REG - Barclays PLC - Annual grant of conditional awards and releases
11 March 2021
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Barclays PLC (the "Company") announces certain transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares").
1. On 8 March 2021 the Company granted conditional awards to acquire Shares under:
a. the Barclays Long Term Incentive Plan ("LTIP");
b. the Barclays Group Share Value Plan ("SVP"); and
c. the Barclays Group Deferred Share Value Plan ("DSVP"),
in respect of the deferred Share portion of PDMRs' variable remuneration for 2020. These awards are subject to continued employment over the deferral period and, in the case of the LTIP are based on performance in 2020 and are subject to the satisfaction of performance conditions over the 3 year performance period (2021 - 2023).
Director/ PDMR
SVP/DSVP (Shares)
LTIP (Shares)
Total gross (shares)
Gross value at award (£)
Net value at award (£)
Jes Staley
265,013
2,285,706
2,550,719
£3,733,000
n/a
Tushar Morzaria
103,493
1,536,078
1,639,571
£2,384,000
n/a
Mark Ashton-Rigby
611,284
611,284
£918,100
n/a
Paul Compton
1,134,001
1,134,001
£1,707,500
n/a
Alistair Currie
164,654
164,654
£237,000
n/a
Stephen Dainton
672,869
672,869
£1,012,500
n/a
Matthew Hammerstein
329,808
329,808
£474,720
n/a
Laura Padovani
150,314
150,314
£216,360
n/a
Tristram Roberts
369,426
369,426
£547,250
n/a
Taalib Shaah
165,696
165,696
£238,500
n/a
Stephen Shapiro
96,390
96,390
£151,500
n/a
Ashok Vaswani
555,837
555,837
£833,100
n/a
C.S. Venkatakrishnan
579,233
579,233
£869,423
n/a
Sasha Wiggins
55,989
55,989
£88,000
n/a
Total
5,254,007
3,821,784
9,075,791
£13,410,953
n/a
In line with our standard approach, the number of Shares awarded is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2021 of £1.7546, discounted from the spot rate at grant to reflect the absence of dividend equivalents during the deferral period.
2. On 8 March 2021 the trustee of the Barclays Group (PSP) Employees' Benefit Trust ("Trustee") notified the Company that on that date it delivered Shares in respect of the delivery of the non-deferred Share portion of PDMRs' variable remuneration for the 2020 performance year (the Share Incentive Award (Holding Period) Shares ("SIA (HP)")). The Shares are subject to a 12 month holding period during which they cannot be charged, pledged, transferred or otherwise encumbered.
Director/ PDMR
Gross - SIA (HP) (Shares)
SIA (HP) (Shares) sold to cover tax and social security liability
Net - SIA (HP) (Shares)
Gross value (£)
Net value (£)
Jes Staley
113,986
53,573
60,413
£200,000
£106,001
Tushar Morzaria
113,986
59,272
54,714
£200,000
£96,002
Mark Ashton-Rigby
113,986
53,573
60,413
£200,000
£106,001
Paul Compton
113,986
61,632
52,354
£200,000
£91,861
Alistair Currie
90,049
42,323
47,726
£158,000
£83,741
Stephen Dainton
113,986
53,573
60,413
£200,000
£106,001
Matthew Hammerstein
90,185
42,386
47,799
£158,240
£83,869
Laura Padovani
82,206
38,636
43,570
£144,240
£76,448
Tristram Roberts
113,986
53,573
60,413
£200,000
£106,001
Taalib Shaah
90,618
42,590
48,028
£159,000
£84,270
Stephen Shapiro
57,562
27,054
30,508
£101,000
£53,530
Ashok Vaswani
113,986
53,573
60,413
£200,000
£106,001
C.S. Venkatakrishnan
111,258
54,805
56,453
£195,214
£99,053
Sasha Wiggins
75,230
35,358
39,872
£132,000
£69,960
Total
1,395,010
671,921
723,089
£2,447,694
£1,268,739
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2021 of £1.7546.
