REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
28/10/2025 10:15
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RNS Number : 1146F Barclays PLC 28 October 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 27 Oct 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19,706,127 2.50% 4,788,008 0.61%
(2) Cash-settled derivatives:
and/or controlled: 3,000,067 0.38% 21,211,439 2.69%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 22,706,194 2.88% 25,999,447 3.29%
Class of relevant security: Senior unsecured convertible bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,200,000 2.13% 0 0.00%
(2) Cash-settled derivatives:
and/or controlled: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,200,000 2.13% 0 0.00%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 3,370,112 1.9735 GBP 1.7840 GBP
1p ordinary Sale 2,362,683 2.0140 GBP 1.7850 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Increasing Short 111,500 1.8058 USD
1p ordinary SWAP Increasing Short 32,400 1.9330 GBP
1p ordinary SWAP Decreasing Short 1,014 1.7875 GBP
1p ordinary SWAP Decreasing Short 14,693 1.7936 GBP
1p ordinary SWAP Decreasing Short 95,000 1.8035 USD
1p ordinary SWAP Decreasing Short 22,462 1.8501 GBP
1p ordinary SWAP Decreasing Short 15,441 1.8612 GBP
1p ordinary SWAP Decreasing Short 2,449 1.8663 GBP
1p ordinary SWAP Decreasing Short 978 1.8725 GBP
1p ordinary SWAP Decreasing Short 1,888 1.8939 GBP
1p ordinary SWAP Decreasing Short 48,590 1.9349 GBP
1p ordinary SWAP Decreasing Short 9,461 1.9373 GBP
1p ordinary SWAP Decreasing Short 42,884 1.9426 GBP
1p ordinary SWAP Decreasing Short 11,977 1.9479 GBP
1p ordinary SWAP Decreasing Short 24,284 1.9480 GBP
1p ordinary SWAP Decreasing Short 1 1.9499 GBP
1p ordinary SWAP Decreasing Short 336,910 1.9500 GBP
1p ordinary SWAP Decreasing Short 210,708 1.9507 GBP
1p ordinary SWAP Decreasing Short 939,316 1.9536 GBP
1p ordinary SWAP Decreasing Short 15 1.9595 GBP
1p ordinary SWAP Decreasing Short 1 1.9602 GBP
1p ordinary SWAP Decreasing Short 113,066 1.9668 GBP
1p ordinary SWAP Decreasing Short 89,227 1.9794 USD
1p ordinary SWAP Decreasing Short 103,770 2.0013 GBP
1p ordinary SWAP Increasing Short 1,600,000 1.7700 GBP
1p ordinary SWAP Increasing Short 2,108 1.7846 GBP
1p ordinary SWAP Increasing Short 234 1.7861 GBP
1p ordinary SWAP Increasing Short 113,487 1.8129 GBP
1p ordinary SWAP Increasing Short 1,619 1.8196 GBP
1p ordinary SWAP Increasing Short 3,247 1.8540 GBP
1p ordinary SWAP Increasing Short 4,459 1.8702 GBP
1p ordinary SWAP Increasing Short 224 1.8825 GBP
1p ordinary SWAP Increasing Short 4,882 1.8897 GBP
1p ordinary SWAP Increasing Short 7,361 1.9177 GBP
1p ordinary SWAP Increasing Short 333,060 1.9227 GBP
1p ordinary SWAP Increasing Short 492 1.9285 GBP
1p ordinary SWAP Increasing Short 695 1.9383 GBP
1p ordinary SWAP Increasing Short 139,991 1.9392 GBP
1p ordinary SWAP Increasing Short 115,696 1.9397 GBP
1p ordinary SWAP Increasing Short 27,100 1.9479 GBP
1p ordinary SWAP Increasing Short 1,760,958 1.9480 GBP
1p ordinary SWAP Increasing Short 289,380 1.9495 GBP
1p ordinary SWAP Increasing Short 173,747 1.9508 GBP
1p ordinary SWAP Increasing Short 19,312 1.9622 GBP
1p ordinary SWAP Increasing Short 7,063 1.9641 GBP
1p ordinary SWAP Increasing Short 4,450 1.9679 GBP
1p ordinary CFD Decreasing Short 6,312 1.8864 GBP
1p ordinary CFD Decreasing Short 62,363 2.0069 GBP
1p ordinary CFD Decreasing Short 16,006 2.0093 GBP
1p ordinary CFD Increasing Short 9,329 1.8280 GBP
1p ordinary CFD Increasing Short 262 1.9480 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 Oct 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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