REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
14/05/2024 16:45
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RNS Number : 4217O Barclays PLC 14 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,170,621 0.42% 16,885,714 1.38%
(2) Cash-settled derivatives: 16,978,698 1.39% 5,048,489 0.41%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
22,149,319 1.81% 21,934,203 1.79%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 3833123 27.9950 GBP 26.9800 GBP
USD 0.54945 ordinary Sale 1963165 27.9950 GBP 26.9800 GBP
USD 0.54945 ordinary Purchase 1026 32.3847 EUR 31.9235 EUR
USD 0.54945 ordinary Sale 3849 32.3880 EUR 31.6954 EUR
ADR Sale 17265 17.2259 USD 16.9415 USD
ADR Purchase 17265 17.2259 USD 16.9416 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Decreasing Long 104 27.7585 GBP
USD 0.54945 ordinary SWAP Decreasing Long 150 27.8015 GBP
USD 0.54945 ordinary SWAP Decreasing Long 264 27.4878 GBP
USD 0.54945 ordinary SWAP Decreasing Long 272 27.7566 GBP
USD 0.54945 ordinary SWAP Decreasing Long 837 635.6046 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 922 27.7201 GBP
USD 0.54945 ordinary SWAP Decreasing Long 997 634.3617 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,343 639.6541 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,624 636.9345 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 2,338 27.7202 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,710 634.0933 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 8,466 635.3614 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 9,591 27.7345 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,906 634.8000 ZAR
USD 0.54945 ordinary CFD Decreasing Long 12,764 27.2602 GBP
USD 0.54945 ordinary CFD Decreasing Long 14,593 27.4410 GBP
USD 0.54945 ordinary CFD Decreasing Long 18,185 27.5487 GBP
USD 0.54945 ordinary CFD Decreasing Long 19,830 27.6042 GBP
USD 0.54945 ordinary SWAP Decreasing Long 21,147 27.7417 GBP
USD 0.54945 ordinary SWAP Decreasing Long 24,850 27.7048 GBP
USD 0.54945 ordinary SWAP Decreasing Long 26,457 27.7356 GBP
USD 0.54945 ordinary SWAP Decreasing Long 27,405 27.4407 GBP
USD 0.54945 ordinary CFD Decreasing Long 28,409 27.5927 GBP
USD 0.54945 ordinary SWAP Decreasing Long 40,723 632.7332 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 45,591 27.6024 GBP
USD 0.54945 ordinary SWAP Decreasing Long 45,749 631.9441 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 72,241 27.1302 GBP
USD 0.54945 ordinary SWAP Decreasing Long 75,105 27.6995 GBP
USD 0.54945 ordinary SWAP Decreasing Long 103,942 27.0702 GBP
USD 0.54945 ordinary SWAP Decreasing Long 183,453 27.0700 GBP
USD 0.54945 ordinary SWAP Decreasing Long 195,072 27.5529 GBP
USD 0.54945 ordinary SWAP Decreasing Long 206,434 27.0711 GBP
USD 0.54945 ordinary CFD Decreasing Long 1,900,000 27.7100 GBP
USD 0.54945 ordinary SWAP Decreasing Short 3 635.3338 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 135 27.6773 GBP
USD 0.54945 ordinary SWAP Decreasing Short 156 27.1511 GBP
USD 0.54945 ordinary SWAP Decreasing Short 823 633.6917 ZAR
USD 0.54945 ordinary CFD Decreasing Short 1,343 639.3983 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,844 633.6910 ZAR
USD 0.54945 ordinary CFD Decreasing Short 3,710 633.9189 ZAR
USD 0.54945 ordinary CFD Decreasing Short 3,844 31.6920 EUR
USD 0.54945 ordinary SWAP Decreasing Short 7,128 635.2573 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 8,963 27.1791 GBP
USD 0.54945 ordinary SWAP Decreasing Short 10,000 27.3724 GBP
USD 0.54945 ordinary CFD Decreasing Short 26,261 636.8892 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 168,655 633.4169 ZAR
USD 0.54945 ordinary SWAP Increasing Long 2 27.2547 GBP
USD 0.54945 ordinary SWAP Increasing Long 63 27.7400 GBP
USD 0.54945 ordinary SWAP Increasing Long 92 27.5362 GBP
USD 0.54945 ordinary CFD Increasing Long 207 27.7650 GBP
USD 0.54945 ordinary SWAP Increasing Long 208 27.4146 GBP
USD 0.54945 ordinary SWAP Increasing Long 298 27.7478 GBP
USD 0.54945 ordinary SWAP Increasing Long 311 27.2237 GBP
USD 0.54945 ordinary SWAP Increasing Long 574 27.4167 GBP
USD 0.54945 ordinary SWAP Increasing Long 651 27.1698 GBP
USD 0.54945 ordinary SWAP Increasing Long 837 635.6046 ZAR
USD 0.54945 ordinary SWAP Increasing Long 997 634.3617 ZAR
USD 0.54945 ordinary CFD Increasing Long 1,076 27.6612 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,624 636.9345 ZAR
USD 0.54945 ordinary CFD Increasing Long 1,705 27.7536 GBP
USD 0.54945 ordinary SWAP Increasing Long 2,144 637.8722 ZAR
USD 0.54945 ordinary SWAP Increasing Long 5,303 27.4611 GBP
USD 0.54945 ordinary CFD Increasing Long 8,424 27.7154 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,466 635.3614 ZAR
USD 0.54945 ordinary SWAP Increasing Long 10,000 27.4715 GBP
USD 0.54945 ordinary SWAP Increasing Long 10,906 634.8000 ZAR
USD 0.54945 ordinary SWAP Increasing Long 15,966 27.3670 GBP
USD 0.54945 ordinary CFD Increasing Long 19,778 27.0700 GBP
USD 0.54945 ordinary SWAP Increasing Long 27,594 27.6758 GBP
USD 0.54945 ordinary SWAP Increasing Long 28,306 27.6143 GBP
USD 0.54945 ordinary SWAP Increasing Long 40,723 632.7332 ZAR
USD 0.54945 ordinary CFD Increasing Long 45,586 27.5382 GBP
USD 0.54945 ordinary SWAP Increasing Long 45,749 631.9441 ZAR
USD 0.54945 ordinary SWAP Increasing Long 52,300 27.6091 GBP
USD 0.54945 ordinary CFD Increasing Long 129,400 27.5689 GBP
USD 0.54945 ordinary CFD Increasing Long 694,706 27.5664 GBP
USD 0.54945 ordinary SWAP Increasing Short 1 27.0722 GBP
USD 0.54945 ordinary SWAP Increasing Short 3 635.3338 ZAR
USD 0.54945 ordinary SWAP Increasing Short 823 633.6917 ZAR
USD 0.54945 ordinary CFD Increasing Short 1,021 31.9270 EUR
USD 0.54945 ordinary SWAP Increasing Short 1,844 633.6910 ZAR
USD 0.54945 ordinary CFD Increasing Short 2,144 638.0476 ZAR
USD 0.54945 ordinary SWAP Increasing Short 4,174 27.5515 GBP
USD 0.54945 ordinary SWAP Increasing Short 7,128 635.2573 ZAR
USD 0.54945 ordinary SWAP Increasing Short 22,405 27.2265 GBP
USD 0.54945 ordinary SWAP Increasing Short 26,261 637.0804 ZAR
USD 0.54945 ordinary CFD Increasing Short 168,655 633.6069 ZAR
USD 0.54945 ordinary SWAP Opening Long 1,109 27.0686 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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