3. On 8 March 2021 the Trustee notified the Company that on that date it delivered Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
Director/ PDMR
Gross - Fixed Pay (Shares)
Shares sold to cover income tax and social security liability
Net - Fixed Pay (Shares)
Gross value (£)
Net value (£)
Jes Staley
167,417
78,685
88,732
£293,750
£155,690
Tushar Morzaria
117,548
61,124
56,424
£206,250
£99,002
Mark Ashton-Rigby
99,737
46,876
52,861
£175,000
£92,750
Paul Compton
193,505
104,628
88,877
£339,525
£155,944
Alistair Currie
51,649
24,275
27,374
£90,625
£48,031
Stephen Dainton
194,132
91,242
102,890
£340,625
£180,531
Matthew Hammerstein
28,496
13,393
15,103
£50,000
£26,500
Laura Padovani
64,117
30,134
33,983
£112,500
£59,627
Tristram Roberts
103,299
48,550
54,749
£181,250
£96,063
Taalib Shaah
81,927
38,505
43,422
£143,750
£76,189
Stephen Shapiro
46,306
21,763
24,543
£81,250
£43,064
Ashok Vaswani
117,548
55,247
62,301
£206,250
£109,314
C.S. Venkatakrishnan
176,776
86,567
90,209
£310,173
£158,281
Sasha Wiggins
28,496
13,393
15,103
£50,000
£26,500
Total
1,470,953
714,382
756,571
£2,580,948
£1,327,486
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2021 of £1.7546.
4. On 8 March 2021 the Trustee notified the Company that on that date it delivered Shares in respect of the release of Share awards granted in prior years under:
a. the LTIP, including the first portion of the 2017 LTIP, as vesting was delayed from June 2020 to March 2021, and the first portion of the 2018 LTIP.
b. the SVP; and
c. the DSVP.
Director/ PDMR
SVP/
DSVP (Shares)
LTIP (Shares)
Total gross (Shares)
Shares sold to cover income tax and social security liability
Total net (Shares)
Gross value (£)
Net value (£)
Jes Staley
859,020
262,325
1,121,345
527,032
594,313
£1,967,512
£1,042,782
Tushar Morzaria
522,008
170,283
692,291
359,991
332,300
£1,214,694
£583,054
Mark Ashton-Rigby
555,782
555,782
261,218
294,564
£975,176
£516,842
Paul Compton
1,034,596
1,034,596
559,406
475,190
£1,815,303
£833,769
Alistair Currie
60,450
60,450
28,412
32,038
£106,066
£56,214
Stephen Dainton
350,495
350,495
164,733
185,762
£614,979
£325,939
Matthew Hammerstein
53,934
53,934
25,349
28,585
£94,633
£50,156
Laura Padovani
12,382
12,382
5,820
6,562
£21,726
£11,514
Tristram Roberts
236,400
236,400
111,108
125,292
£414,788
£219,838
Taalib Shaah
50,804
50,804
23,878
26,926
£89,141
£47,245
Stephen Shapiro
48,748
48,748
22,912
25,836
£85,534
£45,332
Ashok Vaswani
498,648
498,648
234,365
264,283
£874,928
£463,711
C.S. Venkatakrishnan
388,472
388,472
193,664
194,808
£681,613
£341,811
Sasha Wiggins
70,290
70,290
33,036
37,254
£123,331
£65,366
Total
4,742,029
432,608
5,174,637
2,550,924
2,623,713
£9,079,424
£4,603,573
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2021 of £1.7546.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1.a. Barclays Long Term Incentive Plan ("LTIP")
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jes Staley
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years, subject to performance conditions being met.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
2,285,706
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tushar Morzaria
2
Reason for the notification
a)
Position/status
Group Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years subject to performance conditions being met.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
1,536,078
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1.b. Barclays Group Share Value Plan ("SVP")
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jes Staley
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in two tranches over two years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
265,013
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tushar Morzaria
2
Reason for the notification
a)
Position/status
Group Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in two tranches over two years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
103,493
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1.c. Barclays Group Deferred Share Value Plan ("DSVP")
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Ashton-Rigby
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
611,284
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Compton
2
Reason for the notification
a)
Position/status
Global Head of Banking and Co-President of BBPLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
1,134,001
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alistair Currie
2
Reason for the notification
a)
Position/status
Head of Barclays Corporate Banking
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
164,654
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Dainton
2
Reason for the notification
a)
Position/status
Deputy Head of Markets
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
672,869
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Matthew Hammerstein
2
Reason for the notification
a)
Position/status
CEO, Barclays Bank UK PLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
329,808
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Laura Padovani
2
Reason for the notification
a)
Position/status
Group Chief Compliance Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
150,314
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tristram Roberts
2
Reason for the notification
a)
Position/status
Group HR Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
369,426
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Taalib Shaah
2
Reason for the notification
a)
Position/status
Group Chief Risk Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
165,696
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Shapiro
2
Reason for the notification
a)
Position/status
Group General Counsel and Company Secretary
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
96,390
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Ashok Vaswani
2
Reason for the notification
a)
Position/status
CEO, Consumer Banking & Payments
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
555,837
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
C.S. Venkatakrishnan
2
Reason for the notification
a)
Position/status
Global Head of Markets and Co-President of BBPLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
579,233
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Sasha Wiggins
2
Reason for the notification
a)
Position/status
Group Head of Public Policy and Corporate Responsibility
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7546 per Share
55,989
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
Outside a trading venue
2. Share Incentive Award (Holding Period) Shares ("SIA (HP)"))
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jes Staley
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
