REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
Tue 11:30
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RNS Number : 6426G Barclays PLC 29 April 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 28 Apr 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
QUALCOMM INCORPORATED
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 4,913,953 0.65% 16,535,791 2.18%
(2) Cash-settled derivatives: 14,870,725 1.96% 4,606,353 0.61%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
19,784,678 2.60% 21,142,144 2.78%
TOTAL:
Class of relevant security: Senior unsecured Convertible Bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 4,200,000 2.80% 0 0.00%
(2) Cash-settled derivatives: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
4,200,000 2.80% 0 0.00%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
1p ordinary Purchase 452753 1.1930 GBP 1.1110 GBP
1p ordinary Sale 681240 1.1720 GBP 1.1081 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
1p ordinary SWAP Increasing Long 2,330 1.1119 GBP
1p ordinary SWAP Increasing Long 221,224 1.1120 GBP
1p ordinary SWAP Increasing Long 14,297 1.1171 GBP
1p ordinary SWAP Increasing Long 18,276 1.1180 GBP
1p ordinary SWAP Increasing Long 4,351 1.1198 GBP
1p ordinary SWAP Increasing Long 1,330 1.1201 GBP
1p ordinary SWAP Increasing Long 21,775 1.1202 GBP
1p ordinary SWAP Increasing Long 17,920 1.1208 GBP
1p ordinary SWAP Increasing Long 3,701 1.1212 GBP
1p ordinary SWAP Increasing Long 3,309 1.1240 GBP
1p ordinary SWAP Increasing Long 23,334 1.1248 GBP
1p ordinary SWAP Increasing Long 22,863 1.1252 GBP
1p ordinary SWAP Increasing Long 31,577 1.1270 GBP
1p ordinary SWAP Increasing Long 47,423 1.1271 GBP
1p ordinary SWAP Increasing Long 4,099 1.1392 GBP
1p ordinary SWAP Decreasing Long 49,826 1.1120 GBP
1p ordinary SWAP Decreasing Long 4 1.1152 GBP
1p ordinary SWAP Decreasing Long 9 1.1158 GBP
1p ordinary SWAP Decreasing Long 112,930 1.1185 GBP
1p ordinary SWAP Decreasing Long 6,397 1.1229 GBP
1p ordinary SWAP Decreasing Long 107 1.1290 GBP
1p ordinary SWAP Decreasing Long 15,157 1.1319 GBP
1p ordinary SWAP Decreasing Long 2,507 1.1436 GBP
1p ordinary SWAP Decreasing Long 26,024 1.1446 GBP
1p ordinary SWAP Decreasing Long 24,248 1.1479 GBP
1p ordinary SWAP Decreasing Long 19,317 1.1522 GBP
1p ordinary SWAP Decreasing Long 8 1.1621 GBP
1p ordinary CFD Increasing Long 36,871 1.1100 GBP
1p ordinary CFD Increasing Long 6,504 1.1120 GBP
1p ordinary CFD Increasing Long 4,805 1.1240 GBP
1p ordinary CFD Increasing Long 6,399 1.1299 GBP
1p ordinary CFD Increasing Long 54,199 1.1369 GBP
1p ordinary CFD Decreasing Long 28,199 1.1120 GBP
1p ordinary CFD Decreasing Long 626 1.1160 GBP
1p ordinary CFD Decreasing Long 4,500 1.1223 GBP
1p ordinary CFD Decreasing Long 893 1.1240 GBP
1p ordinary CFD Decreasing Long 18,305 1.1307 GBP
1p ordinary CFD Decreasing Long 19,182 1.1375 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 29 Apr 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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