
| USD 0.00001 Class A common | Purchase | 24 | 70.7200 USD | ||||
| USD 0.00001 Class A common | Purchase | 100 | 70.9300 USD | ||||
| USD 0.00001 Class A common | Purchase | 100 | 70.8700 USD | ||||
| USD 0.00001 Class A common | Purchase | 100 | 71.0299 USD | ||||
| USD 0.00001 Class A common | Purchase | 100 | 71.3000 USD | ||||
| USD 0.00001 Class A common | Purchase | 100 | 71.1500 USD | ||||
| USD 0.00001 Class A common | Purchase | 136 | 71.0500 USD | ||||
| USD 0.00001 Class A common | Purchase | 158 | 70.8506 USD | ||||
| USD 0.00001 Class A common | Purchase | 200 | 70.9250 USD | ||||
| USD 0.00001 Class A common | Purchase | 200 | 70.9350 USD | ||||
| USD 0.00001 Class A common | Purchase | 200 | 71.1487 USD | ||||
| USD 0.00001 Class A common | Purchase | 209 | 70.9917 USD | ||||
| USD 0.00001 Class A common | Purchase | 284 | 71.0883 USD | ||||
| USD 0.00001 Class A common | Purchase | 300 | 71.2966 USD | ||||
| USD 0.00001 Class A common | Purchase | 300 | 71.0400 USD | ||||
| USD 0.00001 Class A common | Purchase | 300 | 71.2400 USD | ||||
| USD 0.00001 Class A common | Purchase | 316 | 71.2773 USD | ||||
| USD 0.00001 Class A common | Purchase | 416 | 71.1355 USD | ||||
| USD 0.00001 Class A common | Purchase | 435 | 71.0000 USD | ||||
| USD 0.00001 Class A common | Purchase | 453 | 70.9542 USD | ||||
| USD 0.00001 Class A common | Purchase | 500 | 70.7940 USD | ||||
| USD 0.00001 Class A common | Purchase | 587 | 71.1946 USD | ||||
| USD 0.00001 Class A common | Purchase | 600 | 71.0358 USD | ||||
| USD 0.00001 Class A common | Purchase | 700 | 71.1042 USD | ||||
| USD 0.00001 Class A common | Purchase | 798 | 71.1792 USD | ||||
| USD 0.00001 Class A common | Purchase | 824 | 71.2291 USD | ||||
| USD 0.00001 Class A common | Purchase | 900 | 71.2200 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,000 | 70.9280 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,000 | 71.0005 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,200 | 70.9525 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,235 | 70.8682 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,300 | 71.0825 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,728 | 70.8685 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,900 | 71.0263 USD | ||||
| USD 0.00001 Class A common | Purchase | 2,400 | 71.0158 USD | ||||
| USD 0.00001 Class A common | Purchase | 3,360 | 70.9145 USD | ||||
| USD 0.00001 Class A common | Purchase | 3,400 | 70.8400 USD | ||||
| USD 0.00001 Class A common | Purchase | 3,490 | 70.8916 USD | ||||
| USD 0.00001 Class A common | Purchase | 3,600 | 70.9481 USD | ||||
| USD 0.00001 Class A common | Purchase | 4,500 | 71.0578 USD | ||||
| USD 0.00001 Class A common | Purchase | 4,573 | 71.0458 USD | ||||
| USD 0.00001 Class A common | Purchase | 4,603 | 70.9055 USD | ||||
| USD 0.00001 Class A common | Purchase | 4,875 | 70.8587 USD | ||||
| USD 0.00001 Class A common | Purchase | 4,986 | 71.0069 USD | ||||
| USD 0.00001 Class A common | Purchase | 5,881 | 70.9003 USD | ||||
| USD 0.00001 Class A common | Purchase | 5,956 | 70.8491 USD | ||||
| USD 0.00001 Class A common | Purchase | 8,400 | 70.9950 USD | ||||
| USD 0.00001 Class A common | Purchase | 13,600 | 70.8904 USD | ||||
| USD 0.00001 Class A common | Purchase | 14,000 | 70.8650 USD | ||||
| USD 0.00001 Class A common | Purchase | 18,445 | 71.0232 USD | ||||
| USD 0.00001 Class A common | Purchase | 22,000 | 71.1186 USD | ||||
| USD 0.00001 Class A common | Purchase | 42,646 | 71.0145 USD | ||||
| USD 0.00001 Class A common | Purchase | 62,040 | 70.8740 USD | ||||
| USD 0.00001 Class A common | Purchase | 478,207 | 71.3400 USD | ||||
| USD 0.00001 Class A common | Sale | 16 | 71.2750 USD | ||||
| USD 0.00001 Class A common | Sale | 100 | 70.9400 USD | ||||
| USD 0.00001 Class A common | Sale | 100 | 71.2800 USD | ||||
| USD 0.00001 Class A common | Sale | 151 | 71.1310 USD | ||||
| USD 0.00001 Class A common | Sale | 200 | 71.2762 USD | ||||
| USD 0.00001 Class A common | Sale | 200 | 70.8650 USD | ||||
| USD 0.00001 Class A common | Sale | 200 | 70.8850 USD | ||||
| USD 0.00001 Class A common | Sale | 300 | 71.2166 USD | ||||
| USD 0.00001 Class A common | Sale | 400 | 70.8737 USD | ||||
| USD 0.00001 Class A common | Sale | 400 | 70.8600 USD | ||||
| USD 0.00001 Class A common | Sale | 500 | 71.0000 USD | ||||