113,986
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
53,573
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tushar Morzaria
2
Reason for the notification
a)
Position/status
Group Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
113,986
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
59,272
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Ashton-Rigby
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
113,986
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
53,573
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Compton
2
Reason for the notification
a)
Position/status
Global Head of Banking and Co-President of BBPLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
113,986
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
61,632
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alistair Currie
2
Reason for the notification
a)
Position/status
Head of Barclays Corporate Banking
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
90,049
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
42,323
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Dainton
2
Reason for the notification
a)
Position/status
Deputy Head of Markets
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
113,986
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
53,573
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Matthew Hammerstein
2
Reason for the notification
a)
Position/status
CEO, Barclays Bank UK PLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
90,185
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
42,386
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Laura Padovani
2
Reason for the notification
a)
Position/status
Group Chief Compliance Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
82,206
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
38,636
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tristram Roberts
2
Reason for the notification
a)
Position/status
Group HR Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
113,986
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
53,573
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Taalib Shaah
2
Reason for the notification
a)
Position/status
Group Chief Risk Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
90,618
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
42,590
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Shapiro
2
Reason for the notification
a)
Position/status
Group General Counsel and Company Secretary
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
57,562
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
27,054
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Ashok Vaswani
2
Reason for the notification
a)
Position/status
CEO, Consumer Banking & Payments
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
113,986
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
53,573
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
C.S. Venkatakrishnan
2
Reason for the notification
a)
Position/status
Global Head of Markets and Co-President of BBPLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
111,258
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
54,805
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Sasha Wiggins
2
Reason for the notification
a)
Position/status
Group Head of Public Policy and Corporate Responsibility
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
75,230
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
35,358
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
3. Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jes Staley
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
167,417
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
78,685
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tushar Morzaria
2
Reason for the notification
a)
Position/status
Group Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
117,548
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
61,124
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Ashton-Rigby
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
99,737
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
46,876
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Compton
2
Reason for the notification
a)
Position/status
Global Head of Banking and Co-President of BBPLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
193,505
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
104,628
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alistair Currie
2
Reason for the notification
a)
Position/status
Head of Barclays Corporate Banking
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
51,649
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
24,275
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Dainton
2
Reason for the notification
a)
Position/status
Deputy Head of Markets
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 30 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
194,132
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
91,242
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Matthew Hammerstein
2
Reason for the notification
a)
Position/status
CEO, Barclays Bank UK PLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
28,496
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
13,393
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Laura Padovani
2
Reason for the notification
a)
Position/status
Group Chief Compliance Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 21 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
64,117
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
30,134
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tristram Roberts
2
Reason for the notification
a)
Position/status
Group HR Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
103,299
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
48,550
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Taalib Shaah
2
Reason for the notification
a)
Position/status
Group Chief Risk Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 17 November 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
81,927
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
38,505
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Shapiro
2
Reason for the notification
a)
Position/status
Group General Counsel and Company Secretary
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 27 August 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
46,306
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
21,763
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Ashok Vaswani
2
Reason for the notification
a)
Position/status
CEO, Consumer Banking & Payments
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
117,548
