REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
Today 11:30
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250703:nRSC6372Pa&default-theme=true
RNS Number : 6372P Barclays PLC 03 July 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 02 Jul 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 15,820,610 2.05% 5,758,347 0.75%
(2) Cash-settled derivatives:
and/or controlled: 3,851,899 0.50% 15,672,012 2.03%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 19,672,509 2.55% 21,430,359 2.77%
Class of relevant security: Senior unsecured convertible bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,000,000 2.00% 0 0.00%
(2) Cash-settled derivatives:
and/or controlled: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,000,000 2.00% 0 0.00%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 269,093 1.7470 GBP 1.7310 GBP
1p ordinary Sale 830,700 1.7460 GBP 1.7300 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Decreasing Short 552,646 1.7300 GBP
1p ordinary SWAP Decreasing Short 10,144 1.7325 GBP
1p ordinary SWAP Decreasing Short 37,956 1.7340 GBP
1p ordinary SWAP Decreasing Short 33 1.7341 GBP
1p ordinary SWAP Decreasing Short 10,276 1.7349 GBP
1p ordinary SWAP Decreasing Short 10,098 1.7350 GBP
1p ordinary SWAP Decreasing Short 20,081 1.7366 GBP
1p ordinary SWAP Decreasing Short 149 1.7374 GBP
1p ordinary SWAP Decreasing Short 20,480 1.7387 GBP
1p ordinary SWAP Decreasing Short 19,724 1.7388 GBP
1p ordinary SWAP Decreasing Short 24,279 1.7399 GBP
1p ordinary SWAP Decreasing Short 33,940 1.7400 GBP
1p ordinary SWAP Decreasing Short 4,133 1.7402 GBP
1p ordinary SWAP Decreasing Short 2,622 1.7406 GBP
1p ordinary SWAP Increasing Short 16,023 1.7329 GBP
1p ordinary SWAP Increasing Short 712 1.7332 GBP
1p ordinary SWAP Increasing Short 20,189 1.7346 GBP
1p ordinary SWAP Increasing Short 12 1.7360 GBP
1p ordinary SWAP Increasing Short 792 1.7361 GBP
1p ordinary SWAP Increasing Short 15,569 1.7365 GBP
1p ordinary SWAP Increasing Short 26,643 1.7372 GBP
1p ordinary SWAP Increasing Short 612 1.7379 GBP
1p ordinary SWAP Increasing Short 3,887 1.7384 GBP
1p ordinary SWAP Increasing Short 6 1.7385 GBP
1p ordinary SWAP Increasing Short 39,762 1.7397 GBP
1p ordinary SWAP Increasing Short 458 1.7400 GBP
1p ordinary SWAP Increasing Short 19,200 1.7403 GBP
1p ordinary SWAP Increasing Short 2,904 1.7409 GBP
1p ordinary SWAP Increasing Short 3,699 1.7423 GBP
1p ordinary SWAP Increasing Short 9,600 1.7443 GBP
1p ordinary SWAP Increasing Short 9,600 1.7448 GBP
1p ordinary SWAP Increasing Short 9,600 1.7453 GBP
1p ordinary SWAP Increasing Short 7,680 1.7457 GBP
1p ordinary SWAP Increasing Short 9,600 1.7463 GBP
1p ordinary SWAP Increasing Short 1,408 1.7470 GBP
1p ordinary CFD Decreasing Short 2,722 1.7303 GBP
1p ordinary CFD Decreasing Short 5,988 1.7390 GBP
1p ordinary CFD Increasing Short 1,121 1.7409 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 03 Jul 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEOFLFLIDAIVIIERecent news on Barclays
See all newsREG - Barclays PLC Unite Group PLC - Form 8.3 UNITE GROUP PLC/THE
AnnouncementREG - Barclays PLC Warehouse REIT PLC - Form 8.3 WAREHOUSE REIT PLC
AnnouncementREG - Barclays PLC MITIE Group PLC - Form 8.3 MITIE GROUP PLC
AnnouncementREG - Barclays PLC Spirent Comms. PLC - Form 8.3 SPIRENT COMMUNICATIONS PLC
AnnouncementREG - Barclays PLC Marlowe PLC - Form 8.3 MARLOWE PLC
Announcement