REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc
02/05/2024 10:30
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RNS Number : 0113N Barclays PLC 02 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 6,277,399 0.51% 18,594,719 1.52%
(2) Cash-settled derivatives: 18,482,061 1.51% 5,789,766 0.47%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
24,759,460 2.02% 24,384,485 1.99%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 592598 26.8250 GBP 26.2098 GBP
USD 0.54945 ordinary Sale 621941 26.8900 GBP 26.2125 GBP
ADR Sale 4909 16.4600 USD 16.4241 USD
ADR Purchase 4909 16.4600 USD 16.4241 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Decreasing Long 100 26.7669 GBP
USD 0.54945 ordinary SWAP Decreasing Long 122 26.3683 GBP
USD 0.54945 ordinary CFD Decreasing Long 190 26.7253 GBP
USD 0.54945 ordinary SWAP Decreasing Long 228 26.3654 GBP
USD 0.54945 ordinary SWAP Decreasing Long 287 26.8178 GBP
USD 0.54945 ordinary SWAP Decreasing Long 295 26.7452 GBP
USD 0.54945 ordinary SWAP Decreasing Long 354 26.7972 GBP
USD 0.54945 ordinary CFD Decreasing Long 416 26.3586 GBP
USD 0.54945 ordinary SWAP Decreasing Long 970 26.5713 GBP
USD 0.54945 ordinary CFD Decreasing Long 994 26.3436 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,003 26.3280 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,472 26.3596 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,480 26.5712 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,693 26.3487 GBP
USD 0.54945 ordinary CFD Decreasing Long 3,000 26.6885 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,023 26.3547 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,369 26.6094 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,171 26.6464 GBP
USD 0.54945 ordinary SWAP Decreasing Long 9,911 26.5846 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,475 26.4972 GBP
USD 0.54945 ordinary CFD Decreasing Long 10,733 26.3450 GBP
USD 0.54945 ordinary CFD Decreasing Long 16,103 26.5865 GBP
USD 0.54945 ordinary SWAP Decreasing Long 21,157 26.5727 GBP
USD 0.54945 ordinary SWAP Decreasing Long 27,591 26.5296 GBP
USD 0.54945 ordinary SWAP Decreasing Long 39,025 26.3451 GBP
USD 0.54945 ordinary SWAP Decreasing Long 48,297 26.4910 GBP
USD 0.54945 ordinary SWAP Decreasing Long 57,030 26.4712 GBP
USD 0.54945 ordinary SWAP Decreasing Long 77,109 26.3450 GBP
USD 0.54945 ordinary SWAP Decreasing Short 47 26.3709 GBP
USD 0.54945 ordinary SWAP Decreasing Short 54 26.5410 GBP
USD 0.54945 ordinary SWAP Decreasing Short 58 26.3435 GBP
USD 0.54945 ordinary SWAP Decreasing Short 500 26.3754 GBP
USD 0.54945 ordinary SWAP Decreasing Short 75,252 26.3464 GBP
USD 0.54945 ordinary SWAP Decreasing Short 92,618 26.4376 GBP
USD 0.54945 ordinary SWAP Increasing Long 63 26.1774 GBP
USD 0.54945 ordinary SWAP Increasing Long 129 26.7597 GBP
USD 0.54945 ordinary SWAP Increasing Long 296 26.3956 GBP
USD 0.54945 ordinary SWAP Increasing Long 525 26.5572 GBP
USD 0.54945 ordinary SWAP Increasing Long 533 26.5628 GBP
USD 0.54945 ordinary CFD Increasing Long 878 26.3499 GBP
USD 0.54945 ordinary SWAP Increasing Long 954 26.6822 GBP
USD 0.54945 ordinary CFD Increasing Long 1,147 26.3420 GBP
USD 0.54945 ordinary CFD Increasing Long 2,283 26.3333 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,197 26.4988 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,401 26.6666 GBP
USD 0.54945 ordinary CFD Increasing Long 3,622 26.8900 GBP
USD 0.54945 ordinary SWAP Increasing Long 4,008 26.3126 GBP
USD 0.54945 ordinary SWAP Increasing Long 4,668 26.3346 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,329 26.6312 GBP
USD 0.54945 ordinary CFD Increasing Long 8,802 26.3538 GBP
USD 0.54945 ordinary SWAP Increasing Long 9,480 26.4376 GBP
USD 0.54945 ordinary CFD Increasing Long 12,116 26.5775 GBP
USD 0.54945 ordinary CFD Increasing Long 16,584 26.3450 GBP
USD 0.54945 ordinary SWAP Increasing Long 17,066 26.7108 GBP
USD 0.54945 ordinary SWAP Increasing Long 28,031 26.5496 GBP
USD 0.54945 ordinary SWAP Increasing Long 36,878 26.3735 GBP
USD 0.54945 ordinary SWAP Increasing Long 43,140 26.5220 GBP
USD 0.54945 ordinary SWAP Increasing Short 62 26.3450 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 02 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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