REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
Yesterday 12:00
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RNS Number : 0200N Barclays PLC 16 June 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 13 Jun 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 14,901,624 1.95% 8,364,160 1.10%
(2) Cash-settled derivatives:
and/or controlled: 6,614,306 0.87% 14,756,418 1.93%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 21,515,930 2.82% 23,120,578 3.03%
Class of relevant security: Senior unsecured convertible bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,000,000 2.00% 0 0.00%
(2) Cash-settled derivatives:
and/or controlled: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,000,000 2.00% 0 0.00%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 3,019,351 1.8132 GBP 1.7830 GBP
1p ordinary Sale 2,723,762 1.8103 GBP 1.7830 GBP
Senior unsecured convertible bond Sale 200,000 153.7500 USD 153.7500 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Decreasing Short 26 0.0011 USD
1p ordinary SWAP Decreasing Short 13,172 1.7889 GBP
1p ordinary SWAP Decreasing Short 3,355 1.7890 GBP
1p ordinary SWAP Decreasing Short 150,000 1.7895 GBP
1p ordinary SWAP Decreasing Short 196,104 1.7898 GBP
1p ordinary SWAP Decreasing Short 109 1.7900 GBP
1p ordinary SWAP Decreasing Short 47,430 1.7908 GBP
1p ordinary SWAP Decreasing Short 119,881 1.7912 GBP
1p ordinary SWAP Decreasing Short 242,451 1.7923 GBP
1p ordinary SWAP Decreasing Short 23,564 1.7943 GBP
1p ordinary SWAP Increasing Short 26 0.0011 GBP
1p ordinary SWAP Increasing Short 59,811 1.7890 GBP
1p ordinary SWAP Increasing Short 1,159 1.7904 GBP
1p ordinary SWAP Increasing Short 21,926 1.7905 GBP
1p ordinary SWAP Increasing Short 38,400 1.7913 GBP
1p ordinary SWAP Increasing Short 29,155 1.7917 GBP
1p ordinary SWAP Increasing Short 30,728 1.7918 GBP
1p ordinary SWAP Increasing Short 245,379 1.7922 GBP
1p ordinary SWAP Increasing Short 19,738 1.7934 GBP
1p ordinary SWAP Increasing Short 314,450 1.7935 GBP
1p ordinary SWAP Increasing Short 61,935 1.7946 GBP
1p ordinary SWAP Increasing Short 1,938 1.7958 GBP
1p ordinary SWAP Increasing Short 17,290 1.7972 GBP
1p ordinary SWAP Increasing Short 22,644 1.7982 GBP
1p ordinary SWAP Increasing Short 2,033 1.8000 GBP
1p ordinary SWAP Increasing Short 7,032 1.8005 GBP
1p ordinary SWAP Increasing Short 200,000 1.8025 USD
1p ordinary SWAP Increasing Short 200,000 1.8116 USD
1p ordinary CFD Increasing Short 4,835 1.7931 GBP
1p ordinary CFD Increasing Short 5,081 1.7993 GBP
1p ordinary SWAP Increasing Short 100,000 1.7948 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 Jun 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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