REG - Barclays PLC Alphawave IP Group - Form8.5EPT/NonRIALPHAWAVEIPGROUPPLC Replacement
31/10/2025 15:15
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RNS Number : 7536F Barclays PLC 31 October 2025
FORM 8.5 (EPT/NON-RI)
Amendment - this form replaces RNS number 3558F published at 12:04 on
29/10/2025 changes made to section 3b
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 28 Oct 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 20,301,616 2.57% 4,785,508 0.61%
(2) Cash-settled derivatives:
and/or controlled: 3,002,412 0.38% 20,246,337 2.56%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 23,304,028 2.95% 25,031,845 3.17%
Class of relevant security: Senior unsecured convertible bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,200,000 2.13% 0 0.00%
(2) Cash-settled derivatives:
and/or controlled: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,200,000 2.13% 0 0.00%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 1,683,643 1.9340 GBP 1.8403 GBP
1p ordinary Sale 1,085,654 1.9622 GBP 1.8832 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Decreasing Short 1,600,000 1.7700 USD
1p ordinary SWAP Decreasing Short 11,248 1.8859 GBP
1p ordinary SWAP Decreasing Short 3,445 1.8880 GBP
1p ordinary SWAP Decreasing Short 6,356 1.8883 GBP
1p ordinary SWAP Decreasing Short 137 1.8900 GBP
1p ordinary SWAP Decreasing Short 6,096 1.8911 GBP
1p ordinary SWAP Decreasing Short 47,161 1.8932 GBP
1p ordinary SWAP Decreasing Short 5,961 1.8938 GBP
1p ordinary SWAP Decreasing Short 13,854 1.8945 GBP
1p ordinary SWAP Decreasing Short 34,758 1.8946 GBP
1p ordinary SWAP Decreasing Short 2,080 1.8957 GBP
1p ordinary SWAP Decreasing Short 1 1.8979 GBP
1p ordinary SWAP Decreasing Short 379,413 1.9036 USD
1p ordinary SWAP Decreasing Short 2,138 1.9086 GBP
1p ordinary SWAP Decreasing Short 36,392 1.9088 GBP
1p ordinary SWAP Decreasing Short 1 1.9167 GBP
1p ordinary SWAP Decreasing Short 33,164 1.9177 GBP
1p ordinary SWAP Decreasing Short 199,830 1.9180 GBP
1p ordinary SWAP Decreasing Short 100 1.9228 GBP
1p ordinary SWAP Decreasing Short 55,000 1.9230 GBP
1p ordinary SWAP Decreasing Short 114,600 1.9622 USD
1p ordinary SWAP Decreasing Short 48 1.9700 GBP
1p ordinary SWAP Increasing Short 24,000 1.8362 GBP
1p ordinary SWAP Increasing Short 205,418 1.8403 USD
1p ordinary SWAP Increasing Short 4,773 1.8632 USD
1p ordinary SWAP Increasing Short 201 1.8851 GBP
1p ordinary SWAP Increasing Short 383,988 1.8860 GBP
1p ordinary SWAP Increasing Short 134,570 1.8911 GBP
1p ordinary SWAP Increasing Short 32,755 1.8953 GBP
1p ordinary SWAP Increasing Short 338,411 1.8966 GBP
1p ordinary SWAP Increasing Short 85,770 1.8982 GBP
1p ordinary SWAP Increasing Short 36,465 1.8986 GBP
1p ordinary SWAP Increasing Short 70,000 1.9014 GBP
1p ordinary SWAP Increasing Short 657 1.9039 GBP
1p ordinary SWAP Increasing Short 8,182 1.9044 GBP
1p ordinary SWAP Increasing Short 245,233 1.9044 USD
1p ordinary SWAP Increasing Short 7,232 1.9102 GBP
1p ordinary SWAP Increasing Short 4,767 1.9111 USD
1p ordinary SWAP Increasing Short 1,848 1.9146 GBP
1p ordinary SWAP Increasing Short 2,165 1.9150 GBP
1p ordinary SWAP Increasing Short 986 1.9180 GBP
1p ordinary SWAP Increasing Short 2,585 1.9201 GBP
1p ordinary CFD Decreasing Short 6,037 1.9014 GBP
1p ordinary CFD Increasing Short 367 1.9265 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 31 Oct 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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