REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
22/05/2024 12:00
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240522:nRSV4901Pa&default-theme=true
RNS Number : 4901P Barclays PLC 22 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,405,500 0.44% 19,307,998 1.58%
(2) Cash-settled derivatives: 19,282,186 1.57% 5,092,871 0.42%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
24,687,686 2.01% 24,400,869 1.99%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 846424 26.9250 GBP 26.5350 GBP
USD 0.54945 ordinary Sale 1715 31.5582 EUR 31.2721 EUR
USD 0.54945 ordinary Sale 3232350 26.9250 GBP 26.5350 GBP
USD 0.54945 ordinary Purchase 1262 31.2235 EUR 31.1748 EUR
ADR Sale 33080 17.1471 USD 17.1040 USD
ADR Purchase 33080 17.1471 USD 17.1041 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Closing Short 212 26.6077 GBP
USD 0.54945 ordinary SWAP Closing Short 346 26.5501 GBP
USD 0.54945 ordinary SWAP Closing Short 464 26.6055 GBP
USD 0.54945 ordinary SWAP Closing Short 1,359 26.7500 GBP
USD 0.54945 ordinary SWAP Closing Short 2,732 26.5945 GBP
USD 0.54945 ordinary SWAP Closing Short 3,557 26.8702 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5 618.7200 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 18 26.8900 GBP
USD 0.54945 ordinary CFD Decreasing Long 21 26.8123 GBP
USD 0.54945 ordinary SWAP Decreasing Long 36 620.4700 ZAR
USD 0.54945 ordinary CFD Decreasing Long 64 26.8693 GBP
USD 0.54945 ordinary SWAP Decreasing Long 98 26.9000 GBP
USD 0.54945 ordinary SWAP Decreasing Long 120 26.5875 GBP
USD 0.54945 ordinary SWAP Decreasing Long 148 26.8350 GBP
USD 0.54945 ordinary CFD Decreasing Long 174 26.8108 GBP
USD 0.54945 ordinary SWAP Decreasing Long 466 26.9050 GBP
USD 0.54945 ordinary SWAP Decreasing Long 467 26.7643 GBP
USD 0.54945 ordinary SWAP Decreasing Long 555 26.6611 GBP
USD 0.54945 ordinary SWAP Decreasing Long 641 26.6787 GBP
USD 0.54945 ordinary SWAP Decreasing Long 643 26.7272 GBP
USD 0.54945 ordinary SWAP Decreasing Long 868 26.7566 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,665 26.7276 GBP
USD 0.54945 ordinary CFD Decreasing Long 2,237 26.8706 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,850 615.4763 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 2,988 616.1907 ZAR
USD 0.54945 ordinary CFD Decreasing Long 5,129 26.7493 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,264 26.7315 GBP
USD 0.54945 ordinary CFD Decreasing Long 5,991 26.8700 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,700 615.9706 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 8,029 618.5455 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 9,168 615.8491 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 9,467 615.7600 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 10,183 26.7799 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,188 618.4450 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 10,293 26.6901 GBP
USD 0.54945 ordinary SWAP Decreasing Long 12,757 615.8979 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 14,572 26.7802 GBP
USD 0.54945 ordinary SWAP Decreasing Long 17,039 26.7247 GBP
USD 0.54945 ordinary CFD Decreasing Long 83,156 26.7926 GBP
USD 0.54945 ordinary CFD Decreasing Long 92,347 26.7539 GBP
USD 0.54945 ordinary CFD Decreasing Long 172,703 26.7767 GBP
USD 0.54945 ordinary SWAP Decreasing Short 307 26.8063 GBP
USD 0.54945 ordinary SWAP Decreasing Short 323 615.9329 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,705 26.8140 GBP
USD 0.54945 ordinary CFD Decreasing Short 1,705 31.5547 EUR
USD 0.54945 ordinary CFD Decreasing Short 2,988 616.0212 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 6,379 616.3829 ZAR
