REG - Barclays PLC Biffa plc - Form 8.5 (EPT/NON-RI) Biffa plc Amendment
29/09/2022 16:45
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RNS Number : 2252B Barclays PLC 29 September 2022
FORM 8.5 (EPT/NON-RI) Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BIFFA PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Energy Capital Partners, LLC
principal trader is connected
(d) Date position held/dealing undertaken: 27 September 2022
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 14,135,138 4.62% 2,798,030 0.91%
(2) Cash-settled derivatives:
2,393,687 0.78% 14,924,154 4.88%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 16,528,825 5.40% 17,722,184 5.79%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 3,760,801 4.1014 GBP 4.0597 GBP
1p ordinary Sale 9,167,442 4.0883 GBP 4.06 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Increasing Short 7,286 4.0599 GBP
1p ordinary SWAP Increasing Short 44,739 4.0664 GBP
1p ordinary SWAP Increasing Short 48,005 4.0787 GBP
1p ordinary SWAP Increasing Short 214,833 4.0704 GBP
1p ordinary SWAP Increasing Short 321,302 4.0693 GBP
1p ordinary SWAP Increasing Short 372,639 4.0750 GBP
1p ordinary SWAP Increasing Short 512,501 4.0718 GBP
1p ordinary SWAP Opening Long 200 4.0840 GBP
1p ordinary SWAP Opening Long 1,978 4.0794 GBP
1p ordinary SWAP Opening Long 2,244 4.0864 GBP
1p ordinary SWAP Opening Long 17,072 4.0595 GBP
1p ordinary SWAP Opening Long 22,669 4.0841 GBP
1p ordinary SWAP Opening Long 30,508 4.0722 GBP
1p ordinary SWAP Opening Long 35,604 4.0640 GBP
1p ordinary SWAP Opening Long 50,000 4.0754 GBP
1p ordinary SWAP Opening Long 50,002 4.0815 GBP
1p ordinary SWAP Opening Long 54,641 4.0684 GBP
1p ordinary SWAP Opening Long 85,600 4.0776 GBP
1p ordinary SWAP Opening Long 90,000 4.0743 GBP
1p ordinary SWAP Opening Long 97,037 4.0775 GBP
1p ordinary SWAP Opening Long 100,000 4.0995 GBP
1p ordinary SWAP Opening Long 100,132 4.0701 GBP
1p ordinary SWAP Opening Long 114,398 4.0605 GBP
1p ordinary SWAP Opening Long 141,456 4.0885 GBP
1p ordinary SWAP Opening Long 186,643 4.0771 GBP
1p ordinary SWAP Opening Long 215,509 4.0816 GBP
1p ordinary SWAP Opening Long 228,754 4.0600 GBP
1p ordinary SWAP Opening Long 248,469 4.0869 GBP
1p ordinary SWAP Opening Long 250,000 4.0840 GBP
1p ordinary SWAP Opening Long 300,664 4.0674 GBP
1p ordinary SWAP Opening Long 350,000 4.0838 GBP
1p ordinary SWAP Opening Long 476,397 4.0694 GBP
1p ordinary SWAP Opening Long 569,656 4.0686 GBP
1p ordinary SWAP Opening Long 580,212 4.0702 GBP
1p ordinary SWAP Opening Long 970,379 4.0795 GBP
1p ordinary SWAP Opening Long 1,000,000 4.0755 GBP
1p ordinary SWAP Opening Long 1,000,000 4.0829 GBP
1p ordinary SWAP Opening Long 1,140,021 4.0719 GBP
1p ordinary CFD Opening Short 1,863 4.0814 GBP
1p ordinary CFD Opening Short 10,983 4.0700 GBP
1p ordinary CFD Opening Short 10,989 4.0694 GBP
1p ordinary CFD Opening Short 16,331 4.0796 GBP
1p ordinary CFD Opening Short 46,003 4.0627 GBP
1p ordinary CFD Opening Short 54,690 4.0820 GBP
1p ordinary CFD Opening Short 54,765 4.0750 GBP
1p ordinary CFD Opening Short 94,916 4.0715 GBP
1p ordinary SWAP Opening Short 381,972 4.0870 GBP
1p ordinary SWAP Opening Short 381,973 4.1014 GBP
1p ordinary SWAP Opening Short 425,918 4.0836 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 29 Sep 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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