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
55,247
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
C.S. Venkatakrishnan
2
Reason for the notification
a)
Position/status
Global Head of Markets and Co-President of BBPLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
176,776
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
86,567
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Sasha Wiggins
2
Reason for the notification
a)
Position/status
Group Head of Public Policy and Corporate Responsibility
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 June 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
28,496
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
13,393
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.a. LTIP
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jes Staley
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Long Term Incentive Plan ("LTIP") as follows:
(i)
delivery of Shares relating to the first portion of the 2017 LTIP, the vesting of which was delayed from June 2020 to March 2021; and
(ii)
delivery of Shares relating to the first portion of the 2018 LTIP, such Shares being subject to a holding period with restrictions lifting after twelve months.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
262,325
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the LTIP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
123,292
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tushar Morzaria
2
Reason for the notification
a)
Position/status
Group Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
4.a. LTIPThe trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Long Term Incentive Plan ("LTIP") as follows:
(i)
delivery of Shares relating to the first portion of the 2017 LTIP, the vesting of which was delayed from June 2020 to March 2021; and
(ii)
delivery of Shares relating to the first portion of the 2018 LTIP, such Shares being subject to a holding period with restrictions lifting after twelve months.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
170,283
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the LTIP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
88,546
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.b. SVP
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jes Staley
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after twelve months.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
859,020
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the SVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
403,739
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tushar Morzaria
2
Reason for the notification
a)
Position/status
Group Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
522,008
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the SVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
271,443
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.c. DSVP
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Ashton-Rigby
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
555,782
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
261,217
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Compton
2
Reason for the notification
a)
Position/status
Global Head of Banking and Co-President of BBPLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
1,034,596
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
559,405
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alistair Currie
2
Reason for the notification
a)
Position/status
Head of Barclays Corporate Banking
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
60,450
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
28,411
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Dainton
2
Reason for the notification
a)
Position/status
Deputy Head of Markets
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
350,495
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
164,732
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Matthew Hammerstein
2
Reason for the notification
a)
Position/status
CEO, Barclays Bank UK PLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
53,934
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
25,348
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Laura Padovani
2
Reason for the notification
a)
Position/status
Group Chief Compliance Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
12,382
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
5,819
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tristram Roberts
2
Reason for the notification
a)
Position/status
Group HR Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
236,400
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
111,107
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Taalib Shaah
2
Reason for the notification
a)
Position/status
Group Chief Risk Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
50,804
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
23,877
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Shapiro
2
Reason for the notification
a)
Position/status
Group General Counsel and Company Secretary
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). Some of the Shares are subject to a holding period with restrictions lifting after six months.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
48,748
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
22,911
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Ashok Vaswani
2
Reason for the notification
a)
Position/status
CEO, Consumer Banking & Payments
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
498,648
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
234,364
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
C.S. Venkatakrishnan
2
Reason for the notification
a)
Position/status
Global Head of Markets and Co-President of BBPLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
388,472
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
193,663
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Sasha Wiggins
2
Reason for the notification
a)
Position/status
Group Head of Public Policy and Corporate Responsibility
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months or twelve months as applicable.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Gross Number of Shares received
£1.7546 per Share
70,290
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares sold
£1.7546 per Share
33,035
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2021-03-08
f)
Place of the transaction
London Stock Exchange (XLON)
For further information please contact:
Investor Relations
Media Relations
Chris Manners
Tom Hoskin
+44 (0) 20 7773 2136
+44 (0)20 7116 4755
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