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RNS Number : 3637L Barclays PLC 19 April 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BARRATT DEVELOPMENTS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt REDROW PLC
principal trader is connected
(d) Date position held/dealing undertaken: 18 Apr 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
REDROW PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 12,134,130 1.25% 6,852,557 0.70%
(2) Cash-settled derivatives: 5,923,795 0.61% 10,719,431 1.10%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
18,057,925 1.85% 17,571,988 1.80%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
10p ordinary Purchase 732846 4.4792 GBP 4.4310 GBP
10p ordinary Sale 368005 4.4940 GBP 4.4277 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
10p ordinary CFD Decreasing Long 1 4.4600 GBP
10p ordinary CFD Decreasing Long 523 4.4630 GBP
10p ordinary SWAP Decreasing Long 741 4.4755 GBP
10p ordinary CFD Decreasing Long 963 4.4644 GBP
10p ordinary CFD Decreasing Long 1,181 4.4792 GBP
10p ordinary CFD Decreasing Long 9,879 4.4639 GBP
10p ordinary SWAP Decreasing Short 214 4.4469 GBP
10p ordinary SWAP Decreasing Short 264 4.4659 GBP
10p ordinary SWAP Decreasing Short 380 4.4661 GBP
10p ordinary SWAP Decreasing Short 962 4.4603 GBP
10p ordinary SWAP Decreasing Short 1,063 4.4540 GBP
10p ordinary SWAP Decreasing Short 1,323 4.4624 GBP
10p ordinary SWAP Decreasing Short 1,561 4.4651 GBP
10p ordinary SWAP Decreasing Short 1,843 4.4622 GBP
10p ordinary SWAP Decreasing Short 2,141 4.4637 GBP
10p ordinary SWAP Decreasing Short 3,217 4.4628 GBP
10p ordinary SWAP Decreasing Short 5,057 4.4594 GBP
10p ordinary SWAP Decreasing Short 14,071 4.4680 GBP
10p ordinary SWAP Decreasing Short 16,779 4.4277 GBP
10p ordinary SWAP Decreasing Short 29,370 4.4596 GBP
10p ordinary SWAP Decreasing Short 69,441 4.4629 GBP
10p ordinary CFD Increasing Long 15 4.4633 GBP
10p ordinary CFD Increasing Long 1,839 4.4630 GBP
10p ordinary CFD Increasing Long 9,729 4.4678 GBP
10p ordinary SWAP Increasing Short 92 4.4600 GBP
10p ordinary SWAP Increasing Short 115 4.4635 GBP
10p ordinary SWAP Increasing Short 307 4.4640 GBP
10p ordinary SWAP Increasing Short 631 4.4270 GBP
10p ordinary SWAP Increasing Short 694 4.4675 GBP
10p ordinary SWAP Increasing Short 1,087 4.4652 GBP
10p ordinary SWAP Increasing Short 1,270 4.4659 GBP
10p ordinary SWAP Increasing Short 6,876 4.4630 GBP
10p ordinary SWAP Increasing Short 37,404 4.4626 GBP
10p ordinary SWAP Increasing Short 39,000 4.4621 GBP
10p ordinary SWAP Increasing Short 46,655 4.4659 GBP
10p ordinary SWAP Increasing Short 104,864 4.4664 GBP
10p ordinary SWAP Increasing Short 246,410 4.4630 GBP
10p ordinary SWAP Opening Short 494 4.4443 GBP
10p ordinary SWAP Opening Short 8,487 4.4632 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Apr 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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