For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240418:nRSR2130La&default-theme=true
RNS Number : 2130L Barclays PLC 18 April 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BARRATT DEVELOPMENTS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt REDROW PLC
principal trader is connected
(d) Date position held/dealing undertaken: 17 Apr 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
REDROW PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 11,771,079 1.21% 6,854,133 0.70%
(2) Cash-settled derivatives: 5,925,500 0.61% 10,372,731 1.06%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
17,696,579 1.82% 17,226,864 1.77%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
10p ordinary Purchase 1356237 4.4990 GBP 4.4420 GBP
10p ordinary Sale 788732 4.4990 GBP 4.4420 GBP
ADR Purchase 2000 11.0900 USD 11.0900 USD
ADR Sale 2000 11.0900 USD 11.0900 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
10p ordinary SWAP Decreasing Long 3 4.4551 GBP
10p ordinary SWAP Decreasing Long 13 4.4561 GBP
10p ordinary SWAP Decreasing Long 25 4.4605 GBP
10p ordinary SWAP Decreasing Long 30 4.4787 GBP
10p ordinary SWAP Decreasing Long 41 4.4535 GBP
10p ordinary SWAP Decreasing Long 62 4.4649 GBP
10p ordinary SWAP Decreasing Long 68 4.4670 GBP
10p ordinary SWAP Decreasing Long 68 4.4752 GBP
10p ordinary SWAP Decreasing Long 153 4.4655 GBP
10p ordinary SWAP Decreasing Long 153 4.4600 GBP
10p ordinary SWAP Decreasing Long 166 4.4643 GBP
10p ordinary SWAP Decreasing Long 185 4.4437 GBP
10p ordinary SWAP Decreasing Long 1,071 4.4658 GBP
10p ordinary CFD Decreasing Long 1,279 4.4646 GBP
10p ordinary SWAP Decreasing Long 1,848 4.4665 GBP
10p ordinary CFD Decreasing Long 2,435 4.4600 GBP
10p ordinary SWAP Decreasing Long 2,500 4.4756 GBP
10p ordinary CFD Decreasing Long 3,235 4.4635 GBP
10p ordinary CFD Decreasing Long 11,925 4.4499 GBP
10p ordinary CFD Decreasing Long 19,956 4.4645 GBP
10p ordinary CFD Decreasing Long 26,450 4.4544 GBP
10p ordinary SWAP Decreasing Short 20 4.4499 GBP
10p ordinary SWAP Decreasing Short 41 4.4549 GBP
10p ordinary SWAP Decreasing Short 221 4.4436 GBP
10p ordinary SWAP Decreasing Short 362 4.4419 GBP
10p ordinary SWAP Decreasing Short 970 4.4678 GBP
10p ordinary SWAP Decreasing Short 1,126 4.4693 GBP
10p ordinary SWAP Decreasing Short 2,970 4.4762 GBP
10p ordinary SWAP Decreasing Short 6,104 4.4713 GBP
10p ordinary SWAP Decreasing Short 18,480 4.4599 GBP
10p ordinary SWAP Decreasing Short 45,503 4.4612 GBP
10p ordinary CFD Increasing Long 647 4.4626 GBP
10p ordinary CFD Increasing Long 1,353 4.4617 GBP
10p ordinary SWAP Increasing Long 1,848 4.4665 GBP
10p ordinary CFD Increasing Long 4,173 4.4596 GBP
10p ordinary CFD Increasing Long 19,940 4.4600 GBP
10p ordinary CFD Increasing Long 20,870 4.4597 GBP
10p ordinary SWAP Increasing Short 471 4.4790 GBP
10p ordinary SWAP Increasing Short 1,276 4.4400 GBP
10p ordinary SWAP Increasing Short 1,777 4.4596 GBP
10p ordinary SWAP Increasing Short 2,013 4.4478 GBP
10p ordinary SWAP Increasing Short 2,212 4.4573 GBP
10p ordinary SWAP Increasing Short 2,616 4.4540 GBP
10p ordinary SWAP Increasing Short 3,294 4.4420 GBP
10p ordinary SWAP Increasing Short 6,538 4.4678 GBP
10p ordinary SWAP Increasing Short 7,624 4.4746 GBP
10p ordinary SWAP Increasing Short 9,957 4.4657 GBP
10p ordinary SWAP Increasing Short 16,081 4.4621 GBP
10p ordinary SWAP Increasing Short 20,589 4.4602 GBP
10p ordinary SWAP Increasing Short 28,536 4.4642 GBP
10p ordinary SWAP Increasing Short 41,058 4.4644 GBP
10p ordinary SWAP Increasing Short 59,696 4.4613 GBP
10p ordinary SWAP Increasing Short 63,248 4.4635 GBP
10p ordinary SWAP Increasing Short 72,710 4.4600 GBP
10p ordinary SWAP Increasing Short 83,834 4.4599 GBP
10p ordinary SWAP Increasing Short 130,955 4.4632 GBP
10p ordinary SWAP Opening Short 63,900 4.4955 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Apr 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEOFZGMDFRFGDZM