REG - Barclays PLC Avast PLC NortonLifeLock Inc. - Form 8.3 - Avast plc

BarclaysAnnouncement

13/05/2022 13:45

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RNS Number : 4865L  Barclays PLC  13 May 2022

 FORM 8.3

 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")
 1.                                                                                           KEY INFORMATION
 (a)                        Full name of discloser:                                                                 Barclays PLC.

 (b)                        Owner or controller of interest and short
                            positions disclosed, if different from 1(a):
 (c)                        Name of offeror/offeree in relation to whose                                            AVAST PLC
                            relevant securities this form relates:
 (d)                        If an exempt fund manager connected with an
                            offeror/offeree, state this and specify identity of
                            offeror/offeree:
 (e)                        Date position held/dealing undertaken:                                                  12 May 2022
 (f)                        In addition to the company in 1(c) above, is the discloser making                       YES:
                            disclosures in respect of any other party to the offer?                                 NORTONLIFELOCK INC
 2.                                                                                                      POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)    Interests and short positions in the relevant securities of the offeror or
        offeree
        to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                            10p ordinary
                                                                        Interests                                         Short Positions
                                                                        Number                           (%)              Number                        (%)
 (1)    Relevant securities owned
        and/or controlled:                                              40,651,946                       3.90%            443,144                       0.04%

 (2)    Cash-settled derivatives:
                                                                        191,099                          0.02%            37,130,031                    3.57%

 (3)    Stock-settled derivatives (including options)
        and agreements to purchase/sell:                                0                                0.00%            0                             0.00%

        TOTAL:                                                          40,843,045                       3.92%            37,573,175                    3.61%

 (b)              Rights to subscribe for new securities (including directors and other
                  executive
                  options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                  DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 (a)                Purchases and sales
 Class of relevant           Purchase/sale           Number of           Price per unit
 security                                            securities
 10p ordinary                Purchase                76                  4.9610 GBP
 10p ordinary                Purchase                466                 4.9800 GBP
 10p ordinary                Purchase                482                 4.9290 GBP
 10p ordinary                Purchase                510                 4.9280 GBP
 10p ordinary                Purchase                625                 4.9020 GBP
 10p ordinary                Purchase                678                 4.9867 GBP
 10p ordinary                Purchase                910                 4.9500 GBP
 10p ordinary                Purchase                1,039               4.9100 GBP
 10p ordinary                Purchase                1,094               4.9950 GBP
 10p ordinary                Purchase                1,176               149.5500 CZK
 10p ordinary                Purchase                1,297               4.9150 GBP
 10p ordinary                Purchase                1,604               4.9660 GBP
 10p ordinary                Purchase                1,707               4.9700 GBP
 10p ordinary                Purchase                2,753               4.9734 GBP
 10p ordinary                Purchase                9,746               4.9870 GBP
 10p ordinary                Purchase                18,401              4.9448 GBP
 10p ordinary                Purchase                19,310              4.9651 GBP
 10p ordinary                Purchase                25,035              4.9318 GBP
 10p ordinary                Purchase                137,719             4.9472 GBP
 10p ordinary                Sale                    136                 4.9555 GBP
 10p ordinary                Sale                    466                 4.9800 GBP
 10p ordinary                Sale                    510                 4.9280 GBP
 10p ordinary                Sale                    587                 4.9624 GBP
 10p ordinary                Sale                    592                 4.9467 GBP
 10p ordinary                Sale                    625                 4.9020 GBP
 10p ordinary                Sale                    910                 4.9500 GBP
 10p ordinary                Sale                    980                 4.9353 GBP
 10p ordinary                Sale                    1,038               4.9722 GBP
 10p ordinary                Sale                    1,053               4.9333 GBP
 10p ordinary                Sale                    1,176               149.5500 CZK
 10p ordinary                Sale                    1,591               4.9595 GBP
 10p ordinary                Sale                    1,602               4.9100 GBP
 10p ordinary                Sale                    1,604               4.9661 GBP
 10p ordinary                Sale                    1,604               4.9660 GBP
 10p ordinary                Sale                    2,572               4.9340 GBP
 10p ordinary                Sale                    2,904               4.9609 GBP
 10p ordinary                Sale                    3,870               4.9227 GBP
 10p ordinary                Sale                    5,244               4.9838 GBP
 10p ordinary                Sale                    5,427               4.9391 GBP
 10p ordinary                Sale                    6,068               4.9380 GBP
 10p ordinary                Sale                    6,702               4.9870 GBP
 10p ordinary                Sale                    8,100               4.9643 GBP
 10p ordinary                Sale                    9,122               4.9176 GBP
 10p ordinary                Sale                    9,259               4.9589 GBP
 10p ordinary                Sale                    21,094              4.9760 GBP
 10p ordinary                Sale                    44,202              148.2164 CZK
 10p ordinary                Sale                    109,115             4.9859 GBP
 10p ordinary                Sale                    142,547             4.9729 GBP
 10p ordinary                Sale                    600,000             4.9541 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing           Number of   Price per
 relevant           description                                       reference   unit
 security                                                             securities
 10p ordinary        CFD                  Long                        1,176       149.5500 CZK
 10p ordinary        SWAP                 Long                        2,897       4.9446 GBP
 10p ordinary        SWAP                 Long                        5,244       4.9838 GBP
 10p ordinary        SWAP                 Long                        5,377       4.9701 GBP
 10p ordinary        SWAP                 Long                        13,408      4.9872 GBP
 10p ordinary        SWAP                 Long                        40,988      4.9870 GBP
 10p ordinary        CFD                  Long                        43,026      148.0762 CZK
 10p ordinary        SWAP                 Long                        49,342      4.9865 GBP
 10p ordinary        SWAP                 Long                        600,000     4.9541 GBP
 10p ordinary        SWAP                 Short                       76          4.9610 GBP
 10p ordinary        SWAP                 Short                       482         4.9290 GBP
 10p ordinary        SWAP                 Short                       537         4.9960 GBP
 10p ordinary        SWAP                 Short                       557         4.9941 GBP
 10p ordinary        SWAP                 Short                       2,753       4.9734 GBP
 10p ordinary        SWAP                 Short                       10,508      4.9582 GBP
 10p ordinary        SWAP                 Short                       11,442      4.9621 GBP
 10p ordinary        SWAP                 Short                       22,770      4.9401 GBP
 10p ordinary        CFD                  Short                       43,026      4.9351 GBP
 10p ordinary        SWAP                 Short                       43,257      4.9509 GBP
 10p ordinary        SWAP                 Short                       74,970      4.9486 GBP

 

 (c)            Stock-settled derivative transactions (including options)
 (i)            Writing, selling, purchasing or varying
 Class          Product        Writing,            Number         Exercise         Type             Expiry              Option
 of             description    purchasing,         of             price                             date                money
 relevant                      selling,            securities     per unit                                              paid/
 security                      varying etc         to which                                                             received
                                                   option                                                               per unit
                                                   relates

 (ii)           Exercising
 Class of relevant             Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                          securities       unit

 (d)            Other dealings (including subscribing for new securities)
 Class of relevant             Nature of Dealings                 Details                           Price per unit (if
 security                                                                          applicable)

 4.                                                               OTHER INFORMATION
 (a)            Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the person making the disclosure and
 any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)            Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the person making the disclosure and any other person relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)            Attachments
 Is a Supplemental Form 8 (Open Positions) attached?              NO
 Date of disclosure:                                              13 May 2022
 Contact name:                                                    Large Holdings Regulatory Operations
 Telephone number:                                                020 3134 7213

 

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