REG - Barclays PLC Avast PLC NortonLifeLock Inc. - Form 8.3 - Avast plc

BarclaysAnnouncement

13/04/2022 11:15

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RNS Number : 2884I  Barclays PLC  13 April 2022

 FORM 8.3

 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")

 

 1.                                                            KEY INFORMATION
 (a)  Full name of discloser:                                                     Barclays PLC.

 (b)  Owner or controller of interest and short
      positions disclosed, if different from 1(a):
 (c)  Name of offeror/offeree in relation to whose                                AVAST PLC
      relevant securities this form relates:
 (d)  If an exempt fund manager connected with an
      offeror/offeree, state this and specify identity of
      offeror/offeree:
 (e)  Date position held/dealing undertaken:                                      12 April 2022
 (f)  In addition to the company in 1(c) above, is the discloser making           YES:
      disclosures in respect of any other party to the offer?                     NORTONLIFELOCK INC

 

 2.                                                                         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)         Interests and short positions in the relevant securities of the offeror or
             offeree
             to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                   10p ordinary
                                                               Interests                  Short Positions
                                                               Number       (%)           Number        (%)
 (1)         Relevant securities owned
             and/or controlled:                                43,900,000   4.22%         955,377       0.09%

 (2)         Cash-settled derivatives:
                                                               881,972      0.08%         39,856,842    3.83%

 (3)         Stock-settled derivatives (including options)
             and agreements to purchase/sell:                  0            0.00%         0             0.00%

             TOTAL:                                            44,781,972   4.30%         40,812,219    3.92%

 

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Number of           Price per unit
 security                                          securities
 10p ordinary                Purchase              48                  165.3000 CZK
 10p ordinary                Purchase              461                 5.4920 GBP
 10p ordinary                Purchase              844                 5.5520 GBP
 10p ordinary                Purchase              1,097               5.5211 GBP
 10p ordinary                Purchase              1,170               5.5289 GBP
 10p ordinary                Purchase              1,767               5.5316 GBP
 10p ordinary                Purchase              2,007               5.5295 GBP
 10p ordinary                Purchase              2,221               5.5288 GBP
 10p ordinary                Purchase              2,304               5.5152 GBP
 10p ordinary                Purchase              2,864               5.5298 GBP
 10p ordinary                Purchase              4,622               5.5160 GBP
 10p ordinary                Purchase              5,691               5.5209 GBP
 10p ordinary                Purchase              10,395              5.5300 GBP
 10p ordinary                Purchase              11,642              5.5332 GBP
 10p ordinary                Purchase              33,727              5.5191 GBP
 10p ordinary                Purchase              81,145              5.5129 GBP
 10p ordinary                Purchase              105,118             5.5276 GBP
 10p ordinary                Purchase              117,668             5.5290 GBP
 10p ordinary                Purchase              275,000             5.5213 GBP
 10p ordinary                Sale                  24                  165.3000 CZK
 10p ordinary                Sale                  136                 5.5320 GBP
 10p ordinary                Sale                  461                 5.4920 GBP
 10p ordinary                Sale                  508                 5.5263 GBP
 10p ordinary                Sale                  808                 5.5350 GBP
 10p ordinary                Sale                  844                 5.5520 GBP
 10p ordinary                Sale                  1,210               5.5409 GBP
 10p ordinary                Sale                  1,512               5.5300 GBP
 10p ordinary                Sale                  2,174               5.5387 GBP
 10p ordinary                Sale                  4,077               5.5243 GBP
 10p ordinary                Sale                  19,859              5.5151 GBP
 10p ordinary                Sale                  25,631              5.5157 GBP
 10p ordinary                Sale                  36,202              165.1273 CZK
 10p ordinary                Sale                  49,561              5.5391 GBP
 10p ordinary                Sale                  99,033              5.5160 GBP
 10p ordinary                Sale                  112,870             5.5227 GBP
 10p ordinary                Sale                  250,000             5.5301 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product              Nature of dealing          Number of   Price per
 relevant           description                                     reference   unit
 security                                                           securities
 10p ordinary        SWAP                Long                       136         5.5320 GBP
 10p ordinary        SWAP                Long                       185         5.5280 GBP
 10p ordinary        SWAP                Long                       323         5.5253 GBP
 10p ordinary        CFD                 Long                       977         5.5154 GBP
 10p ordinary        SWAP                Long                       2,174       5.5387 GBP
 10p ordinary        SWAP                Long                       2,198       5.5206 GBP
 10p ordinary        SWAP                Long                       19,859      5.5151 GBP
 10p ordinary        SWAP                Long                       33,561      5.5331 GBP
 10p ordinary        SWAP                Long                       35,838      5.5165 GBP
 10p ordinary        CFD                 Long                       36,202      165.0117 CZK
 10p ordinary        SWAP                Long                       48,589      5.5209 GBP
 10p ordinary        SWAP                Long                       93,468      5.5160 GBP
 10p ordinary        CFD                 Short                      24          165.3000 CZK
 10p ordinary        SWAP                Short                      2,304       5.5152 GBP
 10p ordinary        SWAP                Short                      29,746      5.4987 GBP
 10p ordinary        SWAP                Short                      35,394      5.5140 GBP
 10p ordinary        CFD                 Short                      36,202      5.5330 GBP

 

 (c)            Stock-settled derivative transactions (including options)
 (i)            Writing, selling, purchasing or varying
 Class          Product        Writing,            Number         Exercise         Type             Expiry              Option
 of             description    purchasing,         of             price                             date                money
 relevant                      selling,            securities     per unit                                              paid/
 security                      varying etc         to which                                                             received
                                                   option                                                               per unit
                                                   relates

 (ii)           Exercising
 Class of relevant             Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                          securities       unit

 (d)            Other dealings (including subscribing for new securities)
 Class of relevant             Nature of Dealings                 Details                           Price per unit (if
 security                                                                          applicable)

 4.                                                               OTHER INFORMATION
 (a)            Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the person making the disclosure and
 any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)            Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the person making the disclosure and any other person relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)            Attachments
 Is a Supplemental Form 8 (Open Positions) attached?              NO
 Date of disclosure:                                              13 Apr 2022
 Contact name:                                                    Large Holdings Regulatory Operations
 Telephone number:                                                020 3134 7213

 

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