USD 0.54945 ordinary CFD Decreasing Short 6,591 615.7600 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 6,591 615.7600 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 9,875 615.8370 ZAR
USD 0.54945 ordinary CFD Decreasing Short 238,282 616.8523 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3 26.7500 GBP
USD 0.54945 ordinary SWAP Increasing Long 5 618.7200 ZAR
USD 0.54945 ordinary SWAP Increasing Long 35 26.5850 GBP
USD 0.54945 ordinary SWAP Increasing Long 36 620.4700 ZAR
USD 0.54945 ordinary SWAP Increasing Long 75 26.8097 GBP
USD 0.54945 ordinary SWAP Increasing Long 398 615.9043 ZAR
USD 0.54945 ordinary SWAP Increasing Long 521 26.6358 GBP
USD 0.54945 ordinary SWAP Increasing Long 562 26.7094 GBP
USD 0.54945 ordinary SWAP Increasing Long 791 620.1030 ZAR
USD 0.54945 ordinary CFD Increasing Long 1,795 26.6793 GBP
USD 0.54945 ordinary SWAP Increasing Long 2,619 26.8633 GBP
USD 0.54945 ordinary SWAP Increasing Long 2,818 26.8619 GBP
USD 0.54945 ordinary SWAP Increasing Long 2,850 615.4763 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,506 26.8130 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,482 26.7998 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,000 26.6931 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,700 615.9706 ZAR
USD 0.54945 ordinary CFD Increasing Long 7,961 26.8246 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,029 618.5455 ZAR
USD 0.54945 ordinary SWAP Increasing Long 9,168 615.8491 ZAR
USD 0.54945 ordinary SWAP Increasing Long 9,467 615.7600 ZAR
USD 0.54945 ordinary SWAP Increasing Long 10,188 618.4450 ZAR
USD 0.54945 ordinary SWAP Increasing Long 12,757 615.8979 ZAR
USD 0.54945 ordinary CFD Increasing Long 14,796 26.8330 GBP
USD 0.54945 ordinary SWAP Increasing Long 14,864 26.8387 GBP
USD 0.54945 ordinary CFD Increasing Long 15,187 26.8700 GBP
USD 0.54945 ordinary SWAP Increasing Long 16,203 26.8435 GBP
USD 0.54945 ordinary SWAP Increasing Long 21,700 26.7789 GBP
USD 0.54945 ordinary CFD Increasing Long 36,209 26.6644 GBP
USD 0.54945 ordinary SWAP Increasing Long 47,789 26.7640 GBP
USD 0.54945 ordinary CFD Increasing Long 2,500,000 26.5550 GBP
USD 0.54945 ordinary CFD Increasing Short 57 31.2156 EUR
USD 0.54945 ordinary SWAP Increasing Short 63 26.8221 GBP
USD 0.54945 ordinary SWAP Increasing Short 323 615.9329 ZAR
USD 0.54945 ordinary CFD Increasing Short 398 616.1507 ZAR
USD 0.54945 ordinary CFD Increasing Short 791 620.2735 ZAR
USD 0.54945 ordinary CFD Increasing Short 1,195 31.1782 EUR
USD 0.54945 ordinary CFD Increasing Short 6,379 616.5678 ZAR
USD 0.54945 ordinary SWAP Increasing Short 6,591 615.7600 ZAR
USD 0.54945 ordinary CFD Increasing Short 6,591 615.7600 ZAR
USD 0.54945 ordinary SWAP Increasing Short 9,875 615.8370 ZAR
USD 0.54945 ordinary SWAP Increasing Short 12,459 26.7264 GBP
USD 0.54945 ordinary SWAP Increasing Short 238,282 617.0374 ZAR
USD 0.54945 ordinary SWAP Opening Long 4,174 26.8261 GBP
USD 0.54945 ordinary SWAP Opening Long 8,417 26.8345 GBP
USD 0.54945 ordinary SWAP Opening Long 9,691 26.8697 GBP
USD 0.54945 ordinary SWAP Opening Long 19,046 26.8594 GBP
USD 0.54945 ordinary SWAP Opening Long 20,114 26.8401 GBP
USD 0.54945 ordinary SWAP Opening Long 22,761 26.7337 GBP
USD 0.54945 ordinary SWAP Opening Long 53,100 26.8394 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEOQKBBPKBKDBPBRecent news on Barclays
See all newsREG - Barclays PLC - Transaction in Own Shares
AnnouncementREG - Barclays PLC - Director/PDMR Shareholding
AnnouncementREG - Barclays PLC Hargreaves Lansdown - Form8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC Amend
AnnouncementREG - Barclays PLC Hargreaves Lansdown - Form8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC Amend
AnnouncementREG - Barclays PLC Hargreaves Lansdown - Form8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC Amend
Announcement