REG - Barclays PLC Avast PLC NortonLifeLock Inc. - Form 8.3 - Avast plc

BarclaysAnnouncement

04/04/2022 11:15

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RNS Number : 1446H  Barclays PLC  04 April 2022

 FORM 8.3

 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")

 

 1.                                                            KEY INFORMATION
 (a)  Full name of discloser:                                                     Barclays PLC.

 (b)  Owner or controller of interest and short
      positions disclosed, if different from 1(a):
 (c)  Name of offeror/offeree in relation to whose                                AVAST PLC
      relevant securities this form relates:
 (d)  If an exempt fund manager connected with an
      offeror/offeree, state this and specify identity of
      offeror/offeree:
 (e)  Date position held/dealing undertaken:                                      01 April 2022
 (f)  In addition to the company in 1(c) above, is the discloser making           YES:
      disclosures in respect of any other party to the offer?                     NORTONLIFELOCK INC

 

 2.                                                                         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)         Interests and short positions in the relevant securities of the offeror or
             offeree
             to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                   10p ordinary
                                                               Interests                  Short Positions
                                                               Number       (%)           Number        (%)
 (1)         Relevant securities owned
             and/or controlled:                                51,064,684   4.91%         7,777,334     0.75%

 (2)         Cash-settled derivatives:
                                                               7,705,424    0.74%         47,040,929    4.52%

 (3)         Stock-settled derivatives (including options)
             and agreements to purchase/sell:                  0            0.00%         0             0.00%

             TOTAL:                                            58,770,108   5.65%         54,818,263    5.27%

 

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                   DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 (a)                Purchases and sales
 Class of relevant              Purchase/sale         Number of                       Price per unit
 security                                             securities
 10p ordinary                   Purchase              25                              166.8500 CZK
 10p ordinary                   Purchase              352                             5.6480 GBP
 10p ordinary                   Purchase              577                             5.6460 GBP
 10p ordinary                   Purchase              585                             5.6500 GBP
 10p ordinary                   Purchase              660                             5.6540 GBP
 10p ordinary                   Purchase              746                             5.6820 GBP
 10p ordinary                   Purchase              1,062                           5.6420 GBP
 10p ordinary                   Purchase              1,263                           5.6300 GBP
 10p ordinary                   Purchase              1,364                           5.6376 GBP
 10p ordinary                   Purchase              1,535                           5.6496 GBP
 10p ordinary                   Purchase              1,946                           5.6388 GBP
 10p ordinary                   Purchase              2,186                           5.6454 GBP
 10p ordinary                   Purchase              3,025                           166.5524 CZK
 10p ordinary                   Purchase              3,635                           5.6415 GBP
 10p ordinary                   Purchase              26,209                          5.6270 GBP
 10p ordinary                   Purchase              69,732                          5.6299 GBP
 10p ordinary                   Sale                  25                              166.8500 CZK
 10p ordinary                   Sale                  121                             5.6380 GBP
 10p ordinary                   Sale                  194                             5.6480 GBP
 10p ordinary                   Sale                  200                             5.6940 GBP
 10p ordinary                   Sale                  263                             5.6340 GBP
 10p ordinary                   Sale                  577                             5.6460 GBP
 10p ordinary                   Sale                  746                             5.6820 GBP
 10p ordinary                   Sale                  753                             5.6995 GBP
 10p ordinary                   Sale                  1,163                           5.6646 GBP
 10p ordinary                   Sale                  1,403                           5.6642 GBP
 10p ordinary                   Sale                  1,453                           5.6612 GBP
 10p ordinary                   Sale                  3,534                           5.6381 GBP
 10p ordinary                   Sale                  3,649                           5.6599 GBP
 10p ordinary                   Sale                  8,354                           5.6500 GBP
 10p ordinary                   Sale                  11,174                          5.6367 GBP
 10p ordinary                   Sale                  12,844                          5.6471 GBP
 10p ordinary                   Sale                  15,064                          5.6542 GBP
 10p ordinary                   Sale                  18,804                          5.6262 GBP
 10p ordinary                   Sale                  19,971                          166.6325 CZK
 10p ordinary                   Sale                  31,806                          5.6492 GBP
 10p ordinary                   Sale                  31,878                          5.6870 GBP
 10p ordinary                   Sale                  35,852                          5.6479 GBP
 10p ordinary                   Sale                  142,782                         5.6495 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing           Number of   Price per
 relevant           description                                       reference   unit
 security                                                             securities
 10p ordinary        SWAP                 Long                        753         5.6995 GBP
 10p ordinary        SWAP                 Long                        1,548       5.6820 GBP
 10p ordinary        CFD                  Long                        2,946       5.6929 GBP
 10p ordinary        SWAP                 Long                        5,472       5.6531 GBP
 10p ordinary        CFD                  Long                        19,971      166.5158 CZK
 10p ordinary        SWAP                 Long                        25,416      5.6414 GBP
 10p ordinary        SWAP                 Long                        31,878      5.6870 GBP
 10p ordinary        CFD                  Short                       25          166.8500 CZK
 10p ordinary        SWAP                 Short                       1,331       5.6679 GBP
 10p ordinary        CFD                  Short                       3,000       166.6665 CZK
 10p ordinary        SWAP                 Short                       7,306       5.6280 GBP
 10p ordinary        SWAP                 Short                       13,753      5.6260 GBP
 10p ordinary        CFD                  Short                       20,444      5.6426 GBP
 10p ordinary        SWAP                 Short                       35,685      5.6272 GBP

 

 (c)            Stock-settled derivative transactions (including options)
 (i)            Writing, selling, purchasing or varying
 Class          Product        Writing,            Number         Exercise         Type             Expiry              Option
 of             description    purchasing,         of             price                             date                money
 relevant                      selling,            securities     per unit                                              paid/
 security                      varying etc         to which                                                             received
                                                   option                                                               per unit
                                                   relates

 (ii)           Exercising
 Class of relevant             Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                          securities       unit

 (d)            Other dealings (including subscribing for new securities)
 Class of relevant             Nature of Dealings                 Details                           Price per unit (if
 security                                                                          applicable)

 4.                                                               OTHER INFORMATION
 (a)            Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the person making the disclosure and
 any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)            Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the person making the disclosure and any other person relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)            Attachments
 Is a Supplemental Form 8 (Open Positions) attached?              NO
 Date of disclosure:                                              4 Apr 2022
 Contact name:                                                    Large Holdings Regulatory Operations
 Telephone number:                                                020 3134 7213

 

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