| USD 0.00001 Class A common | Sale | 600 | 71.0958 USD | ||||
| USD 0.00001 Class A common | Sale | 700 | 70.8628 USD | ||||
| USD 0.00001 Class A common | Sale | 700 | 71.0721 USD | ||||
| USD 0.00001 Class A common | Sale | 900 | 70.9266 USD | ||||
| USD 0.00001 Class A common | Sale | 900 | 70.8700 USD | ||||
| USD 0.00001 Class A common | Sale | 900 | 71.0711 USD | ||||
| USD 0.00001 Class A common | Sale | 1,000 | 71.0620 USD | ||||
| USD 0.00001 Class A common | Sale | 1,207 | 70.9491 USD | ||||
| USD 0.00001 Class A common | Sale | 1,300 | 71.0511 USD | ||||
| USD 0.00001 Class A common | Sale | 1,500 | 71.1611 USD | ||||
| USD 0.00001 Class A common | Sale | 1,800 | 71.0088 USD | ||||
| USD 0.00001 Class A common | Sale | 2,975 | 71.0917 USD | ||||
| USD 0.00001 Class A common | Sale | 4,200 | 71.0076 USD | ||||
| USD 0.00001 Class A common | Sale | 5,300 | 71.0745 USD | ||||
| USD 0.00001 Class A common | Sale | 6,500 | 71.0051 USD | ||||
| USD 0.00001 Class A common | Sale | 9,297 | 71.0229 USD | ||||
| USD 0.00001 Class A common | Sale | 9,574 | 71.1695 USD | ||||
| USD 0.00001 Class A common | Sale | 11,200 | 70.8642 USD | ||||
| USD 0.00001 Class A common | Sale | 12,100 | 70.8568 USD | ||||
| USD 0.00001 Class A common | Sale | 21,434 | 70.9910 USD | ||||
| USD 0.00001 Class A common | Sale | 153,496 | 70.9342 USD | ||||
| USD 0.00001 Class A common | Sale | 478,287 | 71.3400 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.00001 Class A common | Call Options | Selling | 200 | 70 USD | American | 16 Feb 2018 | 3.8000 USD | ||||||||
| USD 0.00001 Class A common | Call Options | Selling | 100 | 80 USD | American | 16 Feb 2018 | 0.6000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state none |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state none |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 22 Nov 2017 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the Code)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | VANTIV INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.00001 Class A common | Call Options | Written | -300 | 60.0000 | American | 18 May 2018 | |||||||
| USD 0.00001 Class A common | Put Options | Written | 200 | 70.0000 | American | 18 May 2018 | |||||||
| USD 0.00001 Class A common | Put Options | Purchased | -100 | 50.0000 | American | 18 May 2018 | |||||||
| USD 0.00001 Class A common | Call Options | Purchased | 2,000 | 60.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Put Options | Purchased | -400 | 75.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -15,000 | 75.0000 | American | 15 Dec 2017 | |||||||
| USD 0.00001 Class A common | Put Options | Purchased | -100 | 35.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -100 | 80.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Put Options | Purchased | -200 | 65.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -200 | 85.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -900 | 70.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -3,900 | 70.0000 | American | 15 Dec 2017 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -6,400 | 75.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -15,500 | 70.0000 | American | 18 May 2018 | |||||||
| USD 0.00001 Class A common | Put Options | Written | 400 | 70.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -500 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.00001 Class A common | Call Options | Purchased | 600 | 65.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -100 | 50.0000 | American | 16 Feb 2018 | |||||||
| USD 0.00001 Class A common | Put Options | Purchased | -2,000 | 45.0000 | American | 16 Feb 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panels Market Surveillance Unit is available for consultation in relation to the Codes disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20171122005231/en/
BARCLAYS PLC
Recent news on Barclays
See all newsREG - Barclays PLC Mattioli Woods PLC - Form 8.3 - Mattioli Woods plc
AnnouncementREG - Barclays PLC Network Intnl Hldgs - Form 8.3 - Network International Holdings plc
AnnouncementREG - Barclays PLC Quanex Building Prod - Form 8.3 - Quanex Building Products Corporation
AnnouncementREG - Barclays PLC Tyman PLC - Form 8.3 - Tyman plc
AnnouncementREG - Barclays PLC Spirent Comm PLC - Form 8.3 - Spirent Communications plc
Announcement