REG - Barclays PLC Alphawave IP Group - Form 8.3 ALPHAWAVE IP GROUP PLC

BarclaysAnnouncement

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RNS Number : 6963I  Barclays PLC  14 May 2025

 FORM 8.3
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")
 1.                 KEY INFORMATION
 (a)                Full name of discloser:                                                        Barclays PLC.
 (b)                Owner or controller of interest and short

 positions disclosed, if different from 1(a):
 (c)                Name of offeror/offeree in relation to whose                                   ALPHAWAVE IP GROUP PLC

 relevant securities this form relates:
 (d)                If an exempt fund manager connected with an

 offeror/offeree, state this and specify identity of

 offeror/offeree:
 (e)                Date position held/dealing undertaken:                                         13 May 2025
 (f)                In addition to the company in 1(c) above, is the discloser making              YES:

 QUALCOMM INCORPORATED

 disclosures in respect of any other party to the offer?
 2.                 POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree

 to which the disclosure relates following the dealing(if any)
 Class of relevant security:                                                                       1p ordinary
                                                                                                   Interests                 Short Positions
                    Number                  (%)                            Number                  (%)
 (1) Relevant securities owned and/or controlled:                                                  5,016,794    0.66%        17,195,675   2.25%
 (2) Cash-settled derivatives:                                                                     15,466,107   2.03%        4,890,194    0.64%
 (3) Stock-settled derivatives (including options) and agreements to                               0            0.00%        0            0.00%
 purchase/sell:
                                                                                                   20,482,901   2.68%        22,085,869   2.89%

 TOTAL:

 

 Class of relevant security:                                                                       Senior unsecured convertible bond
                                                                                                   Interests                 Short Positions
                    Number                  (%)                            Number                  (%)
 (1) Relevant securities owned and/or controlled:                                                  4,200,000    2.80%        0            0.00%
 (2) Cash-settled derivatives:                                                                     0            0.00%        0            0.00%
 (3) Stock-settled derivatives (including options) and agreements to                               0            0.00%        0            0.00%
 purchase/sell:
                                                                                                   4,200,000    2.80%        0            0.00%

 TOTAL:

 

 (b)                Rights to subscribe for new securities (including directors and

 other executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                 DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 (a)                Purchase and sales
 Class of relevant  Purchase/sale           Number of                      Price per unit

 security
 securities
 1p ordinary        Purchase                76,720                         1.3910  GBP
 1p ordinary        Purchase                26,005                         1.3971  GBP
 1p ordinary        Purchase                25,725                         1.3949  GBP
 1p ordinary        Purchase                18,314                         1.3947  GBP
 1p ordinary        Purchase                16,753                         1.3934  GBP
 1p ordinary        Purchase                7,019                          1.4017  GBP
 1p ordinary        Purchase                3,862                          1.3950  GBP
 1p ordinary        Purchase                2,827                          1.3990  GBP
 1p ordinary        Purchase                2,315                          1.4031  GBP
 1p ordinary        Purchase                1,501                          1.3976  GBP
 1p ordinary        Purchase                1,500                          1.3940  GBP
 1p ordinary        Purchase                1,489                          1.3988  GBP
 1p ordinary        Purchase                1,474                          1.3998  GBP
 1p ordinary        Purchase                1,054                          1.3980  GBP
 1p ordinary        Purchase                774                            1.4050  GBP
 1p ordinary        Purchase                711                            1.3960  GBP
 1p ordinary        Purchase                443                            1.4000  GBP
 1p ordinary        Purchase                426                            1.4060  GBP
 1p ordinary        Purchase                426                            1.4065  GBP
 1p ordinary        Purchase                164                            1.3937  GBP
 1p ordinary        Purchase                5                              1.3920  GBP
 1p ordinary        Sale                    33,065                         1.3933  GBP
 1p ordinary        Sale                    29,764                         1.3910  GBP
 1p ordinary        Sale                    23,772                         1.3941  GBP
 1p ordinary        Sale                    19,173                         1.3913  GBP
 1p ordinary        Sale                    8,751                          1.3971  GBP
 1p ordinary        Sale                    7,823                          1.3945  GBP
 1p ordinary        Sale                    7,667                          1.4027  GBP
 1p ordinary        Sale                    6,356                          1.3964  GBP
 1p ordinary        Sale                    2,130                          1.4030  GBP
 1p ordinary        Sale                    1,447                          1.4029  GBP
 (b)                Cash-settled derivative transactions
 Class of           Product  description    Nature of dealing              Number of               Price per

 relevant
 reference
 unit

 security
 securities
 1p ordinary        SWAP                    Increasing Long                1,612                   1.3902  GBP
 1p ordinary        SWAP                    Increasing Long                41,597                  1.3910  GBP
 1p ordinary        SWAP                    Increasing Long                424                     1.3917  GBP
 1p ordinary        SWAP                    Increasing Long                938                     1.3970  GBP
 1p ordinary        SWAP                    Increasing Long                8,751                   1.3971  GBP
 1p ordinary        SWAP                    Increasing Long                4,291                   1.3986  GBP
 1p ordinary        SWAP                    Increasing Long                7,667                   1.4027  GBP
 1p ordinary        SWAP                    Increasing Long                10,000                  1.4028  GBP
 1p ordinary        SWAP                    Decreasing Long                60,347                  1.3910  GBP
 1p ordinary        SWAP                    Decreasing Long                5                       1.3911  GBP
 1p ordinary        SWAP                    Decreasing Long                3                       1.3933  GBP
 1p ordinary        SWAP                    Decreasing Long                6                       1.3945  GBP
 1p ordinary        SWAP                    Decreasing Long                18,314                  1.3947  GBP
 1p ordinary        SWAP                    Decreasing Long                8,703                   1.3949  GBP
 1p ordinary        SWAP                    Decreasing Long                12,808                  1.4007  GBP
 1p ordinary        SWAP                    Decreasing Long                2,315                   1.4031  GBP
 1p ordinary        SWAP                    Decreasing Long                1,362                   1.4076  GBP
 1p ordinary        CFD                     Decreasing Long                14,345                  1.3960  GBP

 (c)                Stock-settled derivative transactions

 (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                 Writing,                       Number                  Exercise     Type         Expiry       Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)               Exercising
 Class of relevant  Product description     Exercising/ exercised against  Number of               Exercise price per

 security
 securities
 unit

 (d)                Other dealings (including subscribing for

 new securities)
 Class of relevant  Nature of Dealings      Details                        Price per unit (if

 security
 applicable)

 4.                 OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal

 or refrain from dealing entered into by the person making the disclosure and
 any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or

 derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                               NO
 Date of disclosure:                                                                               14 May 2025
 Contact name:                                                                                     Large Holdings Regulatory Operations
 Telephone number:                                                                                 020 3134 7213

 

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