REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI) - BHP Group Limited
26/04/2024 11:45
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RNS Number : 2403M Barclays PLC 26 April 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 25 Apr 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 7,162,142 0.14% 4,747,271 0.09%
(2) Cash-settled derivatives: 4,008,825 0.08% 3,864,966 0.08%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
11,170,967 0.22% 8,612,237 0.17%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 1136989 23.2300 GBP 22.7677 GBP
Ordinary NPV Sale 922067 23.2300 GBP 22.7500 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
Ordinary NPV SWAP Opening Long 6 549.9000 ZAR
Ordinary NPV CFD Opening Long 74 552.1517 ZAR
Ordinary NPV SWAP Opening Long 74 552.0000 ZAR
Ordinary NPV SWAP Opening Long 145 22.8176 GBP
Ordinary NPV SWAP Opening Long 553 548.7489 ZAR
Ordinary NPV SWAP Opening Long 4,933 545.0889 ZAR
Ordinary NPV CFD Opening Long 5,054 545.6083 ZAR
Ordinary NPV SWAP Opening Long 5,711 549.0801 ZAR
Ordinary NPV SWAP Opening Long 7,000 544.7660 ZAR
Ordinary NPV CFD Opening Long 7,000 544.9158 ZAR
Ordinary NPV SWAP Opening Long 8,625 547.6196 ZAR
Ordinary NPV SWAP Opening Long 10,196 550.0000 ZAR
Ordinary NPV SWAP Opening Long 16,361 22.8787 GBP
Ordinary NPV SWAP Opening Long 23,328 546.8270 ZAR
Ordinary NPV SWAP Opening Long 24,464 547.1246 ZAR
Ordinary NPV SWAP Opening Long 27,856 550.0385 ZAR
Ordinary NPV CFD Opening Long 27,856 550.1898 ZAR
Ordinary NPV SWAP Opening Long 43,376 548.7912 ZAR
Ordinary NPV CFD Opening Long 43,376 548.9421 ZAR
Ordinary NPV CFD Opening Long 52,676 549.0880 ZAR
Ordinary NPV CFD Opening Long 71,370 546.4127 ZAR
Ordinary NPV CFD Opening Long 108,303 546.8099 ZAR
Ordinary NPV SWAP Opening Long 185,891 23.0351 GBP
Ordinary NPV SWAP Opening Short 6 549.9000 ZAR
Ordinary NPV CFD Opening Short 7 22.9500 GBP
Ordinary NPV CFD Opening Short 101 23.1100 GBP
Ordinary NPV SWAP Opening Short 109 22.9804 GBP
Ordinary NPV SWAP Opening Short 127 22.8005 GBP
Ordinary NPV SWAP Opening Short 174 22.8725 GBP
Ordinary NPV SWAP Opening Short 200 22.8899 GBP
Ordinary NPV SWAP Opening Short 201 22.9894 GBP
Ordinary NPV SWAP Opening Short 210 22.8629 GBP
Ordinary NPV SWAP Opening Short 253 22.9758 GBP
Ordinary NPV SWAP Opening Short 278 23.0091 GBP
Ordinary NPV SWAP Opening Short 294 22.8102 GBP
Ordinary NPV SWAP Opening Short 365 23.1150 GBP
Ordinary NPV SWAP Opening Short 539 23.1098 GBP
Ordinary NPV SWAP Opening Short 553 548.7489 ZAR
Ordinary NPV SWAP Opening Short 558 22.9874 GBP
Ordinary NPV SWAP Opening Short 570 23.0626 GBP
Ordinary NPV SWAP Opening Short 1,030 22.9188 GBP
Ordinary NPV SWAP Opening Short 1,249 22.8125 GBP
Ordinary NPV SWAP Opening Short 1,405 22.7765 GBP
Ordinary NPV CFD Opening Short 1,562 23.1816 GBP
Ordinary NPV SWAP Opening Short 1,585 22.8493 GBP
Ordinary NPV SWAP Opening Short 1,731 22.8823 GBP
Ordinary NPV SWAP Opening Short 1,916 22.9972 GBP
Ordinary NPV SWAP Opening Short 2,163 22.6801 GBP
Ordinary NPV SWAP Opening Short 2,256 22.9932 GBP
Ordinary NPV SWAP Opening Short 2,324 23.1097 GBP
Ordinary NPV CFD Opening Short 2,425 23.1170 GBP
Ordinary NPV SWAP Opening Short 3,000 22.8110 GBP
Ordinary NPV SWAP Opening Short 3,000 23.0034 GBP
Ordinary NPV SWAP Opening Short 3,200 23.0014 GBP
Ordinary NPV SWAP Opening Short 3,224 22.8882 GBP
Ordinary NPV SWAP Opening Short 3,228 22.9949 GBP
Ordinary NPV SWAP Opening Short 3,582 22.9014 GBP
Ordinary NPV SWAP Opening Short 3,957 22.9722 GBP
Ordinary NPV SWAP Opening Short 4,180 22.9136 GBP
Ordinary NPV SWAP Opening Short 4,933 545.0889 ZAR
Ordinary NPV SWAP Opening Short 5,054 545.6083 ZAR
Ordinary NPV SWAP Opening Short 5,711 549.0801 ZAR
Ordinary NPV SWAP Opening Short 6,080 22.9557 GBP
Ordinary NPV SWAP Opening Short 8,625 547.6196 ZAR
Ordinary NPV SWAP Opening Short 9,466 22.8863 GBP
Ordinary NPV SWAP Opening Short 9,581 22.7769 GBP
Ordinary NPV SWAP Opening Short 10,196 550.0000 ZAR
Ordinary NPV SWAP Opening Short 12,695 22.9407 GBP
Ordinary NPV CFD Opening Short 15,901 23.1000 GBP
Ordinary NPV SWAP Opening Short 16,938 23.0420 GBP
Ordinary NPV SWAP Opening Short 19,274 22.9735 GBP
Ordinary NPV CFD Opening Short 22,356 23.0132 GBP
Ordinary NPV SWAP Opening Short 23,328 546.8270 ZAR
Ordinary NPV SWAP Opening Short 24,464 547.1246 ZAR
Ordinary NPV SWAP Opening Short 32,326 23.0024 GBP
Ordinary NPV CFD Opening Short 35,528 23.1384 GBP
Ordinary NPV SWAP Opening Short 39,774 23.0388 GBP
Ordinary NPV CFD Opening Short 41,770 22.9470 GBP
Ordinary NPV CFD Opening Short 42,557 23.0007 GBP
Ordinary NPV SWAP Opening Short 52,676 548.9233 ZAR
Ordinary NPV SWAP Opening Short 52,904 23.0320 GBP
Ordinary NPV CFD Opening Short 59,121 23.0248 GBP
Ordinary NPV CFD Opening Short 62,852 23.0870 GBP
Ordinary NPV CFD Opening Short 67,601 22.9941 GBP
Ordinary NPV CFD Opening Short 69,267 22.9012 GBP
Ordinary NPV SWAP Opening Short 70,761 23.0100 GBP
Ordinary NPV SWAP Opening Short 71,370 546.4127 ZAR
Ordinary NPV SWAP Opening Short 96,800 23.1100 GBP
Ordinary NPV SWAP Opening Short 102,649 23.1100 GBP
Ordinary NPV SWAP Opening Short 108,303 546.9740 ZAR
Ordinary NPV CFD Opening Short 173,629 22.9750 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 Apr 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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