REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc

BarclaysAnnouncement

08/05/2024 11:45

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RNS Number : 6285N  Barclays PLC  08 May 2024

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                    KEY INFORMATION
 (a)                   Name of exempt principal trader:                                                     BARCLAYS CAPITAL SECURITIES LTD
 (b)                   Name of offeror/offeree in relation to whose                                         ANGLO AMERICAN PLC

 relevant securities this form relates:
 (c)                   Name of the party to the offer with which exempt                                     BHP GROUP LTD

 principal trader is connected
 (d)                   Date position held/dealing undertaken:                                               07 May 2024
 (e)                   In addition to the company in 1(b) above, is the exempt principal                    YES:

 trader making disclosures in respect of any other party to the offer?
 BHP GROUP LTD
 2.                    POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                   Interests and short positions in the relevant securities of the offeror or
                       offeree
                       to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                                USD 0.54945 ordinary
                                                                                                            Interests                   Short Positions
                       Number                     (%)                            Number                     (%)
 (1) Relevant securities owned and/or controlled:                                                           5,460,509     0.45%         18,910,537    1.54%
 (2) Cash-settled derivatives:                                                                              18,988,727    1.55%         5,258,528     0.43%
 (3) Stock-settled derivatives (including options) and agreements to                                        0             0.00%         0             0.00%
 purchase/sell:
                                                                                                            24,449,236    2.00%         24,169,065    1.97%

 TOTAL:

 

 (b)                   Rights to subscribe for new securities (including directors and other
                       executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                    DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                   Purchase and sales
 Class of relevant     Purchase/sale              Total number of                Highest price per unit     Lowest price per unit

 security
 securities
 paid/received
 paid/received
 USD 0.54945 ordinary  Purchase                   1146855                        27.4414  GBP               26.5800  GBP
 USD 0.54945 ordinary  Sale                       1236662                        27.3000  GBP               26.5800  GBP
 ADR                   Purchase                   14865                          16.8700  USD               16.7613  USD
 ADR                   Sale                       14865                          16.8700  USD               16.7613  USD
 USD 0.54945 ordinary  Purchase                   2508                           31.3226  EUR               31.3226  EUR
 USD 0.54945 ordinary  Sale                       408                            31.6668  EUR               31.6668  EUR

 (b)                   Cash-settled derivative transactions
 Class of              Product  description       Nature of dealing              Number of                  Price per

 relevant
 reference
 unit

 security
 securities
 USD 0.54945 ordinary  SWAP                       Closing Long                   68,742                     26.8568  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                123                        27.1392  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                131                        26.8695  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                531                        26.7616  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                721                        623.2673  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                1,085                      26.7620  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                1,230                      630.4900  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                1,396                      26.9062  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                1,803                      26.8002  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Long                1,975                      26.8358  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                2,365                      26.8874  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                3,554                      26.9061  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                4,000                      620.1805  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                4,000                      26.7867  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                4,015                      27.0046  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Long                4,791                      26.8000  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                5,072                      621.5414  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                5,081                      620.7388  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                6,045                      628.3878  ZAR
 USD 0.54945 ordinary  CFD                        Decreasing Long                6,280                      27.0106  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                6,564                      26.7309  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                8,336                      621.5000  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                14,910                     621.8114  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                16,948                     26.7868  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Long                19,390                     26.7798  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                20,563                     26.9308  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Long                25,442                     26.8693  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                25,532                     26.8647  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Long                30,824                     26.8322  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                34,129                     26.8720  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                41,734                     26.8675  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                44,963                     621.5699  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                47,208                     621.1704  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                51,273                     26.8403  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                57,633                     26.8000  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                71,707                     26.7986  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                106,217                    26.8267  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                165,767                    26.8600  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               2                          27.2036  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               6                          620.1250  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               6                          26.8650  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               8                          26.9101  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               9                          27.1964  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               10                         26.7929  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               11                         27.1977  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               15                         26.8209  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               16                         27.1873  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               27                         26.8033  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               28                         26.8023  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               29                         27.1924  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               32                         26.9276  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               36                         26.8655  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               36                         26.9330  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               45                         26.9413  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               46                         26.8593  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               49                         27.1943  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               51                         624.3859  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               54                         27.1940  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               70                         26.8791  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               71                         26.8001  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               78                         26.8601  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               78                         26.8342  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               85                         27.1967  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               86                         26.8587  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               94                         26.9267  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               97                         26.8591  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               112                        26.8788  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               118                        26.9057  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               120                        26.8014  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               121                        26.8021  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               130                        26.8318  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               158                        26.9309  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               177                        26.9323  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               185                        621.5636  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               188                        27.1939  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               200                        26.8810  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               202                        26.8786  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               205                        26.8824  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               208                        26.8814  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               209                        621.3446  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               210                        26.8147  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               214                        26.8983  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               230                        26.9683  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               235                        26.8157  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               237                        26.8800  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               292                        26.8615  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               375                        621.0751  ZAR
 USD 0.54945 ordinary  CFD                        Decreasing Short               408                        31.6633  EUR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               442                        26.8019  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               506                        26.8754  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               520                        621.0926  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               564                        26.8067  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               571                        26.8749  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               615                        26.9336  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               638                        26.8867  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               652                        26.8597  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               669                        624.6821  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               708                        26.8851  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               842                        26.8735  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               856                        621.1085  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               882                        26.8803  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               926                        26.8744  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               942                        26.8842  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               948                        26.8065  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               972                        26.8058  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,039                      26.9024  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,174                      26.8254  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Short               1,230                      630.2378  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,304                      26.8905  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,705                      26.8815  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               2,265                      620.8983  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               2,835                      26.8808  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               3,027                      26.8819  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               3,235                      26.8781  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               3,547                      26.8795  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               3,551                      26.8068  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               3,818                      26.7485  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               4,000                      620.1805  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               4,025                      26.9071  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               4,213                      26.8139  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               5,133                      26.8164  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               5,904                      26.8160  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               10,980                     26.8841  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Short               14,910                     621.6404  ZAR
 USD 0.54945 ordinary  CFD                        Decreasing Short               43,551                     620.8246  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               61,010                     26.7989  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               146,651                    623.3096  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                37                         26.8829  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                46                         26.8947  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                166                        27.0619  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                179                        27.1750  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                188                        26.9563  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                246                        26.9747  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                721                        623.2673  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                925                        26.9932  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                1,315                      27.2268  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                2,033                      27.1070  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                2,230                      26.9915  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                3,349                      27.0394  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                5,072                      621.5414  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                5,081                      620.7388  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                5,285                      26.9675  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                6,045                      628.3878  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                6,746                      26.8039  GBP
 USD 0.54945 ordinary  CFD                        Increasing Long                8,147                      27.0235  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                8,336                      621.5000  ZAR
 USD 0.54945 ordinary  CFD                        Increasing Long                11,201                     26.9086  GBP
 USD 0.54945 ordinary  CFD                        Increasing Long                12,954                     27.0409  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                44,963                     621.5699  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                46,900                     26.7947  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                47,208                     621.1704  ZAR
 USD 0.54945 ordinary  CFD                        Increasing Long                49,713                     26.9820  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                81,716                     26.7997  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                86,621                     26.8410  GBP
 USD 0.54945 ordinary  CFD                        Increasing Long                104,184                    26.9080  GBP
 USD 0.54945 ordinary  CFD                        Increasing Long                478,138                    26.8811  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Short               1                          620.1250  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               5                          620.1250  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               17                         26.8000  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Short               51                         624.3859  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               120                        26.9155  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Short               120                        26.9105  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Short               185                        621.5636  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               209                        621.3446  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               375                        621.0751  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               520                        621.0926  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               669                        624.6821  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               856                        621.1085  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               2,265                      620.8983  ZAR
 USD 0.54945 ordinary  CFD                        Increasing Short               2,508                      31.3260  EUR
 USD 0.54945 ordinary  SWAP                       Increasing Short               5,500                      26.7541  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Short               6,542                      26.8011  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Short               6,722                      26.8174  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Short               28,149                     26.9011  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Short               43,551                     621.0109  ZAR
 USD 0.54945 ordinary  CFD                        Increasing Short               146,651                    623.4966  ZAR

 (c)                   Stock-settled derivative transactions  (including options)
 (i)                   Writing, selling, purchasing or varying
 Class                 Product                    Writing,                       Number                     Exercise      Type          Expiry        Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)                  Exercising
 Class of relevant     Product description        Exercising/ exercised against  Number of                  Exercise price per

 security
 securities
 unit

 (d)                   Other dealings (including subscribing for new securities)
 Class of relevant     Nature of Dealings         Details                        Price per unit (if

 security
 applicable)

 4.                    OTHER INFORMATION
 (a)                   Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                   Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the exempt principal trader making the disclosure and any other person
 relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                   Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                                        NO
 Date of disclosure:                                                                                        08 May 2024
 Contact name:                                                                                              Large Holdings Regulatory Operations
 Telephone number:                                                                                          020 3134 7213

 

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